Associate, Specialist, Transaction Surveillance

Transaction Surveillance AssociateDBS Bank is seeking a highly skilled Transaction Surveillance Associate to join our team. As a key member of our Transaction Surveillance Unit, you will be responsible for managing information reporting and developing automated solutions for investigations.Key Responsibilities:Manage and analyze large datasets to identify...

Associate, Specialist, Transaction Surveillance (Management Information Reporting & data analytics) -(230000FJ) Group Legal, Compliance & Secretariat ensures that the bank's interests are protected by zealously guarding and enhancing its reputation and capital. We also work to maintain a good standing with all our regulators, customers, and business...

Vice President, Team Lead, Transaction Surveillance-(WD44942) Group Legal, Compliance & Secretariat ensures that the bank's interests are protected by zealously guarding and enhancing its reputation and capital. We also work to maintain a good standing with all our regulators, customers, and business partners. Because we believe that at the heart of business...

Job Title: Vice President, Team Lead, Transaction SurveillanceDBS Bank is seeking a highly skilled and experienced professional to lead our Transaction Surveillance team. As a key member of our Compliance and Risk Management department, you will be responsible for ensuring the bank's interests are protected by zealously guarding and enhancing its reputation...

Ashford Benjamin Ltd is seeking a skilled Trade Surveillance Specialist to develop and maintain comprehensive surveillance systems to identify potential market manipulation and insider trading.Key Responsibilities:Design and implement surveillance systems to detect trading irregularitiesExtract and analyze large datasets to support trade surveillance...

Job Overview:As a key member of the Market Surveillance & Monitoring Department, you will play a vital role in maintaining the integrity of the cash and derivatives markets through real-time trade monitoring and enforcing rule compliance of HKEX Participants. Your expertise will be instrumental in promoting effective market regulations for a fair, orderly,...

Company Introduction: We're home to Asia's most dynamic and vibrant capital markets. Connecting capital, ideas, inspiration and innovation for deeper, more diverse and liquid global capital markets; providing greater choice and opportunity for our customers, each and every day. HKEX is a purpose-driven company. Our commitment to the long-term development...

Company Overview:Hong Kong Exchanges and Clearing Limited (HKEX) is a leading exchange group that connects and promotes the growth of Asia's capital markets. Our purpose is to connect, promote, and progress our markets and the communities they support for the prosperity of all.Job Summary:The Market Surveillance & Monitoring Department is responsible for...

Job OverviewHong Kong Exchanges and Clearing Limited is a leading exchange operator that connects the world's capital markets. As an AVP/Associate - Market Surveillance and Monitoring (Enforcement), you will play a key role in enforcing HKEX rules and regulations.About the RoleThis is a permanent position, with a scheduled weekly hour of 40 hours. You will...

APAC Trade Surveillance - Director Compliance Permanent contract Hong Kong, Hong Kong Reference 24000QG0 Start date 2025/01/02 Publication date 2024/11/06 Responsibilities Geographic coverage is APAC. Assets coverage include equities, fixed income, forex and related derivatives. Reports to the APAC Head of Capital Market Surveillance. ...

Job Summary: We are seeking a highly skilled Market Surveillance and Enforcement Specialist to join our team at Hong Kong Exchanges and Clearing Limited. The successful candidate will be responsible for enforcing HKEX rules and regulations against Exchange and Clearing Participants through our Annual Attestation and Inspection Programme and thematic...

Transaction Monitoring/AML Compliance VP, Private Bank Our Client Award-winning European Private Bank recognized as the Best DPM, EAM and Pure Play PWM & Asset Mgmt, hiring 1800 professionals worldwide to search for FCC/Transaction Monitoring Compliance Manager/Associate. Job Duties Report to Head of FCC and partner with a small professional team of 3...

Business Function Group Legal, Compliance & Secretariat ensures that the bank's interests are protected by zealously guarding and enhancing its reputation and capital. We also work to maintain a good standing with all our regulators, customers, and business partners. Because we believe that at the heart of business banking is to uphold the values of...

About the Role">The APAC Trade Surveillance Director will oversee trade surveillance in the Asia-Pacific region, ensuring compliance with global and regional standards. This leadership role requires strong management experience and a good understanding of risks associated with compliance and trade surveillance.ResponsibilitiesLead and perform quality...

Company Overview:Hong Kong Exchanges and Clearing Limited is a leading financial market operator, connecting Asia's most dynamic and vibrant capital markets. Our purpose is to promote and progress our markets and the communities they support for the prosperity of all.Job Summary:We are seeking a highly motivated and experienced professional to join our...

pAtDBSBank,wearecommittedtoupholdingthevaluesoftrustandintegrityforallourstakeholders.AsaTransactionSurveillanceAssociate,youwillplayacrucialroleinensuringthequalityofinvestigationsandachievingtargetproductivityrates./ppbResponsibilities/b/pulliConductthoroughinvestigationstoidentifyandmanagepotentialriskstotheBank./liliEnsureinvestigationsareconcludedwithin...

Company Overview: Hong Kong Exchanges and Clearing Limited is a leading financial market infrastructure operator. We provide world-class exchange and clearing services, connecting global and regional market participants.Job Summary: The Market Surveillance and Monitoring Department plays a critical role in maintaining market integrity. The team is...

Job Description:As a key member of our Societe Generale Assurances team, you will be responsible for leading our Asia Pacific trade surveillance efforts. Your primary focus will be on ensuring the effective implementation of global and regional standards across the entire APAC region. This will involve leading and performing quality assurance on level one...

Your role About You Do you like financial markets? Are you good at handling and interpreting large data sets? Are you analytical and enjoy investigating financial transactions, understanding trading strategies and making sense of the unusual trading activity? Are you able to think independently and express your opinions and ideas confidently? We are...

Your role About You Do you like financial markets? Are you good at handling and interpreting large data sets? Are you analytical and enjoy investigating financial transactions, understanding trading strategies and making sense of the unusual trading activity? Are you able to think independently and express your opinions and ideas confidently? We are...