(Senior) Business Compliance

Key Responsibilities and Accountabilities:GeneralAssist Head of Compliance in providing advice to the business regarding rules and standards, proper codes of conduct and doing the right thing.Raise Compliance awareness and behavior amongst all staff and in embedding the three lines of defence by engaging regularly with Management, Heads of Departments and...

(Senior) Business Compliance & Risk Control Manager Job No.: 499146 Employment Type: Full time Departments: Investment Management Job Functions: Risk Management, Compliance / Operational Risk Management Responsibilities: Conduct risk monitoring, control and compliance risk assessments of money market and capital market dealers activities. Oversight risk...

We respect the privacy of candidates for employment. The Privacy Notices set forth how we will use the information we obtain when you apply for a position through this career site. If you do not consent to the terms of your country's respective Privacy Notice, please do not submit information to us. Senior Compliance Analyst/Compliance Officer Apply...

We respect the privacy of candidates for employment. The Privacy Notices set forth how we will use the information we obtain when you apply for a position through this career site. If you do not consent to the terms of your country's respective Privacy Notice, please do not submit information to us. Senior Compliance Analyst/Compliance Officer Apply...

Key Responsibilities and Accountabilities: General Assist Head of Compliance in providing advice to the business regarding rules and standards, proper codes of conduct and doing the right thing. Raise Compliance awareness and behavior amongst all staff and in embedding the three lines of defence by engaging regularly with Management, Heads of Departments and...

Get AI-powered advice on this job and more exclusive features. Direct message the job poster from Senior Citizen Home Safety Association. Responsibilities: Advise CEO on how to bring about innovation through appropriate use of Artificial Intelligence and other technologies to enhance business model, work flow and service. Plan, forecast, identify resources...

We respect the privacy of candidates for employment. The Privacy Notices set forth how we will use the information we obtain when you apply for a position through this career site.If you do not consent to the terms of your country's respective Privacy Notice, please do not submit information to us .Senior Compliance Analyst/Compliance OfficerApply locations...

Business Compliance & Risk Control Manager (AMC-Compliance & AML related)Job No.:494609Employment Type:Contract, Full timeDepartments:BOCHK Asset Management LtdJob Functions:Asset ManagementResponsibilities:Assisting the team to prepare/review the company's risk management policies, anti-money laundering policies, compliance policies, procedures and work...

Senior Compliance Officer (Global Payment Group) (84083) Central and Western District, Hong Kong Job Description Work on strategic projects aimed at enhancing the compliance infrastructure and collaborate with both local and international teams to address compliance issues across the business. Ensure compliance with all applicable laws and regulations under...

Be among the first 25 applicants Responsibilities Spearhead operations-related research projects Handle ad-hoc operations-related tasks Requirements Hong Kong passport holder Bachelor's degree in non-finance/non-business fields preferred Fresh grad or minimal working experience in non-finance/non-business industries No brokerage account and/or equities...

Get AI-powered advice on this job and more exclusive features.Direct message the job poster from Senior Citizen Home Safety Association.Responsibilities:Advise CEO on how to bring about innovation through appropriate use of Artificial Intelligence and other technologies to enhance business model, work flow and service.Plan, forecast, identify resources for...

Get AI-powered advice on this job and more exclusive features.Direct message the job poster from Senior Citizen Home Safety Association.Responsibilities:Advise CEO on how to bring about innovation through appropriate use of Artificial Intelligence and other technologies to enhance business model, work flow and service.Plan, forecast, identify resources for...

Senior Compliance Officer (Global Payment Group) (84083) Central and Western District, Hong KongJob DescriptionWork on strategic projects aimed at enhancing the compliance infrastructure and collaborate with both local and international teams to address compliance issues across the business.Ensure compliance with all applicable laws and regulations under the...

Talent Acquisition Lead@PCCW Media / HKTBeing a Senior Manager, Compliance, e MPF, the role is responsible to support Vice President, Compliance & QA, e MPF as the as 1.5 line of defense for the e MPF project, to develop and maintain a comprehensive compliance and quality assurance framework with the objective to ensure the adherence to all regulatory...

Crypto Payment Business Hong Kong, Hong Kong SARAre you passionate about revolutionizing the payments landscape with blockchain technology? We are looking for a visionaryVice President (Sales/Product/Growth/Marketing)to drive the growth and success of ourcrypto payment business . Join us in shaping the future of payments with cutting-edge crypto...

Crypto Payment Business Hong Kong, Hong Kong SARAre you passionate about revolutionizing the payments landscape with blockchain technology? We are looking for a visionaryVice President (Sales/Product/Growth/Marketing)to drive the growth and success of ourcrypto payment business . Join us in shaping the future of payments with cutting-edge crypto...

Senior Compliance Manager (Investment and Insurance focused) - Compliance DivisionJob No.:498594Employment Type:Full timeDepartments:Legal & Compliance and Operational Risk Management DepartmentJob Functions:LegalResponsibilities:Provide advisory services to business units regarding regulatory compliance issues on investment or insurance...

Assistant Manager, Equities CompliancePosition DescriptionThis senior Compliance position is part of the Equities Compliance team reporting into the Head of Equities Compliance. The Equities Compliance team provides compliance coverage to CLSA Institutional Equities (Sales and Trading) Business and Equities Derivatives Department.Key Areas of...

Assistant Manager, Equities CompliancePosition DescriptionThis senior Compliance position is part of the Equities Compliance team reporting into the Head of Equities Compliance. The Equities Compliance team provides compliance coverage to CLSA Institutional Equities (Sales and Trading) Business and Equities Derivatives Department.Key Areas of...

OKX will be prioritising applicants who have a current right to work in Hong Kong, and do not require OKX's sponsorship of a visa.Who We AreAt OKX, we believe that the future will be reshaped by crypto, and ultimately contribute to every individual's freedom. OKX is a leading crypto exchange, and the developer of OKX Wallet, giving millions access to crypto...