Lead, FCC Advisory

2 weeks ago

Hong Kong, Hong Kong SAR China Standard Chartered Bank Full time
:Ongoing

About Mox

Mox is built by and for the ones who aspire to live life to the fullest –we call them Generation Mox The name Mox reflects the endless opportunities we can create, - Mobile eXperience; Money eXperience; Money X (multiplier), eXponential growth, eXploration… it’s all up for us to define together.

Why Mox

Mox helps you grow –your money, your world, your possibilities. We equip you with the financial management tools, information and insights you need to make your dreams, big or small, come true. Everything at Mox –from our products, features, to rewards –is designed based on customer research, tailor made for your needs. We care about what customers care about, especially in data security and privacy. Data ethics is core to everyone here at Mox.

Mox rewards you with an array of banking and lifestyle benefits.

What we are looking for?

We are looking for a FCC Advisory Lead.

Responsibilities

Lead the FCC Advisory team and to provide governance and oversight over the implementation of FCC related policies and procedures to ensure compliance with Group and/or regulatory requirements. This includes the review and advise on the rules/ regulations/ consultation papers issued by regulatory authorities, conducting gap analysis and be responsible for owning and refreshing the relevant documents. Provide advice to relevant stakeholders on financial crime risks issues arising from new product launch, geographical change, customers risk assessment and potential transactions sanctions breaches and to identify potential risks and vulnerabilties by connecting data and systems. Lead and deliver regular risk assessments exercise and assurance reviews including annual global AML and Sanctions risk assessments, Customer Risk Assessment model review, Institutional Risk Assessments, etc, according to the regulatory and Group requirements. Provide advice on the application of risk management frameworks including FCC Risk Appetite, Risk and Control Self Assessment and FCC Risk Type Framework. Oversee the Fraud Risk Management (FRM) function from a second line perspective, proactively challenge the the first line’s fraud risk functions’ self-assessments to determine risk issues and controls more objectively and to monitor/test compliance with relevant fraud policy and procedures. Oversee the review and analysis of the client base to proactively identify and manage high risk clients through specific reviews on emerging financial crime risk trends. Maintain the annual FCC training plan for the Bank; coordinate and deliver relevant FCC training according to Group standards.

Requirements

University graduate or above in any discipline. Minimum 5 years’ experience in financial crime compliance, fraud risk management in a banking environment. Preferably with an exposure in the Insurance or Wealth sector. Posssess a comprehensive risk management mindset including financial crime risk, compliance risk, credit risk, fraud risk and operational risks, etc. Good knowledge of financial crime compliance and fraud risk management framework, good analytical skills and incident management experience. Sound business acumen, able to make judgment independently with strong sense of ownership. Excellent analytical skills and meticulous to details. Above all, possess an “can-do” attitude and willing to challenge the status quo.

To be eligible for internal referrals at Mox Bank, you must be referred by a full time permanent employee of Mox Bank

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