Trade Surveillance Specialist

Trade Surveillance AnalystAshford Benjamin Ltd is seeking a skilled Trade Surveillance Analyst to support our market making operations in Hong Kong.Key Responsibilities:Design and maintain advanced surveillance systems to detect potential market manipulation and trading irregularitiesExtract and analyze large datasets from various sources to inform trade...

Company Overview:Hong Kong Exchanges and Clearing Limited is a leading financial market infrastructure operator. Our purpose is to connect, promote, and progress our markets and the communities they support for the prosperity of all.Job Summary:The Market Surveillance & Monitoring Department is responsible for maintaining the integrity of the cash and...

Job Description:As a key member of our Societe Generale Assurances team, you will be responsible for leading our Asia Pacific trade surveillance efforts. Your primary focus will be on ensuring the effective implementation of global and regional standards across the entire APAC region. This will involve leading and performing quality assurance on level one...

Job Title: Associate, Specialist, Transaction SurveillanceDBS Bank is seeking a highly skilled and experienced Associate, Specialist, Transaction Surveillance to join our team. As a key member of our Group Legal, Compliance & Secretariat, you will play a critical role in ensuring the bank's interests are protected and its reputation and capital are...

Company Overview: Hong Kong Exchanges and Clearing Limited is a leading financial market infrastructure operator. We provide world-class exchange and clearing services, connecting global and regional market participants.Job Summary: The Market Surveillance and Monitoring Department plays a critical role in maintaining market integrity. The team is...

Job Overview:As a key member of the Market Surveillance & Monitoring Department, you will play a vital role in maintaining the integrity of the cash and derivatives markets through real-time trade monitoring and enforcing rule compliance of HKEX Participants. Your expertise will be instrumental in promoting effective market regulations for a fair, orderly,...

Job SummaryThe Market Surveillance & Monitoring Department at Hong Kong Exchanges and Clearing Limited is responsible for maintaining the integrity of the cash and derivatives markets through real-time trade monitoring and enforcing rule compliance of HKEX Participants. The incumbent will work proactively and collaboratively with other HKEX internal...

Company Overview:Hong Kong Exchanges and Clearing Limited (HKEX) is a leading exchange group that connects and promotes the growth of Asia's capital markets. Our purpose is to connect, promote, and progress our markets and the communities they support for the prosperity of all.Job Summary:The Market Surveillance & Monitoring Department is responsible for...

Job Summary: We are seeking a highly skilled Market Surveillance and Enforcement Specialist to join our team at Hong Kong Exchanges and Clearing Limited. The successful candidate will be responsible for enforcing HKEX rules and regulations against Exchange and Clearing Participants through our Annual Attestation and Inspection Programme and thematic...

Equities Compliance AssociateLarson Maddox is seeking an experienced Equities Compliance Associate to join our compliance team. This role is ideal for candidates with a strong background in trade surveillance and a deep understanding of global market compliance.Key Responsibilities:Develop and enhance compliance policies and procedures tailored to global...

About the PositionWe're seeking a skilled Compliance Risk Specialist to ensure our Asia offices comply with local, APAC, and international laws and regulations. This involves regulatory filings, trade surveillance, monitoring tasks, and overseeing control room function activities in a fast-paced environment.About YouUndergraduate degree in finance,...

Job SummaryWe are seeking a highly skilled Compliance Specialist to join our team at moomoo. The successful candidate will be responsible for assisting in day-to-day compliance matters, including trade surveillance work, providing compliance advice and support to business initiatives, and handling regulatory reporting and inquiries with the relevant...

Job Title: VP - Market Surveillance & Monitoring (Enforcement)Company Overview:HKEX is a leading exchange and clearing house in Asia, connecting capital, ideas, inspiration, and innovation for deeper, more diverse, and liquid global capital markets. Our purpose is to promote and progress our markets and the communities they support for the prosperity of...

Trade Operations SpecialistWe are seeking a skilled Trade Operations Specialist to join our team at Robert Walters Hong Kong. As a Trade Operations Specialist, you will be responsible for establishing trade execution connectivity for new funds and SMAs with OMS/PMS systems and counterparties.Key Responsibilities:Establish trade execution connectivity for new...

Equities Compliance AssociateAt Larson Maddox, we are seeking an experienced Equities Compliance Associate to join our compliance team. This role is ideal for candidates with a strong background in trade surveillance and a deep understanding of global market compliance.Key ResponsibilitiesDevelop and enhance compliance policies and procedures tailored to...

Job OverviewHong Kong Exchanges and Clearing Limited is a leading exchange operator that connects the world's capital markets. As an AVP/Associate - Market Surveillance and Monitoring (Enforcement), you will play a key role in enforcing HKEX rules and regulations.About the RoleThis is a permanent position, with a scheduled weekly hour of 40 hours. You will...

Business FunctionDBS Private Banking offers a comprehensive suite of wealth management solutions, providing clients with personalized banking services and expert investment advice. Our team of experienced investment advisors identifies opportunities in various asset classes and employs effective strategies to cater to each client's unique...

Job DescriptionLarson Maddox is seeking an experienced Equities Compliance Associate to join our compliance team. This role is ideal for candidates with a strong background in trade surveillance and a deep understanding of global market compliance.Key ResponsibilitiesDevelop and enhance compliance policies and procedures tailored to global markets, ensuring...

Unlock Your Potential in Global TradeAt HSBC, we're seeking a high-calibre professional to join our team as a Trade Specialist II. This role offers a unique opportunity to make a real impact in the world of global trade.Key ResponsibilitiesManage trade and supply chain client transactions with precision and accuracyAdhere to HSBC Group company policies and...

**Trade Operations Role with SMBC Group**At SMBC Group, we are seeking a skilled Trade Operations Specialist to join our expanding team.As a Trade Operations Specialist, you will be responsible for: Processing import trade transactions, including L/C, bill, loan, and acceptance initiation and settlement. Compiling and preparing trade monthly outstanding for...