Compliance Monitoring and Testing

Prudential’s purpose is to be partners for every life and protectors for every future. Our purpose encourages everything we do by creating a culture in which diversity is celebrated and inclusion assured, for our people, customers, and partners. We provide a platform for our people to do their best work and make an impact to the business, and we support...

Whether you’re at the start of your career or looking to discover your next adventure, your story begins here. At Citi , you’ll have the opportunity to expand your skills and make a difference at one of the world’s most global banks. We’re fully committed to supporting your growth and development from the start with extensive on-the-job training...

Responsibilities Support the Section Head of HKFRS9 & Stress Testing section in planning, designing and operation of expected credit loss (“ECL”) models and stress testing, and overseeing and coordinate stress testing for the Bank Group. Develop, monitor and enhance for the risk modeling and methodologies for IFRS-9 ECL and stress testing, to meet...

about the company.Our client is one of the top tier foreign corporate banking in the Global Marketabout the team.As a member of the Financial Crime Compliance Team, you will be joining a team that fosters a friendly and close-knit culture, promoting strong bonds among colleaguesabout the job.Coordinate daily preliminary clearance of sanctions, ensuring...

Date Posted: Test Chemist General information Location Hong Kong Type of contract Permanent Full Time Occupational field Engineering Job-ID 8462 Job Highlights Experience in testing laboratory Knowledge of ISO 17025 and HOKLAS Immediately available is definitely an advantage Job Responsibilities Review, check and sign...

Test ManagerQualification:Bachelors in science , engineering or equivalentResponsibility:Project Proposal: Gather requirements from the Business Analyst to understand the client's requirements and the required skill sets. Analyze the time and effort required based on the initial estimation submitted by the Test Analyst. Seek review inputs on resourcing and...

Company Introduction: We're home to Asia's most dynamic and vibrant capital markets. Connecting capital, ideas, inspiration and innovation for deeper, more diverse and liquid global capital markets; providing greater choice and opportunity for our customers, each and every day. HKEX is a purpose-driven company. Our commitment to the long-term development...

To work in a team comprising design quality verification, test engineering and test equipment management functions. To assist the company to ensure excellent design quality of our power conversion products, and to develop advanced product testing techniques, the position shall focus on both 1) and 2) plus 3) in the Essential Responsibilities below. ...

Company Introduction: We're home to Asia's most dynamic and vibrant capital markets. Connecting capital, ideas, inspiration and innovation for deeper, more diverse and liquid global capital markets; providing greater choice and opportunity for our customers, each and every day. HKEX is a purpose-driven company. Our commitment to the long-term development...

Responsibilities: General Compliance: Assist in handling product compliance matters, including preparing relevant filings to regulatory authorities such as the SFC for UT Code changes, reviewing marketing materials for HK SFC authorized funds, SICAV, and PE funds. Conduct gap analysis on regulatory updates assigned by the Head of Compliance. AML/KYC...

RESPONSIBILITIES : The primary responsibilities include managing and administering the firm’s compliance programme covering areas on compliance programme monitoring, vendors and distributors onboarding and regular review, KYC/AML, staff trading, marketing materials review, fund authorization, maintenance of licenses, compliance training, managing...

Company Introduction: We're home to Asia's most dynamic and vibrant capital markets. Connecting capital, ideas, inspiration and innovation for deeper, more diverse and liquid global capital markets; providing greater choice and opportunity for our customers, each and every day. HKEX is a purpose-driven company. Our commitment to the long-term development...

Home Career Why the SFC Join us as an experienced professional Current Openings Temporary Manager (4-Month Contract) - Intermediaries Supervision (Off-site monitoring, Global Institutions), Intermediaries Temporary Manager (4-Month Contract) - Intermediaries...

Job Purpose: • To assist Group Compliance Division in discharging the duties of ensuring the Bank’s compliance with rules, regulations and guidelines issued by regulatory bodies on e.g. data privacy, deposit protection, Code of Banking Practice and technology risks etc. • To assist Group Compliance Division in promoting bank wide compliance culture...

Responsibilities Support the development of a compliance strategy and guidelines to support the firm’s growth across APAC in a sustainable and compliant way. Work closely with senior management, colleagues, regulators, and external partners & stakeholders to anticipate risks to the firm and its clients and mitigate them. Develop and implement...

Do you want your voice heard and your actions to count? Discover your opportunity with Mitsubishi UFJ Financial Group (MUFG), the 7th largest financial group in the world. Across the globe, we’re 160,000 colleagues, striving to make a difference for every client, organization, and community we serve. We stand for our values, building long-term...

Main Content Head of Transaction Monitoring, Anti-Money Laundering Department Head of Transaction Monitoring, Anti-Money Laundering Department Responsibilities: Provide advice to senior management on statutory and regulatory requirements on transaction monitoring and suspicious transaction reporting matters and recommendations in addressing...

About Dah Sing Group The Dah Sing Group is a leading financial services group in Hong Kong offering banking, insurance, financial and other related services through its growing network of over 70 branches in Hong Kong, Macau and Mainland China. Our currency is caring, teamwork and progressiveness. We accept that everyone is unique and different in talent,...

Job Purpose Investigate suspicious transactions and provide support for the transaction monitoring team in Financial Crime Compliance (FCC) Responsibilities - Assist in reviewing alerts to identify suspicious transactions and conduct investigation to determine submission of suspicious reports - Process unusual transactions reported...

Job Description In order to apply for the selected job, you must first create a user account and your profile. Senior Officer, Transaction Monitoring Job Title: Job ID: 13555 Hong Kong Location: Full/Part Time: Full-Time Job Purpose Investigate suspicious transactions and provide support for the transaction monitoring team in Financial Crime Compliance...