Vice President, Securities

3 weeks ago


Hong Kong Island, Hong Kong SAR China OCBC Full time
Vice President, Securities & Trading Operations

2 days ago Be among the first 25 applicants

  • Oversee operational activities of securities business, including dealing, settlement, finance, risk management, compliance, with SFC Core Functions Manager-In-Charge responsibilities.
  • Oversee business development projects and manage timelines, resources, and budgets effectively.
  • Foster collaboration, work closely with key stakeholders, and take proactive measures to ensure front, middle, and back-office operations are carried out efficiently and effectively for the business.
  • Ensure the corporation fully complies with the relevant SFO and Exchange rules and regulations.
  • Establish effective internal control policies and systems for the corporation's operations, and optimize operational procedures constantly.
  • Drive sustainable growth, minimize costs, and promote operational excellence.

Requirements

  • Minimum 5 years of relevant experience working in licensed corporations/financial institutions with operational experience or prior experience as a COO.
  • Possess strong management and operational capabilities, with in-depth knowledge of back-office operations and risk management for global markets.
  • Comprehensive understanding of SFC/HKMA rules and regulations with the ability to comply with the relevant SFO and Exchange rules and regulations.
  • Knowledgeable in the applications of financial technology utilized in securities trading systems, including project management experience with system testing and development.
Seniority level

Mid-Senior level

Employment type

Full-time

Job function

Business Development, Management, and Strategy/Planning

Industries

Banking and Financial Services

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