Cash Equities Operations

7 months ago


Hong Kong, Hong Kong SAR China BTIG Full time

Job Purpose:

BTIG seeks an Associate to join the Cash Equities Operations team. In this role, the ideal candidate will be supporting a broad range of cash equities business - PT, DMA and the High Touch desk, as well as handling account opening and trade life cycle processing.

Duties & Responsibilities:

  • Coordinate between Operations, Sales, and Compliance teams to ensure timely and efficient onboarding of new clients
  • Perform daily activities relating to client account opening, trade booking, reconciliation and ensure all daily activities and controls are completed on a timely manner
  • Trade allocation and confirmation generation to clients
  • Monitor and follow up unmatched trades and fail management
  • Work closely with Finance team for client’s payments
  • Participate in projects, change initiatives and office administration
  • Drive the implementation of a front to back model to improve client experience and operational efficiency

Requirements & Qualifications:

  • Bachelor’s degree
  • 3-5 years of experience in securities products, an operations background and client facing experience is preferred
  • Understanding of the trade life cycle, including onboarding
  • Ability to work both independently and in a collaborative environment
  • Self-motivated approach to work with a high work ethic and superior attention to detail
  • Excellent written and verbal communication skills
  • Must work collaboratively, explain and challenge as appropriate
  • Problem solving skills to identify, understand and address operational and technical issues

Important Notes:

  • Must be authorized to work in Hong Kong
  • Resumes must be included with your application in order to be considered

About BTIG:

BTIG is a global financial services firm specializing in institutional trading, investment banking, research and related brokerage services. With an extensive global footprint and more than 700 employees, BTIG, LLC and its affiliates operate out of 23 cities throughout the U.S., and in Europe, Asia and Australia. BTIG offers execution, expertise and insights for equities, equity derivatives, ETFs and fixed income, currency and commodities (futures, commodities, foreign exchange, interest rates, credit, and convertible and preferred securities). The firm’s core capabilities include global execution, portfolio, electronic and outsource trading, investment banking, prime brokerage, capital introduction, corporate access, research and strategy, commission management and more.

All qualified applicants will receive consideration for employment without regard to race, color, religion, sex, sexual orientation, gender identity, national origin, protected veteran status, or disability status. BTIG is an equal opportunity employer Minorities/Females/People with Disabilities/Protected Veterans/Sexual Orientation/Gender Identity.

Disclaimer:



  • Hong Kong, Hong Kong SAR China Société Générale Assurances Full time

    Operations Analyst, Cash Equity Trade Support Banking operations processing Permanent contract Hong Kong, Hong Kong Reference 24000QUP Start date 2024/12/11 Publication date 2024/11/12 Responsibilities Provide back-office oversight support covering trade settlement of the APAC markets Manage pre-matching process and ensure all failed/aged...


  • Hong Kong, Central and Western District, Hong Kong SAR China Sanderson-iKas Full time

    Job Title: Senior Cash Equities Project Manager - APACSanderson-iKas is seeking a highly experienced and skilled Senior Cash Equities Project Manager to join our team in APAC. As a key member of our project management team, you will be responsible for leading and managing the delivery of high-profile projects across cash equities in the region.Estimated...


  • Hong Kong, Central and Western District, Hong Kong SAR China Hong Kong Exchanges and Clearing Limited Full time

    We are seeking a high-calibre professional to join our Trading Operations Team as Chief Cash Trading Operations Manager. This role is responsible for overseeing the daily operations of our trading platforms in the Hong Kong cash market, covering equity securities, funds, structured products, and debt securities.Job SummaryIn this role, you will assist in...


  • Hong Kong, Central and Western District, Hong Kong SAR China Aptitude Asia Full time

    Aptitude Asia seeks a seasoned Senior Business Analyst to join our team and drive the transformation of trading systems in the Cash Equity desk.About the Role:We are looking for an experienced professional with a solid background in cash equity front office trading systems and FIX platform to evaluate next-generation trading and conduct feasibility...


  • Hong Kong, Central and Western District, Hong Kong SAR China Citi Full time

    Citi is a leading global bank with a rich history and a strong commitment to serving its clients. As a Senior Applications Technical Lead for Cash Equities, you will play a critical role in managing a complex and critical application stack used by the Cash Equities business.Our team is responsible for delivering world-class client service and experience...


  • Hong Kong, Central and Western District, Hong Kong SAR China Larson Maddox Full time

    Job OverviewLarson Maddox is a Regional Investment Bank seeking a seasoned Vice President of Equities Compliance to lead its cash equities and derivatives compliance program.About the RoleThe ideal candidate will have at least 5 years of experience in compliance within the financial services sector, with a strong understanding of relevant regulations and...


  • Hong Kong, Central and Western District, Hong Kong SAR China Citi Full time

    Job OverviewCiti is a global bank with a commitment to supporting the growth and development of its employees. We are seeking a highly skilled Compliance Risk Officer to join our team in Hong Kong.Job SummaryThe Compliance Risk Officer will be responsible for assisting in the design, development, delivery, and maintenance of best-in-class compliance...

  • IT Project Manager

    2 months ago


    Hong Kong, Hong Kong SAR China Sanderson-iKas Full time

    Key Responsibilities: Coordinate the firm's new business approval process from initiation to implementation Perform analysis of the process and systems infrastructure and define the appropriate operating model for each new business proposal Prepare documentation for each proposal with input from all stakeholders Liaise with the new business governance group...

  • Vice President

    4 months ago


    Hong Kong, Hong Kong SAR China Hong Kong Exchanges and Clearing Limited Full time

    Company Introduction: We're home to Asia's most dynamic and vibrant capital markets. Connecting capital, ideas, inspiration and innovation for deeper, more diverse and liquid global capital markets; providing greater choice and opportunity for our customers, each and every day. HKEX is a purpose-driven company. Our commitment to the long-term development...


  • Hong Kong, Central and Western District, Hong Kong SAR China Citi Full time

    Role DescriptionCiti is a leading global bank with a strong presence in the financial markets. We are seeking a highly skilled and motivated individual to join our team as a Cash Equities Settlement Analyst. In this role, you will be responsible for processing securities transactions, providing analytical input to traders, and identifying and resolving...


  • Hong Kong, Central and Western District, Hong Kong SAR China CIMB Bank Berhad Full time

    OverviewCIMB Bank Berhad, a leading financial institution in the region, is currently seeking a highly skilled professional to join our team as a Cash Operations Specialist. This role plays a crucial part in ensuring the smooth operation of our banknotes settlement process.About the RoleWe are looking for an individual with excellent customer service skills...


  • Hong Kong, Hong Kong SAR China BNP Paribas Full time

    BNP Paribas' Global Markets business offers a broad range of products and services in the global interest rates, credit, currency, equities & commodity markets. Global Markets help their franchise of clients find effective ways to raise and invest capital as well as manage their exposure to risk. Their client base comprises of hundreds of corporations,...


  • Hong Kong, Central and Western District, Hong Kong SAR China 06497 Citigroup Global Markets Asia Limited Full time

    Cash Equity Middle Office Analyst Role SummaryCiti is seeking a skilled Cash Equity Middle Office Analyst to join its securities processing team in Hong Kong. As a key member of this team, you will be responsible for providing analytical and administrative support to our Front Office Sales and Trading team, ensuring seamless transaction processing and...


  • Hong Kong, Hong Kong SAR China Citi Full time

    Job Description Are you looking for a career move that will put you at the heart of a global financial institution? Then bring your skills in analysis, problem solving and communication to Citi's Markets Product Support Team, specializing in Cash Equities workflows. Our Team: Production Management Working as part of our Production Management team,...

  • Analyst, Payments

    5 months ago


    Hong Kong, Hong Kong SAR China Australia and New Zealand Banking Group Limited (ANZ) Full time

    Analyst, Payments & Cash Operations Analyst, Payments & Cash Operations Req ID: Department: Insto Ops Payments/Cash Division: Institutional Location: Hong Kong About UsAt ANZ, we're shaping a world where people and communities thrive, driven by a common goal: to improve the financial wellbeing and sustainability of our customers. Our Institutional bank...


  • Hong Kong, Central and Western District, Hong Kong SAR China Aptitude Asia Full time

    Job Title: Strategic Equity Trading Systems ProfessionalAt Aptitude Asia, we are seeking a highly skilled Senior Business Analyst to join our Investment Banking team. The successful candidate will play a key role in driving transformation projects related to cash equity trading systems.About the RoleThis is an exciting opportunity for a seasoned professional...


  • Hong Kong, Central and Western District, Hong Kong SAR China CIMB Bank Berhad Full time

    Cash Management Operations OfficerTo support our expanding business, we are seeking a skilled professional to join our Operations Department as a Cash Management Operations Officer.Job Responsibilities:We require the successful candidate to efficiently settle all banknotes trades in accordance with approved policies and procedures.The ideal candidate will be...


  • Hong Kong, Central and Western District, Hong Kong SAR China BAH Partners Full time

    BAH Partners is a leading supplier of finance technology talent in Hong Kong's top-tier financial institutions.We are currently seeking an exceptional Cash Equity Trader to join our team, offering a competitive salary of HK$120,000 - 180,000 per annum, comprehensive benefits, and opportunities to work on innovative projects.The ideal candidate will have...


  • Hong Kong, Central and Western District, Hong Kong SAR China Citi Full time

    Citi is a leading global financial services company that has been connecting millions of people across hundreds of cities and countries for over 200 years. Our unparalleled global network enables us to provide a broad range of financial services and products to our clients, helping them meet their biggest opportunities and face the world's toughest...


  • Hong Kong, Central and Western District, Hong Kong SAR China CIMB Bank Berhad Full time

    CIMB Bank Berhad is seeking a Counter Cash Operations Specialist to join our Operations Department in Hong Kong.Estimated Salary: $42,000 - $60,000 per annumJob DescriptionWe are looking for a highly skilled and experienced professional to settle all banknotes trades promptly, accurately, and efficiently in accordance with approved policies and...