Market Surveillance and Regulatory Compliance Specialist

At Larson Maddox, we are seeking an experienced Senior Equities Regulatory Compliance Specialist to join our compliance team. This role is ideal for candidates with a strong background in trade surveillance and a deep understanding of global market compliance.Key ResponsibilitiesCompliance Policy Development: Assist in the development and enhancement of...

Job SummaryThe Market Surveillance & Monitoring Department plays a vital role in maintaining the integrity of Hong Kong's cash and derivatives markets. As a key member of this team, you will be responsible for ensuring real-time trade monitoring and enforcing rule compliance among HKEX Participants.Key Responsibilities:Review daily surveillance alerts and...

Job Title: Senior Market Surveillance SpecialistAbout the Role:We are seeking a highly skilled Senior Market Surveillance Specialist to join our Enforcement team. The successful candidate will be responsible for enforcing HKEX rules and regulations against Exchange and Clearing Participants through our Annual Atttestation and Inspection Programme and...

At Hong Kong Exchanges and Clearing Limited, we are committed to maintaining the integrity of our cash and derivatives markets. As a Market Surveillance and Monitoring Department, we strive to promote effective market regulations for a fair, orderly and reputable market.The Market Surveillance & Monitoring Department is primarily responsible for real-time...

Job OverviewHong Kong Exchanges and Clearing Limited is a leading exchange operator that connects the world's capital markets. As an AVP/Associate - Market Surveillance and Monitoring (Enforcement), you will play a key role in enforcing HKEX rules and regulations.About the RoleThis is a permanent position, with a scheduled weekly hour of 40 hours. You will...

About the RoleWe are seeking a highly skilled Senior Market Surveillance and Enforcement Specialist to join our team in Hong Kong. This is an exciting opportunity to work with a leading exchange and clearing house, driving market integrity and protecting investors.Job SummaryThe successful candidate will be responsible for enforcing HKEX rules and...

About the RoleWe are seeking a highly skilled Regulatory Compliance Specialist to join our Hong Kong team. As an Advisory Compliance Officer, you will work closely with internal business groups to identify, advise, analyze and resolve regulatory reporting and compliance issues relating to Jane Street's Asian Business.Your key responsibilities will...

Job Summary: We are seeking a highly skilled Market Surveillance and Enforcement Specialist to join our team at Hong Kong Exchanges and Clearing Limited. The successful candidate will be responsible for enforcing HKEX rules and regulations against Exchange and Clearing Participants through our Annual Attestation and Inspection Programme and thematic...

Job DescriptionLarson Maddox is seeking an experienced Equities Compliance Associate to join our compliance team. This role is ideal for candidates with a strong background in trade surveillance and a deep understanding of global market compliance.Key ResponsibilitiesDevelop and enhance compliance policies and procedures tailored to global markets, ensuring...

Job SummaryThe Hong Kong Exchanges and Clearing Limited is seeking a highly skilled Market Surveillance Expert to join our team. As a key member of our Market Surveillance & Monitoring Department, you will play a critical role in maintaining the integrity of our cash and derivatives markets.About UsHong Kong Exchanges and Clearing Limited is home to Asia's...

**Job Summary:**We are seeking a skilled Financial Surveillance Specialist to join our team at Gravitas Recruitment Group. As a key member of our team, you will play a crucial role in detecting and preventing market abuse, ensuring the integrity of our financial systems.**About the Role:This is an exciting opportunity for a motivated and experienced...

As a Senior Market Surveillance and Enforcement Specialist at Hong Kong Exchanges and Clearing Limited, you will play a critical role in ensuring the integrity of our markets. We are seeking an experienced professional with a strong background in audit, inspection, enforcement, compliance, or advisory roles to join our team.Your primary responsibilities will...

At Hong Kong Exchanges and Clearing Limited, we are home to Asia's most dynamic and vibrant capital markets. Our purpose is to Connect, Promote and Progress our Markets and the Communities they support for the prosperity of all.We are seeking a seasoned Market Surveillance & Monitoring Enforcement Specialist to join our team in Exchange Square. As a key...

Job SummaryWe are seeking a highly skilled Market Surveillance Professional to join our team at Hong Kong Exchanges and Clearing Limited. In this role, you will be responsible for maintaining the integrity of the cash and derivatives markets through real-time trade monitoring and enforcing rule compliance of HKEX Participants.Main ResponsibilitiesProactively...

About the PositionWe're looking for a diligent Regulatory Compliance Expert to join our Legal and Compliance team at Jane Street. This role involves ensuring our Asia offices operate in compliance with local, APAC, and international regulations. You'll be responsible for regulatory filings, trade surveillance, monitoring tasks, and overseeing control room...

Head of Compliance Hong KongJob SummaryThe Head of Compliance Hong Kong will oversee and advise on all Hong Kong-related compliance and regulatory matters. This includes being the primary liaison to the SFC exchanges and other regulatory bodies, researching and interpreting compliance with laws, regulations, and guidance, and managing the implementation of...

This opportunity is a great fit for a skilled Compliance professional looking to grow their career in a dynamic environment.About Strachan ClarkWe are a growing and progressive company that is expanding our Compliance department to support our investment activities.The RoleAs a Compliance Manager, you will be responsible for ensuring our company adheres to...

Jane Street, a global trading firm, is seeking an experienced Regulatory Compliance Expert to join its Hong Kong team.About the RoleThis role involves working closely with internal business groups to identify and advise on regulatory reporting and compliance issues related to Jane Street's Asian Business. Key responsibilities include staying up-to-date with...

Job Overview At Hong Kong Exchanges and Clearing Limited, we connect, promote, and progress our markets for the prosperity of all. We're seeking a highly skilled Regulatory Compliance Specialist to join our Listing Division. About the Role As a Regulatory Compliance Specialist, you will assist in processing listed issuers' matters, including reviewing...

Compliance Role OverviewAt Goldman Sachs, we are seeking a highly skilled Compliance Specialist to join our Global Markets Compliance team. As a Compliance Specialist, you will play a critical role in preventing, detecting, and mitigating compliance, regulatory, and reputational risk across the firm.Key ResponsibilitiesProvide real-time compliance advice to...