Senior Business Compliance Manager

About Hang Seng BankHang Seng Bank is a leading financial institution in Hong Kong, committed to delivering exceptional service and innovative solutions to its customers. Our people are our greatest asset, and we strive to create a dynamic and inclusive work environment that fosters growth and development.Investments and Wealth SolutionsOur Investments and...

Compliance Manager / Senior Compliance Manager Location: Hong Kong   Responsibilities: To assist in formulating compliance-related rules, operational procedures, and business processes, and to participate in establishing the compliance management framework To conduct compliance reviews of internal management policies, major decisions, new products and new...

About the RoleWe are seeking a highly skilled Senior Reporter to join our team at Law Business Research. As a key member of our editorial team, you will be responsible for producing high-quality, engaging content that showcases your expertise in the field of law and business.Key ResponsibilitiesDevelop and maintain a strong network of sources to provide...

(Senior) Business Compliance & Risk Control Manager Job No.: 499146Employment Type: Full timeDepartments: Investment ManagementJob Functions: Risk Management, Compliance / Operational Risk Management Responsibilities: Conduct risk monitoring, control and compliance risk assessments of money market and capital market dealers activities. Oversight risk...

Senior Business Compliance & Risk Control ManagerJob Summary:We are seeking a highly skilled Senior Business Compliance & Risk Control Manager to join our team at Bank of China. The successful candidate will be responsible for conducting risk monitoring, control, and compliance risk assessments of money market and capital market dealers' activities.Key...

Business Function Group Legal, Compliance & Secretariat ensures that the bank's interests are protected by zealously guarding and enhancing its reputation and capital. We also work to maintain a good standing with all our regulators, customers, and business partners. Because we believe that at the heart of business banking is to uphold the values of...

Senior Manager, Business Compliance & Control (Corporate Banking) Job Purpose:  To assume monitoring and control function of AML CFT area (or potentially other general compliance matters) and to take up the role of BMLPO under Corporate Banking Division. Main Responsibilities:  - To conduct selected CDD review, checking, acting as AML/CFT...

Senior AML Compliance Manager (Global Executive Consultants Ltd.)Our company, Global Executive Consultants Ltd., is seeking a highly skilled professional to fill the position of Senior AML Compliance Manager.Key ResponsibilitiesDevelop and implement effective AML systems and processes to ensure compliance with regulatory requirements.Collaborate with various...

About the RoleDBS Bank is seeking a highly skilled Compliance Officer to join our team in the Bancassurance Business. As a Compliance Officer, you will play a critical role in ensuring that our business operations are in compliance with relevant laws, regulations, and internal policies.Key ResponsibilitiesProvide prompt, practical, and consistent compliance...

About Dah Sing Group The Dah Sing Group is a leading financial services group in Hong Kong offering banking, insurance, financial and other related services through its growing network of over 70 branches in Hong Kong, Macau and Mainland China. Our currency is caring, teamwork and progressiveness. We accept that everyone is unique and different in talent,...

Responsibilities Develop, implement, and maintain a robust compliance framework to ensure adherence to all applicable HKMA, SFC, and other regulatory requirements Provide expert guidance and advice to senior management on compliance-related matters, emerging regulations, and their business impact Oversee the identification, assessment, and mitigation of...

Job Description:  To develop and implement a risk-based assurance and monitoring program to ensure the compliance of the respective regulatory requirement Review and ensure the selling process complies with all relevant regulatory requirements Prepare and update policies and procedures to ensure compliance with the regulatory requirements Liaise with...

Responsibilities: Carries out duties in accordance with policies and various internal rules and regulations of the Bank Provide advisory services to business units in the interpretation and implementation of compliance requirement Collects rules and regulations of local, mainland and overseas regulatory authorities or legislation departments related to...

Responsibilities: Review customer profile, KYC documents, customer statistic data and provide review recommendation for periodic review and trigger event review before submission to business Update and follow up customer information, verify customer identity & due diligence documents and provide advice on transaction analysis Monitor Customer review...

Responsibilities: Review customer profile, KYC documents, customer statistic data and provide review recommendation for periodic review and trigger event review before submission to business Update and follow up customer information, verify customer identity & due diligence documents and provide advice on transaction analysis Monitor Customer review...

Responsibilities : Take a leadership role in shaping, implementing, and refining our organization's compliance program to align with regulatory mandates and company objectives.  Maintain an in-depth understanding of industry regulations, laws, and standards, providing expert guidance to the compliance team and stakeholders. Oversee compliance audits...

About the RoleWe are seeking a highly skilled Senior Manager, Risk and Compliance to join our team at Hang Seng Bank Limited. As a key member of our organization, you will play a critical role in ensuring the effective management of risk and compliance across our business operations.Key ResponsibilitiesSupport the growth of our Card Business by overseeing...

Job Summary:Tangspac is seeking a highly skilled Senior Compliance Analyst to join our team. As a key member of our Compliance department, you will play a critical role in ensuring that our business operations are in compliance with relevant laws, regulations, and internal policies.Key Responsibilities:Compliance Activities: Assist in the development and...

About the RoleCitibank (Hong Kong) Limited is seeking a highly skilled Senior Compliance Business Control Analyst, AVP to join our team in Hong Kong. As a key member of our Compliance Business Control team, you will play a critical role in ensuring the effective design and management of controls to mitigate risks across our business.Key...

Responsibilities: Provide prompt, sound and consistent compliance advice, interpretation and recommendation on business and new financial products; Co-ordinate and handle enquires from business departments regarding to regulatory compliance requirements and provide advice and recommendations; Influences and negotiates with seniors across functions and...