Assistant manager/ manager, compliance

4 weeks ago

Central And Western District, Hong Kong SAR China Prudential Hong Kong Limited Full time

Assistant Manager/ Manager, Compliance Apply locations Hong Kong time type Full time posted on Posted 30+ Days Ago job requisition id 24120089 Prudential’s purpose is to be partners for every life and protectors for every future. Our purpose encourages everything we do by creating a culture in which diversity is celebrated and inclusion assured, for our people, customers, and partners. We provide a platform for our people to do their best work and make an impact to the business, and we support our people’s career ambitions. We pledge to make Prudential a place where you can Connect, Grow, and Succeed. The role will support the Director, Compliance Projects & Reporting on providing regulatory advice and guidance to business functions on various matters, including but not limited to new business initiatives, outsourcing arrangement, new products and partnerships, for PHKL, Macau Branch and PGHK. This role will also provide advisory on compliance projects including Regtech & compliance analytics and digital developments, managing and supporting on liaison with relevant regulatory and industrial bodies. Job Responsibilities Provide regulatory advice and guidance to business functions on various matters, including but not limited to new business initiatives, outsourcing arrangement, new products and partnerships, for PHKL, Macau Branch and PGHK. This involves assisting business functions with practical and appropriate solutions to support decision making. Coordinate and work with the business units on impact analysis for and implementation of new regulatory and internal requirements. Preparation and coordination of Compliance-related regular reporting, including the monthly, quarterly and ad-hoc reports to Committees, Group Compliance/HK ERM, etc.; also to support minuting when deemed necessary. Support the management of regulatory engagement policy in dealing with government and regulatory bodies in order to maintain effective relationships to help foster mutual trust, respect and understanding. This is also including addressing internal enquiries as well as supporting the Director for appropriate engagement with the regulators on issues that could positively impact PHKL, Macau Branch & PGHK. Job Requirements Degree holder in Accounting or Business Administration; CPA qualification is an advantage Minimum of 4 years’ experience in compliance or audit Relevant experience in dealing with regulators or governmental bodies and experience in regulatory compliance is desirable. Fluent in both spoken and written English and Chinese Good knowledge in life insurance products Computer literate, including Microsoft Office, Word, Excel and Powerpoint Prudential is an equal opportunity employer. We provide equality of opportunity of benefits for all who apply and who perform work for our organisation irrespective of sex, race, age, ethnic origin, educational, social and cultural background, marital status, pregnancy and maternity, religion or belief, disability or part-time / fixed-term work, or any other status protected by applicable law. We encourage the same standards from our recruitment and third-party suppliers taking into account the context of grade, job and location. We also allow for reasonable adjustments to support people with individual physical or mental health requirements.#J-18808-Ljbffr

  • Assistant Sales Manager

    4 weeks ago

    Kwun Tong District, Hong Kong SAR China Assistant Sales Manager (Nestlé Purina Petcare) Full time

    We are now looking for a talentedAssistant Sales Managerto be part of our dynamic team, reporting to the Head of Sales. This role will be responsible for managing sales of Purina products and implementing annual customer plans and effective sales strategies that are aligned with overall business goals to achieve profitable sales...

  • Assistant Manager/ Manager, Compliance

    4 weeks ago

    Central And Western District, Hong Kong SAR China Prudential Hong Kong Limited Full time

    Assistant Manager/ Manager, ComplianceApply locations Hong Kong time type Full time posted on Posted 30+ Days Ago job requisition id 24120089Prudential’s purpose is to be partners for every life and protectors for every future. Our purpose encourages everything we do by creating a culture in which diversity is celebrated and inclusion assured, for our...

  • Assistant Manager/ Manager, Compliance

    3 weeks ago

    Central And Western District, Hong Kong SAR China Prudential Hong Kong Limited Full time

    Assistant Manager/ Manager, ComplianceApply locations Hong Kong time type Full time posted on Posted 30+ Days Ago job requisition id 24120089Prudential's purpose is to be partners for every life and protectors for every future. Our purpose encourages everything we do by creating a culture in which diversity is celebrated and inclusion assured, for our...

  • Assistant manager, equities compliance, compliance

    4 weeks ago

    Central And Western District, Hong Kong SAR China CLSA Full time

    Assistant Manager, Equities CompliancePosition DescriptionThis senior Compliance position is part of the Equities Compliance team reporting into the Head of Equities Compliance. The Equities Compliance team provides compliance coverage to CLSA Institutional Equities (Sales and Trading) Business and Equities Derivatives Department.Key Areas of...

  • Assistant manager, equities compliance, compliance

    3 weeks ago

    Central And Western District, Hong Kong SAR China CLSA Full time

    Assistant Manager, Equities CompliancePosition DescriptionThis senior Compliance position is part of the Equities Compliance team reporting into the Head of Equities Compliance. The Equities Compliance team provides compliance coverage to CLSA Institutional Equities (Sales and Trading) Business and Equities Derivatives Department.Key Areas of...

  • Assistant Compliance Risk Manager

    3 weeks ago

    Central And Western District, Hong Kong SAR China Bank of China Full time

    Assistant Compliance Risk Manager (Hong Kong Branch)Job No.:494223Employment Type:Full timeDepartments:Hong Kong BranchJob Functions:Bank Operations, Risk ManagementResponsibilities:Execute customer due diligence (CDD) and Know Your Customer (KYC) operational tasks.Perform and improve transaction monitoring processes.Assist in preparing compliance risk and...

  • Compliance manager

    1 week ago

    Central And Western District, Hong Kong SAR China Transak Full time

    Full-Time in Hong Kong - Senior - Compliance Transak: Compliance Manager & MLRO - Hong Kong About Us: Transak, a pioneer in web3 payments, offers a significant opportunity in the blockchain and cryptocurrency sphere. Partnering with giants like Meta Mask and backed by top VCs, we're expanding rapidly and need a driven Compliance Manager for Hong Kong. Role...

  • Compliance Manager

    4 weeks ago

    Central And Western District, Hong Kong SAR China NexusSearch Full time

    Client OverviewOur client is a leading global decentralized finance (DeFi) blockchain company, headquartered in Hong Kong. With a team of around 20 members, including 2 in the Compliance Team, they are looking to expand their presence in Asia.Job DescriptionReport directly to the Head of Compliance.Handle all compliance-related matters, including licensing,...

  • Regulatory compliance manager

    1 week ago

    Central And Western District, Hong Kong SAR China Matrixport Official Full time

    Talent Acquisition Partner | HRBP | Matrixport ABOUT USEstablished in 2019, Matrixport is the world's leading hub for all-in-one crypto financial services. We are committed to building an entry-grade ecosystem for the crypto space, by providing every user with a personalized super account that integrates products and services of crypto assets trading,...

  • Regulatory Compliance Manager

    3 weeks ago

    Central And Western District, Hong Kong SAR China Matrixport Official Full time

    Talent Acquisition Partner | HRBP | MatrixportABOUT USEstablished in 2019, Matrixport is the world's leading hub for all-in-one crypto financial services. We are committed to building an entry-grade ecosystem for the crypto space, by providing every user with a personalized super account that integrates products and services of crypto assets trading,...

  • Regulatory Compliance Manager

    4 weeks ago

    Central And Western District, Hong Kong SAR China Matrixport Official Full time

    Talent Acquisition Partner | HRBP | MatrixportABOUT USEstablished in 2019, Matrixport is the world's leading hub for all-in-one crypto financial services. We are committed to building an entry-grade ecosystem for the crypto space, by providing every user with a personalized super account that integrates products and services of crypto assets trading,...

  • Compliance manager

    1 week ago

    Central And Western District, Hong Kong SAR China Rise Associates Asia Limited Full time

    Summary: Our client is a listed conglomerate. This role sits under the legal & compliance team and reports into the Head of Compliance. You will support the creation and upkeeping of internal compliances and governance policies. The ideal candidate should have experience in both general internal compliances and knowledge of IT governance & controlling...

  • Assistant Compliance Risk Manager

    4 weeks ago

    Central And Western District, Hong Kong SAR China Bank of China Full time

    Assistant Compliance Risk Manager (Hong Kong Branch)Job No.:494223Employment Type:Full timeDepartments:Hong Kong BranchJob Functions:Bank Operations, Risk ManagementResponsibilities:Execute customer due diligence (CDD) and Know Your Customer (KYC) operational tasks.Perform and improve transaction monitoring processes.Assist in preparing compliance risk and...

  • Compliance Manager

    4 weeks ago

    Central And Western District, Hong Kong SAR China EX.IO Full time

    2 days ago Be among the first 25 applicantsGet AI-powered advice on this job and more exclusive features.Responsibilities:Assist in updating policies and procedures to ensure compliance with all relevant rules and regulations;Participate in licensing applications for regulated virtual asset services;Coordinate with key internal functions to identify gaps and...

  • Compliance Manager

    3 weeks ago

    Central And Western District, Hong Kong SAR China Transak Full time

    Full-Time in Hong Kong - Senior - ComplianceTransak: Compliance Manager & MLRO - Hong KongAbout Us:Transak, a pioneer in web3 payments, offers a significant opportunity in the blockchain and cryptocurrency sphere. Partnering with giants like MetaMask and backed by top VCs, we're expanding rapidly and need a driven Compliance Manager for Hong Kong.Role...

  • Product compliance manager

    4 weeks ago

    Central And Western District, Hong Kong SAR China Tbwa ChiatDay Inc Full time

    At OKX, we believe that the future will be reshaped by crypto, and ultimately contribute to every individual's freedom. OKX is a leading crypto exchange, and the developer of OKX Wallet, giving millions access to crypto trading and decentralized crypto applications (d Apps). OKX is also a trusted brand by hundreds of large institutions seeking access to...

  • Product compliance manager

    3 weeks ago

    Central And Western District, Hong Kong SAR China Tbwa ChiatDay Inc Full time

    At OKX, we believe that the future will be reshaped by crypto, and ultimately contribute to every individual's freedom. OKX is a leading crypto exchange, and the developer of OKX Wallet, giving millions access to crypto trading and decentralized crypto applications (d Apps). OKX is also a trusted brand by hundreds of large institutions seeking access to...

  • Compliance Manager

    3 weeks ago

    Central And Western District, Hong Kong SAR China LU AN CREDIT Full time

    About the Company- We are a Group member of PING AN and a fast-growing money lending company focused on SME lending, seeking an experienced and results-oriented Compliance Manager to lead our compliance efforts.About the Role- Act as a checker/maker role on ongoing customer due diligence and ongoing review (e.g. name screening, company search, review...

  • Compliance manager, life insurance

    1 week ago

    Central And Western District, Hong Kong SAR China Projob21 Ltd. Full time

    Job Responsibilities Conduct regular compliance reviews to ensure compliance with regulatory requirements and Company Compliance Policies and recommend enhancements/corrective actions. Monitor the implementation of anti-money laundering guidelines and other compliance policies and procedures, identify gaps, and recommend corrective actions. Assess compliance...

  • Manager - legal and compliance - insurance company

    1 week ago

    Central And Western District, Hong Kong SAR China Harvest Personnel Agency Full time

    Responsibilities: As part of the Financial Crime Compliance (FCC) team, report to the head of Legal and Compliance Department and be responsible for AML/FATCA/CRS regulatory compliance issues. Handle day-to-day FCC regulatory compliance matters, including providing compliance advice and support. Review and develop FCC compliance-related policies and...