Senior Compliance Manager

Talent Acquisition Lead@PCCW Media / HKTBeing a Senior Manager, Compliance, e MPF, the role is responsible to support Vice President, Compliance & QA, e MPF as the as 1.5 line of defense for the e MPF project, to develop and maintain a comprehensive compliance and quality assurance framework with the objective to ensure the adherence to all regulatory...

Key Responsibilities and Accountabilities:GeneralAssist Head of Compliance in providing advice to the business regarding rules and standards, proper codes of conduct and doing the right thing.Raise Compliance awareness and behavior amongst all staff and in embedding the three lines of defence by engaging regularly with Management, Heads of Departments and...

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We respect the privacy of candidates for employment. The Privacy Notices set forth how we will use the information we obtain when you apply for a position through this career site. If you do not consent to the terms of your country's respective Privacy Notice, please do not submit information to us. Senior Compliance Analyst/Compliance Officer Apply...

Job ResponsibilitiesCompliance housekeeping matters - Maintain accurate records and documentation relating to corporate and compliance activities, including PA trading and conflictsRegulatory reporting - Ensure and track compliance with relevant regulations, including CFTC, SEC, SFC, or AMAC-related filingsAssist in broker account opening KYC process and...

Get AI-powered advice on this job and more exclusive features. Direct message the job poster from Senior Citizen Home Safety Association. Responsibilities: Advise CEO on how to bring about innovation through appropriate use of Artificial Intelligence and other technologies to enhance business model, work flow and service. Plan, forecast, identify resources...

Key Responsibilities and Accountabilities: General Assist Head of Compliance in providing advice to the business regarding rules and standards, proper codes of conduct and doing the right thing. Raise Compliance awareness and behavior amongst all staff and in embedding the three lines of defence by engaging regularly with Management, Heads of Departments and...

Job Descriptions:To provide compliance review and advisory;To develop and update compliance policies and guidelines;To review policies and procedures developed by the first line of defence to ensure compliance with the regulatory requirements;To promote compliance awareness and culture of the Company, including development and delivery of compliance...

We respect the privacy of candidates for employment. The Privacy Notices set forth how we will use the information we obtain when you apply for a position through this career site.If you do not consent to the terms of your country's respective Privacy Notice, please do not submit information to us .Senior Compliance Analyst/Compliance OfficerApply locations...

Get AI-powered advice on this job and more exclusive features.Direct message the job poster from Senior Citizen Home Safety Association.Responsibilities:Advise CEO on how to bring about innovation through appropriate use of Artificial Intelligence and other technologies to enhance business model, work flow and service.Plan, forecast, identify resources for...

Get AI-powered advice on this job and more exclusive features.Direct message the job poster from Senior Citizen Home Safety Association.Responsibilities:Advise CEO on how to bring about innovation through appropriate use of Artificial Intelligence and other technologies to enhance business model, work flow and service.Plan, forecast, identify resources for...

Full-Time in Hong Kong - Senior - ComplianceTransak: Compliance Manager & MLRO - Hong KongAbout Us:Transak, a pioneer in web3 payments, offers a significant opportunity in the blockchain and cryptocurrency sphere. Partnering with giants like MetaMask and backed by top VCs, we're expanding rapidly and need a driven Compliance Manager for Hong Kong.Role...

Full-Time in Hong Kong - Senior - Compliance Transak: Compliance Manager & MLRO - Hong Kong About Us: Transak, a pioneer in web3 payments, offers a significant opportunity in the blockchain and cryptocurrency sphere. Partnering with giants like Meta Mask and backed by top VCs, we're expanding rapidly and need a driven Compliance Manager for Hong Kong. Role...

Assistant Manager, Equities CompliancePosition DescriptionThis senior Compliance position is part of the Equities Compliance team reporting into the Head of Equities Compliance. The Equities Compliance team provides compliance coverage to CLSA Institutional Equities (Sales and Trading) Business and Equities Derivatives Department.Key Areas of...

Assistant Manager, Equities CompliancePosition DescriptionThis senior Compliance position is part of the Equities Compliance team reporting into the Head of Equities Compliance. The Equities Compliance team provides compliance coverage to CLSA Institutional Equities (Sales and Trading) Business and Equities Derivatives Department.Key Areas of...

Summary: Our client is a listed conglomerate. This role sits under the legal & compliance team and reports into the Head of Compliance. You will support the creation and upkeeping of internal compliances and governance policies. The ideal candidate should have experience in both general internal compliances and knowledge of IT governance & controlling...

Be among the first 25 applicants Responsibilities Spearhead operations-related research projects Handle ad-hoc operations-related tasks Requirements Hong Kong passport holder Bachelor's degree in non-finance/non-business fields preferred Fresh grad or minimal working experience in non-finance/non-business industries No brokerage account and/or equities...

2 days ago Be among the first 25 applicantsGet AI-powered advice on this job and more exclusive features.Responsibilities:Assist in updating policies and procedures to ensure compliance with all relevant rules and regulations;Participate in licensing applications for regulated virtual asset services;Coordinate with key internal functions to identify gaps and...

About the Company- We are a Group member of PING AN and a fast-growing money lending company focused on SME lending, seeking an experienced and results-oriented Compliance Manager to lead our compliance efforts.About the Role- Act as a checker/maker role on ongoing customer due diligence and ongoing review (e.g. name screening, company search, review...

Regulatory Affairs & Central Compliance Senior ManagerOversight Regulatory Affairs & Central ComplianceExcellent job security and work-life balanceOur ClientSearching for Regulatory Central Compliance Senior Manager with one of the most established Global Private Banks with 250+ employees in North Asia Branch and operations in over 20 locations.Job DutiesAs...