Compliance Control Analyst

Your role Are you a sharp evaluator of risk? Are you good at handling and interpreting large data sets? Are you analytical and enjoy investigating complex financial solutions? Do you have specific experience on Investment Bank and Market Conduct regulation?We're looking for a skilled Compliance Control Analyst with experience in the following areas to join...

Your role Are you a sharp evaluator of risk? Are you good at handling and interpreting large data sets? Are you analytical and enjoy investigating complex financial solutions? Do you have specific experience on Investment Bank and Market Conduct regulation? We're looking for a skilled Compliance Control Analyst with experience in the following areas to...

About the RoleWe are seeking a highly skilled and experienced Business Control and Risk Analyst to join our team in Hong Kong. As a key member of our Compliance Business Control team, you will play a critical role in ensuring the effective design and management of controls to mitigate risks.Key ResponsibilitiesCoordinate governance and facilitate the...

About the RoleCitibank (Hong Kong) Limited is seeking a highly skilled Senior Compliance Business Control Analyst, AVP to join our team in Hong Kong. As a key member of our Compliance Business Control team, you will play a critical role in ensuring the effective design and management of controls to mitigate risks across our business.Key...

About the PositionWe’re looking for a responsible Compliance Analyst to help ensure colleagues in our Asia offices are satisfying local, APAC and international laws and regulations. This will involve regulatory filings, trade surveillance, monitoring tasks and overseeing control room function activities to keep things compliant in a time-sensitive...

Description : Senior Internal Control Analyst (Financial Compliance Analyst III) We are looking for a dedicated Senior Internal Control Analyst to join our dynamic team. Reporting to the Senior Manager, Financial Governance Manager–Asia Pacific, this role offers exciting opportunity to demonstrate technical skills to support Arrow’s global...

At Citi, we get to connect millions of people across hundreds of cities and countries every day. And we've been doing it for more than 200 years. We do this through our unparalleled global network. We provide a broad range of financial services and products to our clients - whether they be consumers, corporations, governments or institutions - to help them...

At Citi , we get to connect millions of people across hundreds of cities and countries every day. And we've been doing it for more than 200 years. We do this through our unparalleled global network. We provide a broad range of financial services and products to our clients – whether they be consumers, corporations, governments or institutions – to help...

About the PositionWe're seeking a seasoned Compliance Risk Analyst to join our team at Jane Street. As a key member of our Legal and Compliance department, you will play a critical role in ensuring our Asia offices are in compliance with local, APAC, and international laws and regulations. This will involve regulatory filings, trade surveillance, monitoring...

Job Summary:Tangspac is seeking a highly skilled Senior Compliance Analyst to join our team. As a key member of our Compliance department, you will play a critical role in ensuring that our business operations are in compliance with relevant laws, regulations, and internal policies.Key Responsibilities:Compliance Activities: Assist in the development and...

Key responsibilities: To perform and the branch’s internal control and ensure that the transactions and deals of the Bank is following statutory requirements Adept of regulatory developments and communicate the developments and arrange training for staff Responsible for keeping the bank’s compliance guidelines and manual up to date Fulfill the reporting...

Business Function As the leading bank in Asia, DBS Consumer Banking Group is in a unique position to help our customers realise their dreams and ambitions. As a market leader in the consumer banking business, DBS has a full spectrum of products and services, including deposits, investments, insurance, mortgages, credit cards and personal loans, to help...

Role Introduction Reports to : IT Security Controls Snr Lead Assist Team manager to develop, monitor and validate IT security controls within the company IT environment. Coaching junior analyst to keep improve all IT security controls effectiveness  Equips with strong technical knowledge, responsible for managing the performance and developing junior...

Job Description**Job Summary**Control Risks is seeking a highly skilled and experienced Security Manager to lead our physical security operations in Hong Kong. As a key member of our team, you will be responsible for ensuring the safety and security of our clients' offices and commercial premises.Key Responsibilities:Lead and mentor a team of security...

JOB SUMMARY Contract Compliance team supports the Continent in operating within a framework and utilizing tools that provide the assurance to follow the financial provisions of contractual arrangements and billing configuration. The position partners with internal departments to establish and sustain a global governance framework (policies, processes,...

Position OverviewWe are seeking a diligent Compliance Analyst to support our teams in the Asia region in adhering to local, APAC, and international legal standards. This role will encompass activities such as regulatory submissions, trade monitoring, and managing control room operations to ensure compliance in a dynamic environment.The regulatory framework...

**Job Summary**Interfill Group is seeking a seasoned finance professional to join our Financial Control department as a Senior Manager, Financial Control Compliance. As a key member of our team, you will be responsible for overseeing and fulfilling the company's financial and regulatory reporting mandates.**Key Responsibilities:**Collaborate with the...

Job SummaryWe are seeking a highly skilled Compliance Risk Analyst to join our team at Interactive Brokers. As a key member of our Compliance department, you will play a critical role in ensuring the integrity of our AML program and maintaining our commitment to regulatory compliance.Key ResponsibilitiesConduct thorough reviews and analysis of our enterprise...

Job Description**Job Summary**Control Risks is seeking a highly skilled and experienced Security Manager to lead our physical security operations in Hong Kong. As a key member of our team, you will be responsible for ensuring the safety and security of our clients' offices and commercial premises.**Key Responsibilities****Lead and Mentor a Team**: Supervise...

(Senior) Business Compliance & Risk Control Manager Job No.: 499146Employment Type: Full timeDepartments: Investment ManagementJob Functions: Risk Management, Compliance / Operational Risk Management Responsibilities: Conduct risk monitoring, control and compliance risk assessments of money market and capital market dealers activities. Oversight risk...