Assistant Compliance Risk Manager

Assistant Compliance Risk Manager (Hong Kong Branch)Job No.:494223Employment Type:Full timeDepartments:Hong Kong BranchJob Functions:Bank Operations, Risk ManagementResponsibilities:Execute customer due diligence (CDD) and Know Your Customer (KYC) operational tasks.Perform and improve transaction monitoring processes.Assist in preparing compliance risk and...

Our client, a well-known global food company with presences in 12 countries, is urgently seeking an Assistant Risk Manager to join their expanding team. Job Description Develop and implement a risk management framework. Drive a risk management culture and provide recommendations to stakeholders on risk and control issues, audit, process improvement, and...

Our client, a well-known global food company with presences in 12 countries, is urgently seeking an Assistant Risk Manager to join their expanding team. Job Description Develop and implement a risk management framework. Drive a risk management culture and provide recommendations to stakeholders on risk and control issues, audit, process improvement, and...

Our client, a well-known global food company with presences in 12 countries, is urgently seeking an Assistant Risk Manager to join their expanding team.Job DescriptionDevelop and implement a risk management framework.Drive a risk management culture and provide recommendations to stakeholders on risk and control issues, audit, process improvement, and...

Our client, a well-known global food company with presences in 12 countries, is urgently seeking an Assistant Risk Manager to join their expanding team.Job DescriptionDevelop and implement a risk management framework.Drive a risk management culture and provide recommendations to stakeholders on risk and control issues, audit, process improvement, and...

Full-Time in Hong Kong - Senior - Compliance Transak: Compliance Manager & MLRO - Hong Kong About Us: Transak, a pioneer in web3 payments, offers a significant opportunity in the blockchain and cryptocurrency sphere. Partnering with giants like Meta Mask and backed by top VCs, we're expanding rapidly and need a driven Compliance Manager for Hong Kong. Role...

Associate Manager, Compliance Risk and Diligence (Chinese Language)Compliance Risk and DiligenceCompliance Risk and Diligence | Hong Kong, Hong Kong | 21010938In a world of disruption and increasingly complex business challenges, our professionals bring truth into focus with the Kroll Lens. Our sharp analytical skills, paired with the latest technology,...

Senior Analyst | Compliance, Regulatory Risk Join our Regulatory Risk team, where we manage regulatory relationships and provide regulatory compliance advice and support to our business stakeholders. Our expertise includes licensing, external audits and regulatory inspections, regional management of regulatory developments and relationship programs, and...

Senior Analyst | Compliance, Regulatory RiskJoin our Regulatory Risk team, where we manage regulatory relationships and provide regulatory compliance advice and support to our business stakeholders. Our expertise includes licensing, external audits and regulatory inspections, regional management of regulatory developments and relationship programs, and...

(Senior) Business Compliance & Risk Control Manager Job No.: 499146 Employment Type: Full time Departments: Investment Management Job Functions: Risk Management, Compliance / Operational Risk Management Responsibilities: Conduct risk monitoring, control and compliance risk assessments of money market and capital market dealers activities. Oversight risk...

(Senior) Business Compliance & Risk Control ManagerJob No.:499146Employment Type:Full timeDepartments:Investment ManagementJob Functions:Risk Management, Compliance / Operational Risk ManagementResponsibilities:Conduct risk monitoring, control and compliance risk assessments of money market and capital market dealers activities.Oversight risk monitoring and...

Business Compliance & Risk Control Manager (AMC-Compliance & AML related)Job No.:494609Employment Type:Contract, Full timeDepartments:BOCHK Asset Management LtdJob Functions:Asset ManagementResponsibilities:Assisting the team to prepare/review the company's risk management policies, anti-money laundering policies, compliance policies, procedures and work...

Assistant Manager, Model Risk, RiskApply locations: Hong KongTime type: Full timePosted on: Posted 30+ Days AgoJob requisition ID: JR000759Key Areas of ResponsibilitiesProduce, review and improve CLSA model validation policy and procedureResponsible for financial valuation model validation and testing, with coverage in equity derivative model and interest...

Assistant Manager, Model Risk, Risk Apply locations: Hong Kong Time type: Full time Posted on: Posted 30+ Days Ago Job requisition ID: JR000759 Key Areas of Responsibilities Produce, review and improve CLSA model validation policy and procedure Responsible for financial valuation model validation and testing, with coverage in equity derivative model and...

Summary: Our client is a listed conglomerate. This role sits under the legal & compliance team and reports into the Head of Compliance. You will support the creation and upkeeping of internal compliances and governance policies. The ideal candidate should have experience in both general internal compliances and knowledge of IT governance & controlling...

We are now looking for a talentedAssistant Sales Managerto be part of our dynamic team, reporting to the Head of Sales. This role will be responsible for managing sales of Purina products and implementing annual customer plans and effective sales strategies that are aligned with overall business goals to achieve profitable sales...

Assistant Manager, Equities CompliancePosition DescriptionThis senior Compliance position is part of the Equities Compliance team reporting into the Head of Equities Compliance. The Equities Compliance team provides compliance coverage to CLSA Institutional Equities (Sales and Trading) Business and Equities Derivatives Department.Key Areas of...

Assistant Manager, Equities CompliancePosition DescriptionThis senior Compliance position is part of the Equities Compliance team reporting into the Head of Equities Compliance. The Equities Compliance team provides compliance coverage to CLSA Institutional Equities (Sales and Trading) Business and Equities Derivatives Department.Key Areas of...

Job Description - Assistant Manager, IT (250083)ResponsibilitiesAssist in developing and maintaining up-to-date policies, standards, procedures, and guidelines on information security.Enforce information security policies, standards, and guidelines through liaison with different IT teams and stakeholders.Perform security risk assessments on IT systems to...

Tower Research Capital, a high-frequency proprietary trading firm founded in 1998, seeks a Risk Manager, with a strong background in algorithmic trading to join the global Risk and Trading Supervision team in Hong Kong. Responsibilities Providing risk oversight for the APAC trading activities of the firm by focusing on electronic trading risk and market risk...