Market Surveillance and Enforcement Specialist

**Job Summary**We are seeking a highly skilled and motivated individual to join our Enforcement Division as an Assistant Manager. The successful candidate will be responsible for monitoring trading activities, conducting preliminary inquiries, and compiling inquiry reports to detect possible market misconducts.**Key Responsibilities:****Market...

Job Summary:The Market Surveillance & Monitoring Department at Hong Kong Exchanges and Clearing Limited is responsible for maintaining the integrity of the cash and derivatives markets through real-time trade monitoring and enforcing rule compliance of HKEX Participants. The team cooperates with Hong Kong and Mainland regulators on their investigation of...

Company Overview:Hong Kong Exchanges and Clearing Limited is a leading financial market infrastructure provider, connecting and promoting the growth of Asia's capital markets. Our purpose is to connect, promote, and progress our markets and the communities they support for the prosperity of all.Job Summary:The Market Surveillance & Monitoring Department is...

Job SummaryThe Market Surveillance & Monitoring Department at Hong Kong Exchanges and Clearing Limited is responsible for maintaining the integrity of the cash and derivatives markets through real-time trade monitoring and enforcing rule compliance of HKEX Participants. The incumbent will work proactively and collaboratively with other HKEX internal...

Job SummaryThe Market Surveillance & Monitoring Department is responsible for maintaining the integrity of the cash and derivatives markets through real-time trade monitoring and enforcing rule compliance of HKEX Participants. The incumbent will work proactively and collaboratively with other HKEX internal stakeholders to promote effective market regulations...

Assistant Manager - EnforcementWe are seeking a highly motivated and experienced professional to join our Enforcement Division as an Assistant Manager. This role will involve investigating and combating market and listed company crimes, as well as investigating intermediary misconduct cases.Key Responsibilities:Monitoring trading activities on the Stock...

Company Overview:We are a leading exchange and clearing house in Asia, connecting capital, ideas, and innovation for deeper and more liquid global capital markets. Our purpose is to promote and progress our markets and the communities they support for the prosperity of all.Job Summary:We are seeking a highly motivated and experienced professional to join our...

Company Overview:At Hong Kong Exchanges and Clearing Limited, we are committed to connecting, promoting, and progressing our markets and the communities they support for the prosperity of all. Our purpose-driven company is home to Asia's most dynamic and vibrant capital markets, providing greater choice and opportunity for our customers every day.Job...

About Us:Hong Kong Exchanges and Clearing Limited (HKEX) is a leading financial market infrastructure operator. We connect, promote and progress our markets and the communities they support for the prosperity of all.Job Summary:We are seeking a highly motivated and experienced professional to join our Market Surveillance and Monitoring team as an Associate....

Trade Surveillance AnalystAshford Benjamin Ltd is seeking an experienced Trade Surveillance Analyst to support their team in Hong Kong.Key Responsibilities:Develop and maintain comprehensive surveillance systems to identify potential market manipulation and trading irregularities.Extract and manipulate large datasets from various sources to support trade...

Trade Surveillance AnalystAshford Benjamin Ltd is seeking an experienced Trade Surveillance Analyst to join their team in Hong Kong.Key Responsibilities:Develop and maintain comprehensive surveillance systems to identify potential market manipulation, insider trading, and other trading irregularities.Extract and manipulate large datasets from various sources...

Job SummaryAptitude Asia seeks a skilled Trade Surveillance Analyst to lead the design, development, and implementation of a comprehensive market surveillance and analytics platform.Key ResponsibilitiesCollaborate with Compliance, Legal, Front Office, and Technology teams to develop innovative trade pattern detection methods and deploy production-ready...

Job Title: Associate, Specialist, Transaction SurveillanceAt DBS Bank, we are committed to upholding the values of trust and integrity for all our stakeholders. As a key member of our Group Legal, Compliance & Secretariat team, you will play a crucial role in ensuring the bank's interests are protected and its reputation enhanced.Responsibilities:Conduct...

Job SummaryDBS Bank is seeking a highly skilled Sales Surveillance Specialist to join our Private Banking team. As a key member of our team, you will be responsible for conducting surveillance on sales activities, identifying internal control weaknesses, and implementing necessary rectifications or changes in control procedures.Key ResponsibilitiesConduct...

About the RoleWe are seeking a highly skilled and experienced Senior Compliance Officer to join our Group Legal, Compliance & Secretariat team at DBS Bank. As a key member of our team, you will play a critical role in ensuring the bank's interests are protected and its reputation and capital are safeguarded.Key ResponsibilitiesAssist Business Units and...

Job DescriptionWe are seeking a highly skilled Digital Forensics Specialist to join our Enforcement Division (Strategy and Technology Team) at the Securities and Futures Commission.Key Responsibilities:Conducting thorough forensic data extraction, processing, and analysis of electronic seizures using advanced digital forensic tools.Providing expert...

Equities Compliance AssociateLarson Maddox is seeking an experienced Equities Compliance Associate to join our compliance team. This role is ideal for candidates with a strong background in trade surveillance and a deep understanding of global market compliance.Key Responsibilities:Develop and enhance compliance policies and procedures tailored to global...

About the RoleWe are seeking a highly experienced and skilled Compliance professional to join our team as Head of Markets Compliance, Hong Kong. As a key member of our Compliance Department, you will be responsible for promoting and enforcing adherence with laws, regulations, rules, and expectations of regulators in connection with our regulated...

AML Advisory Role in Hong KongWe are partnering with a leading Chinese Securities house to fill an AML advisory position based in Hong Kong.Key Responsibilities:Develop and implement transaction monitoring systems for securities businesses.Provide expert advice on surveillance, AML, and KYC-related matters to the business.Liaise with the Joint Financial...

Job Title: Brand Protection SpecialistJob Summary:The Brand Protection Specialist will be responsible for enforcing the intellectual property rights of Swatch Group, including trademarks, designs, and copyrights, primarily online. This will involve monitoring online platforms, investigating potential infringements, and working with external agencies and law...