Assistant manager, equities compliance, compliance

Assistant Manager, Equities CompliancePosition DescriptionThis senior Compliance position is part of the Equities Compliance team reporting into the Head of Equities Compliance. The Equities Compliance team provides compliance coverage to CLSA Institutional Equities (Sales and Trading) Business and Equities Derivatives Department.Key Areas of...

Be among the first 25 applicants Responsibilities Spearhead operations-related research projects Handle ad-hoc operations-related tasks Requirements Hong Kong passport holder Bachelor's degree in non-finance/non-business fields preferred Fresh grad or minimal working experience in non-finance/non-business industries No brokerage account and/or equities...

Full-Time in Hong Kong - Senior - Compliance Transak: Compliance Manager & MLRO - Hong Kong About Us: Transak, a pioneer in web3 payments, offers a significant opportunity in the blockchain and cryptocurrency sphere. Partnering with giants like Meta Mask and backed by top VCs, we're expanding rapidly and need a driven Compliance Manager for Hong Kong. Role...

Assistant Manager/ Manager, ComplianceApply locations Hong Kong time type Full time posted on Posted 30+ Days Ago job requisition id 24120089Prudential’s purpose is to be partners for every life and protectors for every future. Our purpose encourages everything we do by creating a culture in which diversity is celebrated and inclusion assured, for our...

Assistant Manager/ Manager, ComplianceApply locations Hong Kong time type Full time posted on Posted 30+ Days Ago job requisition id 24120089Prudential's purpose is to be partners for every life and protectors for every future. Our purpose encourages everything we do by creating a culture in which diversity is celebrated and inclusion assured, for our...

Assistant Compliance Risk Manager (Hong Kong Branch)Job No.:494223Employment Type:Full timeDepartments:Hong Kong BranchJob Functions:Bank Operations, Risk ManagementResponsibilities:Execute customer due diligence (CDD) and Know Your Customer (KYC) operational tasks.Perform and improve transaction monitoring processes.Assist in preparing compliance risk and...

Client OverviewOur client is a leading global decentralized finance (DeFi) blockchain company, headquartered in Hong Kong. With a team of around 20 members, including 2 in the Compliance Team, they are looking to expand their presence in Asia.Job DescriptionReport directly to the Head of Compliance.Handle all compliance-related matters, including licensing,...

Assistant Manager/ Manager, Compliance Apply locations Hong Kong time type Full time posted on Posted 30+ Days Ago job requisition id 24120089 Prudential’s purpose is to be partners for every life and protectors for every future. Our purpose encourages everything we do by creating a culture in which diversity is celebrated and inclusion assured, for our...

Summary: Our client is a listed conglomerate. This role sits under the legal & compliance team and reports into the Head of Compliance. You will support the creation and upkeeping of internal compliances and governance policies. The ideal candidate should have experience in both general internal compliances and knowledge of IT governance & controlling...

Compliance Officer, Compliance page is loaded Compliance Officer, Compliance Apply locations Hong Kong time type Full time posted on Posted 30+ Days Ago job requisition id JR000951 Position Description The AML Compliance Officer will be part of the Financial Crime Compliance team in CLSA, reporting into Regional Head of Financial Crime Compliance. The AML...

Compliance Manager, Alternative InvestmentJob Overview:We are seeking a highly skilled Compliance Manager to join our client, an alternative investment manager. The ideal candidate will have a deep understanding of SFC rules and regulations, particularly as they relate to alternative investment products, including fund of funds, hedge funds, and private...

Full-Time in Hong Kong - Senior - ComplianceTransak: Compliance Manager & MLRO - Hong KongAbout Us:Transak, a pioneer in web3 payments, offers a significant opportunity in the blockchain and cryptocurrency sphere. Partnering with giants like MetaMask and backed by top VCs, we're expanding rapidly and need a driven Compliance Manager for Hong Kong.Role...

2 days ago Be among the first 25 applicantsGet AI-powered advice on this job and more exclusive features.Responsibilities:Assist in updating policies and procedures to ensure compliance with all relevant rules and regulations;Participate in licensing applications for regulated virtual asset services;Coordinate with key internal functions to identify gaps and...

Compliance Officer - KYC and Sanctions Compliance Hong Kong, Hong Kong | Posted on 06/02/2025 Job Description Working with Bernhard Schulte Shipmanagement (BSM) means partnering with one of the world's leading third-party ship managers. As a multinational, family-owned business, we celebrate a culture of togetherness. Caring for and learning from each other...

Talent Acquisition Partner | HRBP | Matrixport ABOUT USEstablished in 2019, Matrixport is the world's leading hub for all-in-one crypto financial services. We are committed to building an entry-grade ecosystem for the crypto space, by providing every user with a personalized super account that integrates products and services of crypto assets trading,...

Job ResponsibilitiesCompliance housekeeping matters - Maintain accurate records and documentation relating to corporate and compliance activities, including PA trading and conflictsRegulatory reporting - Ensure and track compliance with relevant regulations, including CFTC, SEC, SFC, or AMAC-related filingsAssist in broker account opening KYC process and...

Talent Acquisition Partner | HRBP | MatrixportABOUT USEstablished in 2019, Matrixport is the world's leading hub for all-in-one crypto financial services. We are committed to building an entry-grade ecosystem for the crypto space, by providing every user with a personalized super account that integrates products and services of crypto assets trading,...

Talent Acquisition Partner | HRBP | MatrixportABOUT USEstablished in 2019, Matrixport is the world's leading hub for all-in-one crypto financial services. We are committed to building an entry-grade ecosystem for the crypto space, by providing every user with a personalized super account that integrates products and services of crypto assets trading,...

About the Company- We are a Group member of PING AN and a fast-growing money lending company focused on SME lending, seeking an experienced and results-oriented Compliance Manager to lead our compliance efforts.About the Role- Act as a checker/maker role on ongoing customer due diligence and ongoing review (e.g. name screening, company search, review...

Senior Compliance Manager (Investment and Insurance focused) - Compliance DivisionJob No.:498594Employment Type:Full timeDepartments:Legal & Compliance and Operational Risk Management DepartmentJob Functions:LegalResponsibilities:Provide advisory services to business units regarding regulatory compliance issues on investment or insurance...