Regulatory Conduct Manager

Some careers open more doors than others. If you’re looking for a career that will unlock new opportunities, join HSBC and experience the possibilities. Whether you want a career that could take you to the top, or simply take you in an exciting new direction, HSBC offers opportunities, support and rewards that will take you further. Wealth and...

AVP/VP – Regulatory Change Management Experienced, dynamic compliance professional required to join the Jefferies Asia Compliance Team. This is a Hong Kong based role reporting to the Head of Hong Kong Compliance. The candidate should have solid institutional broker dealer, investment banking experience, ideally gained from a US or European...

  Bluemont Consulting has formed a strategic partnership with a renowned international corporate bank and is currently seeking a manager to oversee financial accounting and regulatory reporting. This position will report to a team head and collaborate with three colleagues. The primary responsibilities will involve preparing and reviewing financial and...

Job Title: Management Consultant (Finance and Regulatory Reporting) Key Responsibilities: Client Engagement: Engage with clients to understand their business objectives, challenges, and regulatory requirements related to financial accounting and reporting. Build strong relationships with client stakeholders, including finance, regulatory, and IT teams, to...

We are currently in search of a Regulatory Counsel on behalf of our client. This pivotal role entails providing legal and regulatory guidance across various jurisdictions in APAC and Europe. The Regulatory Counsel will work closely with the Head of Regulatory Affairs and other senior colleagues across the organization to implement strategies in key markets....

Job description We are currently looking for a Senior Consultant with Financial Services background, having worked preferably within banking & financial services sectors. Our projects are geared around delivering Operational Strategy across domains. Senior Consultant, Hong Kong ( Regulatory & Compliance  ) Due to our growth in Asia, we are...

Job description We are currently looking for a Senior Consultant with Financial Services background, having worked preferably within banking & financial services sectors. Our projects are geared around delivering Risk and Regulatory across domains. Consultant/Senior Consultant, Hong Kong (Risk & Regulatory) Due to our growth in Asia, we are...

Job description We are currently looking for a Consultants with Financial Services background, having worked preferably within banking & financial services sectors. Our projects are geared around delivering on Risk & Regulatory topics across domains Consultant - Hong Kong ( Regulatory & Compliance ) Due to our growth in Asia, we are looking...

The Goldman Sachs Group, Inc. is a leading global financial services firm providing investment banking, securities and investment management firm. Goldman Sachs provides a wide range of services worldwide to a substantial and diversified client base that includes corporations, financial institutions, governments and high net worth individuals. Founded in...

Job Description : Handle and investigate MPF or Group Medical businesses complaints against intermediaries Attend to enquiries and investigations received from the Insurance Authority or the MPFA Filing of intermediary related returns to the MPFA; and Maintain and promote the conducts of intermediaries through contributions to regular internal...

Responsibilities Responsible for the HKMA regulatory reporting process, and to ensure the compilation of banking returns and surveys are in compliance with the completion instructions and relevant guidelines as set out by the HKMA To ensure proper control checking and review procedures are in place so as to minimize errors in reporting To assist in the...

Officer, Regulatory Compliance Services Hong Kong Mon - Fri, 9am - 6pm Hybrid The position  Our Regulatory and Compliance Services (RCS) ensure our clients to meet both their local and global regulatory needs and provide customized support to keep our clients informed of the evolving regulatory requirements impacting their business. Our team based...

Vous êtes unique, comme le sont votre parcours, votre expérience et votre façon de voir les choses. Ici, on vous encourage et on vous motive à donner le meilleur de vous-même, et on vous donne les moyens de le faire. Vous travaillerez avec des collègues dynamiques – experts dans leur domaine – qui sont impatients de partager leurs connaissances...

FIND YOUR 'BETTER' AT AIA If you believe in better, we’d love to hear from you. About the Role This role plays a critical role in ensuring compliance with regulatory requirements and shaping the company's policy development strategies within the insurance industry. This role will closely monitor changes in regulatory frameworks and analyze their...

- Required to have prior SFC regulatory working experiences - Very strong in wealth management product due diligence and compliance experiences - Fluent in Mandarin is a MUST

Responsibilities: Responsible for Hong Kong Regulatory Compliance matters Act as regulatory advisor to securities, wealth management and asset management business and control function Monitor relevant regulatory changes and development Implement related policies and procedures Support new business initiatives and ensure related rules and regulation are...

As one of the world’s largest banking and financial services organisations, HSBC has been connecting customers to opportunities since 1865. With operations in 63 countries and territories, HSBC’s unparalleled international network links developed and emerging markets, and spans the world’s largest and fastest-growing trade corridors. The bank serves...

Vice President, Financial Crime, Regulatory Affairs & Controls, Asia PacificCountry: Hong Kong As LoD AML, you will work closely with all departments, including but not limited to, Business, Middle Office, Compliance, Technology and Operations, to manage integration into all Asia branches an effective anti-money laundering program aligning with Santander...

Responsibilities: Coordinate regional regulatory reporting automation and related data requirements. Manage requirements of Southeast Asia (SEA) Datamart. Coordinate SEA manual reporting management and review related rules and regulations Participate in the coordination of digital transformation of financial management segment Manage the budget of...

Compliance Manager/Senior Manager   Responsibilities: Compliance Policy and Procedures: Develop and update the company's compliance policies and procedures to ensure business activities comply with national and regional financial regulatory laws. Regulatory Agency Communication: Maintain close contact with regulatory agencies to stay informed about and...