Market Surveillance and Monitoring Associate
7 days ago
The Market Surveillance & Monitoring Department at Hong Kong Exchanges and Clearing Limited is responsible for maintaining the integrity of the cash and derivatives markets through real-time trade monitoring and enforcing rule compliance of HKEX Participants. The incumbent will work proactively and collaboratively with other HKEX internal stakeholders to promote effective market regulations for a fair, orderly and reputable market.
Key Responsibilities- Handle daily surveillance alerts and reports generated in SMARTS system for equities and derivatives products
- Carry out investigation resulting from surveillance alerts and/or dealing with referrals of suspicious behavior
- Conduct monitoring of large open position and position limit of HKEX derivatives products
- Assist in market surveillance-related projects and system enhancements
- Perform UAT and implementation of surveillance systems
- Undertake any other responsibilities and projects as assigned
- University degree in Computer Sciences, Accounting, Finance, Business Administration or related disciplines.
- Good knowledge of the securities and derivatives markets. Good exposure to a wide variety of financial instrument types, including equities, fixed income, rates and currencies is an advantage
- Hands-on experience in industry wide systems (e.g. Bloomberg, Reuters) and Microsoft Office (including Word, Excel and PowerPoint) and knowledge of programming (e.g. VBA) is an advantage
- Experience in using surveillance strategy or various surveillance exception reporting platforms (e.g. SMARTS) is an advantage
- At least 3 years' relevant working experience in well-established financial organisations.
- Work independently and be flexible to take on new responsibility or challenge
- Able to multitask, prioritize and meet deadlines
- Solid analytical skills to handle large data set with strong attention to details
- Good collaboration skills on dealing with other departments, especially with IT or front office
- Previous Front Office role, Risk Management, Front Office IT or Middle Office with knowledge from front to back trade processing flows and systems would be advantageous
- Good command of written and spoken English and Chinese (Cantonese and Mandarin)
Hong Kong Exchanges and Clearing Limited is a purpose-driven company committed to the long-term development of our business and our markets. Our commitment to the long-term development of our business and our markets is articulated in our purpose: "To Connect, Promote and Progress our Markets and the Communities they support for the prosperity of all."
Location and ShiftHKEX - Exchange Square
N/A
40
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