Vice President
6 days ago
Business Function:
Group Legal, Compliance & Secretariat ensures that the bank's interests are protected by zealously guarding and enhancing its reputation and capital. We also work to maintain a good standing with all our regulators, customers, and business partners. Because we believe that at the heart of business banking is to uphold the values of trust and integrity for all our stakeholders.
Job Objective:
To effectively support the implementation of compliance objectives by relevant Business Units (BUs) through setting / reviewing policies and procedures for adherence to the applicable legal and regulatory requirements and to provide compliance advice to relevant BUs and support units (SUs) in Hong Kong, thereby promoting a strong compliance culture within DBS.
Responsibilities:
- To assist Head of Global Financial Markets (GFM), Vickers & Research Compliance to: (i) provide professional advice and services to GFM on compliance issues; and (ii) safeguard the Bank from compliance and regulatory risk with regards to the Banks' transactions, practices and business initiatives.
- To support sales and surveillance related matters and projects.
- To develop a good understanding and make clear communication of key laws, regulations and compliance requirements applicable to the businesses.
- To prepare and provide new-hire and regular compliance trainings.
- To coordinate with Compliance Review team and relevant BUs to conduct risk-based compliance review and surveillance monitoring.
- To escalate to Head of GFM, Vickers & Research Compliance on major compliance / regulatory issues / violations / complaints.
- To play an active role in regulatory examinations, investigations and incident reporting.
- To review customer feedback where applicable.
Requirements:
- A degree in Law, Finance, Accountancy or related disciplines, or possession of legal or accountancy professional qualifications.
- At least 6 years (for Assistant Vice President) or 8 years (for Vice President) experience in: (i) compliance / legal or audit department of a bank or authorised / licensed financial institution; or (ii) a local or overseas banking or relevant financial supervisory body; or (iii) a professional legal or audit / accountancy firm with banking or financial services compliance / regulatory advisory experience.
- Good exposure to dealing with regulatory matters and liaising with regulators.
- Knowledge of banking and financial sector laws and regulations, compliance best practices and understanding of financial products and operating business, in particular those relating to GFM, sales and trading.
- FX, fixed income, equities, OTC derivative products, brokerage, research, trade surveillance knowledge would be a plus.
- Ability to understand the business, analyse issues and formulate appropriate recommendations.
- Ability to develop a rapport with GFM but maintaining independence.
- Sound interpersonal and communication skills.
- Good writing ability.
Apply Now
We offer a competitive salary and benefits package and the professional advantages of a dynamic environment that supports your development and recognises your achievements.
We regret only shortlisted candidates will be notified.
Seniority levelMid-Senior level
Employment typeFull-time
Job functionOther and General Business
IndustriesBanking and Financial Services
#J-18808-Ljbffr-
Vice President
3 days ago
Hong Kong Island, Hong Kong SAR China Madison Pearl Full timeVice President - Equities Capital MarketsOn behalf of an international investment bank, we are seeking an experienced Vice President of Equities Capital Markets Banking. The ideal candidate will have a strong background in equity financing, a proven track record of managing client relationships, and the ability to lead complex transactions. This role...
-
Vice President, Business Development
4 days ago
Hong Kong Island, Hong Kong SAR China DBS Bank Full timeJob DescriptionWe are looking for a dedicated and experienced professional to join our team as Vice President, Customer Experience. In this role, you will be responsible for driving SCM initiatives, facilitating their reporting, and implementing corresponding improvement plans. You will also provide oversight of product development, sales campaigns, and...
-
Vice President of Digital Operations
1 week ago
Hong Kong, Central and Western District, Hong Kong SAR China Chong Hing Bank Limited Full timeVice President of Digital Operations:Join our team as a Vice President of Digital Operations and take on a leadership role in shaping our digital strategy. As a key member of our executive team, you will be responsible for developing and implementing a comprehensive digital transformation plan that drives business growth and innovation.Key...
-
Senior Vice President Position
4 days ago
Hong Kong Island, Hong Kong SAR China Hong Kong Exchanges and Clearing Limited (HKEX) Full timeKey ResponsibilitiesThe Senior Vice President will be responsible for:Leading a team of financial analysts to perform second line challenge on risk and business initiatives.Establishing, reviewing, and implementing financial and clearing risk policies, risk appetite statements, and rules.Developing and applying risk management tools, mechanisms, and...
-
Assistant Vice President
6 days ago
Hong Kong Island, Hong Kong SAR China China CITIC Bank International Limited Full timeAssistant Vice President / Vice President, Financial ReportingKey Responsibilities:Manage the production of consolidated financial statements for the Group; apply applicable accounting standards and disclosure requirements in preparation of the statements.Handle Annual Account Closing including generating annual reports and press announcements.Participate in...
-
Vice President, Management Accounting
3 weeks ago
Hong Kong Island, Hong Kong SAR China Cornerstone Global Partners (CGP Group) Full timeVice President, Management Accounting - Business Performance and Analysis (FP&A)Our client, a prominent financial institution in Hong Kong, is currently looking for a highly skilled and experienced individual to join their team as the Vice President of Management Accounting (FP&A), focusing on Business Performance and Analysis.Key Responsibilities:As a...
-
Vice President of International Sales
3 days ago
Hong Kong Island, Hong Kong SAR China HSBC Full timeAbout HSBCHSBC is a global bank with a long history of serving customers around the world. We have a reputation for innovation, quality, and customer satisfaction.The OpportunityWe are looking for a talented professional to join our team as a Vice President of Sales - Global Trade Solutions. This is an exciting opportunity to join a dynamic and growing...
-
Assistant Vice President, Treasury Marketing
3 days ago
Hong Kong Island, Hong Kong SAR China Bank of Communications Co., Ltd. London Branch Full timeResponsible for providing solutions or treasury products to suit the needs of the clients maintained by Head Office, onshore and overseas branches.Formulating and implementing various sophisticated marketing programs.Degree holder or above with a minimum of 3 years' relevant experience in treasury market sales gained from renowned financial...
-
Vice President
3 weeks ago
Hong Kong Island, Hong Kong SAR China BCT Group - BCT Financial Ltd & Bank Consortium Trust Co Ltd Full timeVice President - Business Development (Corporate Solution Team)Develop business with designated channel partners (mainly banks and large brokers / consultants) and prospects referred in establishing and operating their employee retirement schemesAssist to formulate and implement marketing plan for the corporationServe clients for their pension schemes in...
-
Vice President Operations
11 hours ago
Hong Kong, Central and Western District, Hong Kong SAR China Wharf Hotels Full timeJoin Our Team as Vice President Operations Are you a visionary leader with a passion for driving change and generating profits in the hotel industry? We have an exceptional career opportunity for a dynamic and self-driven individual to join our team as Vice President Operations. About The Role As Vice President Operations, you will oversee the efficient...
-
Vice President of Market Settlement
2 weeks ago
Hong Kong, Central and Western District, Hong Kong SAR China MUFG Full timeJob SummaryThe Vice President of Market Settlement will be responsible for overseeing the day-to-day operations of the treasury market settlement department. This includes supervising team members, monitoring financial transactions, and ensuring compliance with relevant regulations.Key Accountabilities:To assist Team Lead to monitor daily processing,...
-
Vice President, Corporate Communications
2 weeks ago
Hong Kong, Central and Western District, Hong Kong SAR China MCG Talent Full timeVice President, Corporate Communications (Hong Kong) Vice President, Corporate Communications (Hong Kong) The client is an award-winning regional strategic communications firm in its expansion phase in the region, now looking for a VP / Director for their team in Hong Kong. The right candidate will be entrepreneurial and can generate new business, drive and...
-
Vice President Compliance 2nd Level Control
6 days ago
Hong Kong Island, Hong Kong SAR China SGS Société Générale de Surveillance SA Full timeKey ResponsibilitiesThe Vice President will be responsible for managing and executing compliance reviews across wholesale bank activities within the Asia Pacific region. This includes:Developing and implementing risk-based control plansSupervising review activitiesEnsuring timely tracking and resolution of compliance issuesProviding regular updates to key...
-
Vice President, Post Trade
2 days ago
Hong Kong Island, Hong Kong SAR China The Asian Banker Full timeVice President, Post Trade - Platform & InfrastructureCompany Introduction:We're home to Asia's most dynamic and vibrant capital markets.Connecting capital, ideas, inspiration and innovation for deeper, more diverse and liquid global capital markets; providing greater choice and opportunity for our customers, each and every day.HKEX is a purpose-driven...
-
Vice President, Management Accounting
7 days ago
Hong Kong, Central and Western District, Hong Kong SAR China Cornerstone Global Partners (CGP Group) Full timeVice President, Management Accounting - Business Performance and Analysis (FP&A) Our client, a prominent financial institution in Hong Kong, is currently looking for a highly skilled and experienced individual to join their team as the Vice President of Management Accounting (FP&A), focusing on Business Performance and Analysis. Key Responsibilities: As a...
-
Executive Vice President Trust
2 weeks ago
Hong Kong, Central and Western District, Hong Kong SAR China Levin Human Resources Development Limited Full timeWe are seeking an Executive Vice President Trust to join our team at Levin Human Resources Development Limited.About the RoleThe ideal candidate will have a strong background in trust services, excellent communication skills, and the ability to build strong relationships with clients and stakeholders.Key ResponsibilitiesProvide expert advice on trust matters...
-
Vice President Talent Acquisition
3 days ago
Hong Kong Island, Hong Kong SAR China Raffles Family Office Full timeVice President Talent Acquisition (Wealth Management)Discover New Possibilities at Raffles Family OfficeAt Raffles Family Office, we are people first, people who can think beyond a label. We are one dynamic and entrepreneurial team. Fun, respectful, solidarity – Just like a family. We consistently strive to provide a workplace that nurtures diverse yet...
-
Vice President, Securities
5 days ago
Hong Kong Island, Hong Kong SAR China OCBC Full timeVice President, Securities & Trading Operations2 days ago Be among the first 25 applicantsOversee operational activities of securities business, including dealing, settlement, finance, risk management, compliance, with SFC Core Functions Manager-In-Charge responsibilities.Oversee business development projects and manage timelines, resources, and budgets...
-
Group Vice President, Culinary Innovation
2 days ago
Hong Kong Island, Hong Kong SAR China Shangri-La Group Full timeAs Group Vice President, Culinary Innovation, you will be responsible for developing and implementing culinary innovation strategies across our global F&B operations. You will collaborate closely with cross-functional teams, including regional and hotel operations, to ensure successful execution of our culinary innovation strategy.The ideal candidate will...
-
Assistant Vice President
4 days ago
Hong Kong Island, Hong Kong SAR China Transamerica Life Bermuda Full timeJob SummaryWe are looking for a highly skilled Assistant Vice President - Finance to join our team. The successful candidate will have a strong background in finance, with expertise in treasury and expense management, and a proven ability to drive finance process improvement initiatives.The ideal candidate will have a Bachelor's degree in Accounting, Finance...