Market Surveillance and Regulatory Compliance Specialist

Job OverviewHong Kong Exchanges and Clearing Limited is a leading exchange operator that connects the world's capital markets. As an AVP/Associate - Market Surveillance and Monitoring (Enforcement), you will play a key role in enforcing HKEX rules and regulations.About the RoleThis is a permanent position, with a scheduled weekly hour of 40 hours. You will...

Ashford Benjamin Ltd is seeking a skilled Trade Surveillance Specialist to develop and maintain comprehensive surveillance systems to identify potential market manipulation and insider trading.Key Responsibilities:Design and implement surveillance systems to detect trading irregularitiesExtract and analyze large datasets to support trade surveillance...

About the RoleWe are seeking a highly skilled Regulatory Compliance Specialist to join our Hong Kong team. As an Advisory Compliance Officer, you will work closely with internal business groups to identify, advise, analyze and resolve regulatory reporting and compliance issues relating to Jane Street's Asian Business.Your key responsibilities will...

Job Overview:As a key member of the Market Surveillance & Monitoring Department, you will play a vital role in maintaining the integrity of the cash and derivatives markets through real-time trade monitoring and enforcing rule compliance of HKEX Participants. Your expertise will be instrumental in promoting effective market regulations for a fair, orderly,...

Job Summary: We are seeking a highly skilled Market Surveillance and Enforcement Specialist to join our team at Hong Kong Exchanges and Clearing Limited. The successful candidate will be responsible for enforcing HKEX rules and regulations against Exchange and Clearing Participants through our Annual Attestation and Inspection Programme and thematic...

Company Overview:Hong Kong Exchanges and Clearing Limited (HKEX) is a leading exchange group that connects and promotes the growth of Asia's capital markets. Our purpose is to connect, promote, and progress our markets and the communities they support for the prosperity of all.Job Summary:The Market Surveillance & Monitoring Department is responsible for...

Job DescriptionLarson Maddox is seeking an experienced Equities Compliance Associate to join our compliance team. This role is ideal for candidates with a strong background in trade surveillance and a deep understanding of global market compliance.Key ResponsibilitiesDevelop and enhance compliance policies and procedures tailored to global markets, ensuring...

Job SummaryWe are seeking a highly skilled Compliance Specialist to join our team at moomoo. The successful candidate will be responsible for assisting in day-to-day compliance matters, including trade surveillance work, providing compliance advice and support to business initiatives, and handling regulatory reporting and inquiries with the relevant...

Job SummaryThe Hong Kong Exchanges and Clearing Limited is seeking a highly skilled Market Surveillance Expert to join our team. As a key member of our Market Surveillance & Monitoring Department, you will play a critical role in maintaining the integrity of our cash and derivatives markets.About UsHong Kong Exchanges and Clearing Limited is home to Asia's...

Head of Compliance Hong KongJob SummaryThe Head of Compliance Hong Kong will oversee and advise on all Hong Kong-related compliance and regulatory matters. This includes being the primary liaison to the SFC exchanges and other regulatory bodies, researching and interpreting compliance with laws, regulations, and guidance, and managing the implementation of...

About the PositionWe're looking for a diligent Regulatory Compliance Expert to join our Legal and Compliance team at Jane Street. This role involves ensuring our Asia offices operate in compliance with local, APAC, and international regulations. You'll be responsible for regulatory filings, trade surveillance, monitoring tasks, and overseeing control room...

Compliance Role OverviewAt Goldman Sachs, we are seeking a highly skilled Compliance Specialist to join our Global Markets Compliance team. As a Compliance Specialist, you will play a critical role in preventing, detecting, and mitigating compliance, regulatory, and reputational risk across the firm.Key ResponsibilitiesProvide real-time compliance advice to...

This opportunity is a great fit for a skilled Compliance professional looking to grow their career in a dynamic environment.About Strachan ClarkWe are a growing and progressive company that is expanding our Compliance department to support our investment activities.The RoleAs a Compliance Manager, you will be responsible for ensuring our company adheres to...

Equities Compliance AssociateAt Larson Maddox, we are seeking an experienced Equities Compliance Associate to join our compliance team. This role is ideal for candidates with a strong background in trade surveillance and a deep understanding of global market compliance.Key ResponsibilitiesDevelop and enhance compliance policies and procedures tailored to...

Regulatory Policy & Markets Team Role Summary: We are seeking a skilled Regulatory Policy & Markets team member to join our Group Compliance team at HKEX. In this role, you will provide compliance and regulatory support to facilitate business matters, products, projects, and initiatives. You will assess HKEX's compliance with relevant laws and regulations,...

About Jane StreetWe are a leading financial services firm dedicated to delivering innovative trading solutions. Our mission is to provide exceptional service and expertise to our clients, and we're seeking a highly skilled Regulatory Compliance Expert to join our team in Asia.Job DescriptionAs a Regulatory Compliance Expert, you will play a critical role in...

The RoleWe are seeking a highly skilled Regulatory Compliance Manager to join our Retail Banking team at Pure Hong Kong. As a senior member of the Regulatory Compliance Team, you will be responsible for providing compliance advice to our retail banking business, digital initiatives, and investment monitoring & surveillance.Your ProfileTo be successful in...

Job Title: Regulatory Compliance SpecialistHex Trust is a leading digital asset custodian seeking a highly skilled Regulatory Compliance Specialist to oversee and support the next stage of the Company's growth & expansion. The successful candidate will be responsible for obtaining and maintaining SFC Type 1 (Dealing in Securities) and Type 4 (Advising on...

About the PositionWe're seeking a skilled Compliance Risk Specialist to ensure our Asia offices comply with local, APAC, and international laws and regulations. This involves regulatory filings, trade surveillance, monitoring tasks, and overseeing control room function activities in a fast-paced environment.About YouUndergraduate degree in finance,...

Job Title: Regulatory Policy Specialist Job Summary: The Regulatory Policy & Markets team under Group Compliance is seeking a highly skilled Regulatory Policy Specialist to manage an internal end-to-end service to HKEX and its subsidiaries. The successful candidate will provide compliance and regulatory support to facilitate business matters, products,...