Senior Associate/ Associate/ Analyst, Specialist, Transaction Surveillance

Transaction Surveillance AssociateDBS Bank is seeking a highly skilled Transaction Surveillance Associate to join our team. As a key member of our Transaction Surveillance Unit, you will be responsible for managing information reporting and developing automated solutions for investigations.Key Responsibilities:Manage and analyze large datasets to identify...

Associate, Specialist, Transaction Surveillance-(WD56993) Group Legal, Compliance & Secretariat ensures that the bank's interests are protected by zealously guarding and enhancing its reputation and capital. We also work to maintain a good standing with all our regulators, customers, and business partners. Because we believe that at the heart of business...

Associate, Specialist, Transaction Surveillance (Management Information Reporting & data analytics) -(230000FJ) Group Legal, Compliance & Secretariat ensures that the bank's interests are protected by zealously guarding and enhancing its reputation and capital. We also work to maintain a good standing with all our regulators, customers, and business...

Vice President, Team Lead, Transaction Surveillance-(WD44942) Group Legal, Compliance & Secretariat ensures that the bank's interests are protected by zealously guarding and enhancing its reputation and capital. We also work to maintain a good standing with all our regulators, customers, and business partners. Because we believe that at the heart of business...

Job Overview:As a key member of the Market Surveillance & Monitoring Department, you will play a vital role in maintaining the integrity of the cash and derivatives markets through real-time trade monitoring and enforcing rule compliance of HKEX Participants. Your expertise will be instrumental in promoting effective market regulations for a fair, orderly,...

Company Introduction: We're home to Asia's most dynamic and vibrant capital markets. Connecting capital, ideas, inspiration and innovation for deeper, more diverse and liquid global capital markets; providing greater choice and opportunity for our customers, each and every day. HKEX is a purpose-driven company. Our commitment to the long-term development...

Job Title: Vice President, Team Lead, Transaction SurveillanceDBS Bank is seeking a highly skilled and experienced professional to lead our Transaction Surveillance team. As a key member of our Compliance and Risk Management department, you will be responsible for ensuring the bank's interests are protected by zealously guarding and enhancing its reputation...

Company Overview:Hong Kong Exchanges and Clearing Limited is a leading financial market operator, connecting Asia's most dynamic and vibrant capital markets. Our purpose is to promote and progress our markets and the communities they support for the prosperity of all.Job Summary:We are seeking a highly motivated and experienced professional to join our...

Your role About You Do you like financial markets? Are you good at handling and interpreting large data sets? Are you analytical and enjoy investigating financial transactions, understanding trading strategies and making sense of the unusual trading activity? Are you able to think independently and express your opinions and ideas confidently? We are...

Your role About You Do you like financial markets? Are you good at handling and interpreting large data sets? Are you analytical and enjoy investigating financial transactions, understanding trading strategies and making sense of the unusual trading activity? Are you able to think independently and express your opinions and ideas confidently? We are...

Ashford Benjamin Ltd is seeking a skilled Trade Surveillance Specialist to develop and maintain comprehensive surveillance systems to identify potential market manipulation and insider trading.Key Responsibilities:Design and implement surveillance systems to detect trading irregularitiesExtract and analyze large datasets to support trade surveillance...

Company Overview:Hong Kong Exchanges and Clearing Limited (HKEX) is a leading exchange group that connects and promotes the growth of Asia's capital markets. Our purpose is to connect, promote, and progress our markets and the communities they support for the prosperity of all.Job Summary:The Market Surveillance & Monitoring Department is responsible for...

SMBC Group seeks an experienced Business Banking professional to join our team as a Business Banking Associate/Senior Associate.About the RoleWe are looking for a skilled and motivated individual to work closely with Relationship Managers to develop and maintain strong customer relationships, drive sales growth, and ensure seamless operations workflow.Key...

Responsibilities : Carry out customer transactions related activities including handle customer enquiries, manage loan, deposit, FX, customer onboarding, change of bank registration, KYC duties, etc. Liaise with relevant departments to process customer transactions in a timely manner Assist Relationship Managers (“RMs”) to explore and maintain good...

Job OverviewHong Kong Exchanges and Clearing Limited is a leading exchange operator that connects the world's capital markets. As an AVP/Associate - Market Surveillance and Monitoring (Enforcement), you will play a key role in enforcing HKEX rules and regulations.About the RoleThis is a permanent position, with a scheduled weekly hour of 40 hours. You will...

AVP/ Associate Director, AML Compliance – Equities/ Securities Team Lead, Trade Surveillance & AML Monitoring Location: Hong Kong   Main Duties and Responsibilities: Covering and manging the team for  AML/CTF, Trade Surveillance/ Monitoring  and FATCA/CRS Provide AML/CTF guidance and advisory to the senior management and to business and support units....

Your role Do you like financial markets? Are you good at handling and interpreting large data sets? Are you analytical and enjoy investigating financial transactions, understanding trading strategies and making sense of the unusual trading activity? Are you able to think independently and express your opinions and ideas confidently? We are looking for a...

pAtDBSBank,wearecommittedtoupholdingthevaluesoftrustandintegrityforallourstakeholders.AsaTransactionSurveillanceAssociate,youwillplayacrucialroleinensuringthequalityofinvestigationsandachievingtargetproductivityrates./ppbResponsibilities/b/pulliConductthoroughinvestigationstoidentifyandmanagepotentialriskstotheBank./liliEnsureinvestigationsareconcludedwithin...

APAC Trade Surveillance - Director Compliance Permanent contract Hong Kong, Hong Kong Reference 24000QG0 Start date 2025/01/02 Publication date 2024/11/06 Responsibilities Geographic coverage is APAC. Assets coverage include equities, fixed income, forex and related derivatives. Reports to the APAC Head of Capital Market Surveillance. ...

Transaction Monitoring/AML Compliance VP, Private Bank Our Client Award-winning European Private Bank recognized as the Best DPM, EAM and Pure Play PWM & Asset Mgmt, hiring 1800 professionals worldwide to search for FCC/Transaction Monitoring Compliance Manager/Associate. Job Duties Report to Head of FCC and partner with a small professional team of 3...