Current jobs related to Senior Associate, Compliance - Hong Kong - Ares Management Corporation
-
Hong Kong, Hong Kong SAR China IQ-EQ Full timeJob Description Responsibilities We are seeking a highly skilled Senior Associate to join our team for the provision of compliance consultancy services to clients. The ideal candidate will have a strong background in regulatory compliance and exceptional client-facing abilities. This role involves providing comprehensive compliance advisory...
-
Compliance Associate
2 weeks ago
Hong Kong, Central and Western District, Hong Kong SAR China KGI Asia Full timeJob Title: Compliance AssociateAt KGI Asia, we are seeking a highly motivated and experienced Compliance Associate to join our team. The successful candidate will be responsible for handling regulatory reporting, license applications, and supporting compliance review and monitoring.Responsibilities:* Handle regulatory reporting and ensure compliance with...
-
Senior Associate
3 weeks ago
Hong Kong, Central and Western District, Hong Kong SAR China Star Anise Limited Full timeJob Title: Senior AssociateJob Summary: We are seeking a highly skilled Senior Associate to join our team at Star Anise Limited. The ideal candidate will have expertise in regulatory compliance and dispute management, with a strong analytical and communication skillset.Key Responsibilities:Lead regulatory investigations with various authoritiesRepresent...
-
Senior Associate
3 weeks ago
Hong Kong, Central and Western District, Hong Kong SAR China Star Anise Limited Full timeJob Title: Senior AssociateJob Summary:We are seeking a Senior Associate with expertise in regulatory compliance and dispute management to join our team at Star Anise Limited. The ideal candidate will have extensive experience in leading regulatory investigations and managing complex legal cases, particularly those related to China.Key Responsibilities:Lead...
-
Senior Tax Associate
3 weeks ago
Hong Kong, Central and Western District, Hong Kong SAR China Lalamove Full timeUnlock Your Potential as a Senior Tax Associate at LalamoveAt Lalamove, we're revolutionizing the delivery industry with innovative solutions that connect communities worldwide. As a Senior Tax Associate, you'll play a vital role in shaping our global finance strategy, ensuring seamless tax compliance, and driving business growth.Key Responsibilities:Manage...
-
Senior Compliance Manager
4 days ago
Hong Kong, Central and Western District, Hong Kong SAR China Fubon Bank Full timeMain ResponsibilitiesAs a Senior Compliance Manager at Fubon Bank, you will be responsible for providing advice and interpretation on existing and new regulatory compliance requirements. You will manage the dissemination of the latest developments in applicable laws and regulations to business and operation units, and advise on compliance implications for...
-
Senior Compliance Specialist
1 month ago
Hong Kong, Central and Western District, Hong Kong SAR China DBS Bank Full timeAbout the RoleDBS Bank is seeking a highly skilled and experienced professional to join our Group Legal, Compliance & Secretariat team. As a Senior Associate, you will play a critical role in ensuring the bank's interests are protected and its reputation is enhanced.Key ResponsibilitiesConduct thorough investigations to ensure the quality and integrity of...
-
AML Compliance Associate
1 month ago
Hong Kong, Central and Western District, Hong Kong SAR China PFCC Group Limited Full timeKey Responsibilities:We are seeking a highly skilled AML Compliance Associate to join our team at PFCC Group Limited. The successful candidate will be responsible for assisting with the implementation and enhancement of AML monitoring systems and tools, participating in UAT testing and validation of AML systems, providing training and support to staff on the...
-
Senior AML Compliance Officer
3 weeks ago
Hong Kong, Central and Western District, Hong Kong SAR China Corporation Service Company Full timeAML Compliance OfficerCorporation Service Company is seeking a highly skilled AML Compliance Officer to join our team. As a key member of our compliance team, you will be responsible for ensuring that our clients' AML/CFT programs are in compliance with Cayman statutory and regulatory requirements.Key Responsibilities:Review and maintain AML/CFT programs,...
-
Senior Tax Associate
4 weeks ago
Hong Kong, Central and Western District, Hong Kong SAR China Lalamove Full timeUnlock Your Potential as a Senior Tax Associate at LalamoveAt Lalamove, we're on a mission to revolutionize the logistics industry with innovative solutions that connect communities and move things that matter. As a Senior Tax Associate, you'll play a crucial role in ensuring our regional finance team stays ahead of the curve in tax compliance and strategic...
-
Compliance Associate Vice President
3 weeks ago
Hong Kong, Central and Western District, Hong Kong SAR China Ares Management Corporation Full timeAbout the Role:Ares Management Corporation is seeking a highly experienced and skilled Associate Vice President, Compliance to join its Asia Pacific team. As a key member of the Compliance and Regulatory Affairs team, you will play a critical role in ensuring the company's compliance with regulatory requirements and maintaining a strong risk management...
-
Content Compliance Associate
5 months ago
Hong Kong, Hong Kong SAR China AVOMIND Full timeAbout our Client Our client provides global investment and business professionals with on-demand access to knowledge they need across all industries and geographies. Our client connects decision-makers from investment management, private equity, management consulting, and corporations with a dynamic network of industry experts who provide qualitative and...
-
Associate - Compliance Risk Controller
3 days ago
Hong Kong, Hong Kong SAR China Société Générale Assurances Full timeAssociate - Compliance Risk Controller Compliance Permanent contract Hong Kong, Hong Kong Reference 24000PNP Start date 2024/12/02 Publication date 2024/10/25 Responsibilities Summary of the key purposes of the role: Contribute to the definition of an annual risk-based Compliance control plan for APAC Deliver Compliance reviews as...
-
Hong Kong, Hong Kong SAR China Star Anise Limited Full timeSenior Associate/Associate | Regulatory and Dispute Matters | Hong Kong Our client is seeking a 4+ PQE Associate or Senior Associate with expertise in regulatory compliance and dispute management. The role involves leading regulatory investigations and managing complex legal cases, particularly those related to China. Responsibilities: Lead regulatory...
-
Senior Tax Associate
1 month ago
Hong Kong, Central and Western District, Hong Kong SAR China Lalamove Full timeSenior Tax AssociateAt Lalamove, we're revolutionizing the logistics industry with innovative solutions that connect drivers and customers worldwide. As a Senior Tax Associate, you'll play a crucial role in ensuring our regional finance team stays ahead of the curve.Key Responsibilities:Manage and review income tax compliance for APAC regions, ensuring...
-
Senior Manager, Compliance and Risk
2 weeks ago
Hong Kong, Central and Western District, Hong Kong SAR China DBS Bank Full timeJob SummaryDBS Bank is seeking a highly experienced professional to lead our Know Your Customer (KYC) team in Private Banking. As a Senior Manager, Compliance and Risk, you will be responsible for planning, directing, and supervising KYC activities associated with new account opening, periodic CDD reviews, trigger event CDD reviews of existing accounts, and...
-
Cybersecurity Senior Associate
2 months ago
Hong Kong, Central and Western District, Hong Kong SAR China IGNITE RECRUITMENT HONG KONG LIMITED Full timeCybersecurity Senior AssociateAt IGNITE RECRUITMENT HONG KONG LIMITED, we are seeking a highly skilled Cybersecurity Senior Associate to join our team. As a key member of our cybersecurity team, you will play a critical role in strengthening our security posture and ensuring the confidentiality, integrity, and availability of our systems and data.Key...
-
Senior Manager of Business Risk and Compliance
3 weeks ago
Hong Kong, Central and Western District, Hong Kong SAR China Talent Axis Full timeJob Title: Senior Manager, Business Risk and ManagementJob Summary:Talent Axis is seeking a highly experienced Senior Manager to lead our Business Risk and Management team. As a key member of our organization, you will be responsible for managing end-to-end processes and associated risks, aligning with our business strategy and standards.Key...
-
Senior Operations Associate
2 months ago
Hong Kong, Central and Western District, Hong Kong SAR China IO Tech Solutions Full timeKey ResponsibilitiesWe are seeking a highly skilled Senior Operations Associate to join our team at IO Tech Solutions. As a key member of our operations team, you will be responsible for managing the firm's trade lifecycle processes, including trade execution, settlement, reconciliation, and dispute resolution.Key Performance Indicators:Monitor and optimize...
-
Hong Kong, Hong Kong SAR China IQ-EQ Full timeJob DescriptionResponsibilitiesWe are seeking a highly skilled talent to join our team for the provision of compliance consultancy services to clients. The ideal candidate will have a strong background in regulatory compliance and exceptional client-facing abilities. This role involves providing comprehensive compliance advisory services to clients regulated...
Senior Associate, Compliance
4 months ago
Description
Overview:
The Ares Legal & Compliance Department oversees and manages Ares’ global Legal, Regulatory and Compliance functions and programs. Under the leadership of the Global Chief Compliance Officer, the Compliance and Regulatory functions are comprised of teams that operate collaboratively with a global focus, including Regulatory, which oversees all global regulatory matters including the Advisers Act, Investment Company Act and FINRA; European and Asia Pacific Compliance, which oversees region-specific compliance and regulatory matters, including with laws and regulations in Hong Kong; Corporate Compliance, which administers global policies and central compliance and oversight functions; and Financial Crimes Prevention, which oversees Ares’ adherence to financial crimes-related rules and regulations.
Role Summary:
Ares is looking to appoint a Senior Associate, Compliance, to support and assist in all regulatory and compliance related activities of the Asia Pacific region, with a primary focus on Hong Kong, including handling and managing various internal compliance monitoring and conflict management matters within the group. This role will also work closely with the Ares Management global Compliance and Regulatory functions.
We are looking for a self-motivated individual who is a competent and passionate compliance professional with a desire to excel and appreciate the exposure and challenges that are provided by the growth and expansion of Ares businesses in the Asia Pacific region and reflective of the rapidly changing regulatory and compliance environment. Individuals comfortable in a fast-paced environment will be best suited for the role.
Primary Functions and Essential Responsibilities:
Identify & keep abreast on all compliance requirements for a Hong Kong based licensed fund management corporation (with authorization to conduct Type 1, 4 and 9 regulated activities) Assess and manage Corporate Compliance related matters, including personal account conflict management, and liaising with Ares Corporate Compliance team Prepare & assist to prepare filings and reporting to ensure compliance with SFC regulatory and filing requirements (Company and employees) Assist the Compliance lead to liaise with regulators Support the Compliance lead to update the firm on new and updated compliance requirements and assist with developing, reviewing, and modifying policies and systems accordingly Support compliance with relevant Ares global and regional internal processes and policies Undertake compliance control functions and compliance monitoring programs, as appropriate, including the development of trackers and reports to confirm compliance Assist with intra-group reporting and coordination with relevant stakeholders within the firm Assist to conduct compliance trainings to new hires as well as the development and delivery of compliance training programs to enhance awareness and understanding of regulatory requirements Provide guidance to management and employees on compliance matters including interpretation of regulation and internal policy requirements Assist the Compliance lead in handling regulatory matters in other jurisdictions Assist in other regulatory topics as needed, e.g., KYC/AML, FATCA/CRS, personal data protection, other compliance matters Perform ad-hoc assignments as requiredEducation:
Bachelors degree required, preferably with exceptional academic record Preferably a professional qualified accountant (CA, ACA, CPA etc. based on jurisdiction), legal professional, or a member of a reputable relevant professional body (e.g., ACAMS)Skills and Abilities Required:
At least 3-5 years of experience working in a compliance role in a regulated financial institution, preferably with experience in asset management Experienced and knowledgeable with Hong Kong SFC regulations Hands on experience and knowledge of compliance monitoring requirements and practises Excellent command in English; additional languages native to the region a plus Strong interpersonal skills and excellent team orientation Self-motivated, highly detail oriented, display good judgment and logical decision making apart from highly developed technical skills Have strong sense of ownership spirit, and able to work independently Possess multi-tasking skills and ability to work well under pressure in a fast-paced environmentAbout Ares Asia:
With a pan-Asian presence, Ares Asia is one of the largest alternative asset managers in Asia-Pacific with approximately US$15.1 billion in assets under management. Led by a highly experienced management team that has delivered attractive investment performance across various market cycles, transaction types and Asian countries, Ares Asia leverages its broad geographical footprint and extensive infrastructure in the region to make credit, private equity, and special situations investments on behalf of its institutional client base.
Ares Asia’s team has been consistently recognized for industry accolades, including Private Debt Investor’s Distressed Debt Investor of the Year, Asia-Pacific in each of the last six years. Ares Asia was founded in 2009 as SSG Capital and was renamed after the acquisition in July 2020 by Ares Management Corporation (NYSE: ARES).
Reporting Relationships
Head of APAC ComplianceThere is no set deadline to apply for this job opportunity. Applications will be accepted on an ongoing basis until the search is no longer active.
