Vice President Compliance 2nd Level Control
2 weeks ago
The Vice President will be responsible for managing and executing compliance reviews across wholesale bank activities within the Asia Pacific region. This includes:
- Developing and implementing risk-based control plans
- Supervising review activities
- Ensuring timely tracking and resolution of compliance issues
- Providing regular updates to key stakeholders on the progress of reviews and risks identified during the review period
The successful candidate will have a strong background in internal audit/control testing and compliance, as well as excellent analytical and problem-solving skills.
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2nd Level Control Leader
1 week ago
Hong Kong, Central and Western District, Hong Kong SAR China SGS Société Générale de Surveillance SA Full timeAbout the RoleThis is an exciting opportunity to join our team as a Vice President, Compliance 2nd Level Control, Asia Pacific. We are looking for a highly skilled and experienced professional who can contribute to our ongoing success.The successful candidate will be responsible for managing the 2nd line of defense in our internal control framework, ensuring...
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Hong Kong Island, Hong Kong SAR China SGS Société Générale de Surveillance SA Full timeResponsibilitiesSummary of the key purposes of the role:Definition of an annual risk-based Compliance control plan for APACSupervise and deliver Compliance reviews as required by the annual control planEnsure Compliance risks are identified and managed in a timely mannerEnsure timely tracking, resolution and closure validation of CTL...
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Hong Kong, Central and Western District, Hong Kong SAR China SGS Société Générale de Surveillance SA Full timeResponsibilities Summary of the key purposes of the role: Definition of an annual risk-based Compliance control plan for APAC Supervise and deliver Compliance reviews as required by the annual control plan Ensure Compliance risks are identified and managed in a timely manner Ensure timely tracking, resolution and closure validation of CTL recommendations...
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Vice President of Compliance Operations
5 days ago
Hong Kong, Central and Western District, Hong Kong SAR China SGS Société Générale de Surveillance SA Full timeSenior Leadership Role in ComplianceWe are looking for an experienced professional to fill the role of Vice President, Compliance 2nd Level Control. This is a senior leadership position that requires a high level of expertise in compliance risk management and the ability to provide strategic guidance to business units.The key responsibilities of this role...
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Compliance Risk Specialist
1 week ago
Hong Kong, Central and Western District, Hong Kong SAR China SGS Société Générale de Surveillance SA Full timeJob DescriptionWe are seeking a highly skilled and experienced professional to join our team as a Vice President, Compliance 2nd Level Control, Asia Pacific. This role will be responsible for managing the 2nd line of defense in our internal control framework, ensuring compliance risks are identified and managed in a timely manner.The successful candidate...
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Internal Controls Strategist
2 weeks ago
Hong Kong, Central and Western District, Hong Kong SAR China SGS Société Générale de Surveillance SA Full timeRole Overview:We are seeking a seasoned professional to fill the Vice President, Compliance 2nd Level Control, Asia Pacific position. As a key member of our Compliance team, you will be responsible for leading the development and implementation of effective risk governance and oversight strategies across the region.Key Accountabilities:Collaborate with...
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2nd Level Control Vice President
2 weeks ago
Hong Kong, Central and Western District, Hong Kong SAR China SGS Société Générale de Surveillance SA Full timeKey ResponsibilitiesThe successful candidate will have the following responsibilities:Collect and Analyse compliance risk indicators: Identify and assess compliance risks across the region.Build a risk-based yearly Control plan for APAC: Develop a comprehensive risk-based control plan to mitigate compliance risks.Coordinate the annual Compliance Risk...
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Vice President
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Hong Kong Island, Hong Kong SAR China DBS Bank Full timeVice President / Assistant Vice President, Business Compliance, Global Financial Markets, Legal, Compliance & SecretariatBusiness Function:Group Legal, Compliance & Secretariat ensures that the bank's interests are protected by zealously guarding and enhancing its reputation and capital. We also work to maintain a good standing with all our regulators,...
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Compliance Oversight Manager
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Hong Kong, Central and Western District, Hong Kong SAR China SGS Société Générale de Surveillance SA Full timeAbout the Role:This exciting opportunity is for a highly skilled and experienced professional to join our team as a Vice President, Compliance 2nd Level Control, Asia Pacific. As a member of our Compliance organization, you will play a critical role in ensuring the effective implementation of internal controls and governance frameworks across the...
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Vice President of Internal Controls
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Hong Kong, Central and Western District, Hong Kong SAR China SGS Société Générale de Surveillance SA Full timeKey ResponsibilitiesManage the 2nd line of defense in our internal control frameworkEnsure compliance risks are identified and managed in a timely mannerAnalyze large datasets and draw valid inferencesPresentation of findings to key stakeholdersCollaboration with local, regional, and global stakeholdersThe successful candidate will also have a strong...
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Vice President, Management Accounting
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Vice President
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Regional Compliance Director
5 days ago
Hong Kong, Central and Western District, Hong Kong SAR China SGS Société Générale de Surveillance SA Full timeJob DescriptionThis is a senior leadership role that oversees the development and implementation of compliance risk management strategies for Asia Pacific region. The Vice President, Compliance 2nd Level Control, will be responsible for ensuring that all business activities within the region are in compliance with relevant laws, regulations, and internal...
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Vice President of Cyber Governance
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Hong Kong Island, Hong Kong SAR China STATE STREET CORPORATION Full timeWe are seeking a highly experienced cybersecurity professional to join our team as a Vice President (VP) level Cybersecurity Risk and Controls Manager in the APAC region. In this role, you will lead efforts to manage risk, drive continuous improvement, and ensure regulatory compliance.ResponsibilitiesCybersecurity Strategy Development: Develop and implement...
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Vice President, Securities
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Hong Kong Island, Hong Kong SAR China OCBC Full timeVice President, Securities & Trading Operations2 days ago Be among the first 25 applicantsOversee operational activities of securities business, including dealing, settlement, finance, risk management, compliance, with SFC Core Functions Manager-In-Charge responsibilities.Oversee business development projects and manage timelines, resources, and budgets...
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Vice President, Management Accounting
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Hong Kong, Central and Western District, Hong Kong SAR China Cornerstone Global Partners (CGP Group) Full timeVice President, Management Accounting - Business Performance and Analysis (FP&A) Our client, a prominent financial institution in Hong Kong, is currently looking for a highly skilled and experienced individual to join their team as the Vice President of Management Accounting (FP&A), focusing on Business Performance and Analysis. Key Responsibilities: As a...
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Assistant Vice President
7 days ago
Hong Kong Island, Hong Kong SAR China ALL-STAR AGENCY Full timeAssistant Vice President - Loan SyndicationA high-growth corporate bank with continual investment in growth in the region is seeking to hire an Assistant Vice President - Loan Syndications in the syndicated loans department to handle full spectrum of activities for securing the transactions including origination, credit analysis, due diligence in execution...
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Senior Vice President
3 weeks ago
Hong Kong Island, Hong Kong SAR China Hong Kong Exchanges and Clearing Limited (HKEX) Full timeSenior Vice President - Enterprise Risk AnalyticsSenior Vice President - Enterprise Risk AnalyticsApply locations HK-ONE ES 24/F time type Full time posted on Posted 6 Days Ago job requisition id R002384Company Introduction:We're home to Asia's most dynamic and vibrant capital markets.Connecting capital, ideas, inspiration and innovation for deeper, more...
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Hong Kong, Central and Western District, Hong Kong SAR China Shangri-La Group Full timeCareer Opportunities: Assistant Vice President, Information Security (170911) Requisition ID: 170911 - Posted: Hong Kong SAR - Shangri-La International Hotel Management Limited - Information Technology - Permanent Shangri-La Group is a global leader in luxury hospitality with unique Asian heritage. Headquartered in Hong Kong, we have over 100 hotels and...
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Regional Risk Governance Specialist
2 weeks ago
Hong Kong, Central and Western District, Hong Kong SAR China SGS Société Générale de Surveillance SA Full timeJob Description:The Vice President, Compliance 2nd Level Control, Asia Pacific role is a critical position within the Compliance organization that focuses on ensuring effective risk governance and oversight across the region. This individual will be responsible for developing and implementing strategies to mitigate compliance risks, providing expert advice...