Compliance Manager, Corporate Finance
4 weeks ago
Our client, a leading investment bank, is looking for a high-caliber person to fill the position.Job DutiesProvide the Bank’s Corporate Finance Business compliance function including Control Room and Corporate Finance Business.Provide compliance advisory on Corporate Finance Business coverage in IPO, ECM, DCM, and M&A.Identify and resolve Corporate Finance compliance problems, taking into account regional regulatory differences and Group policies.Develop, review, monitor, and enforce local and regional compliance procedures, policies, and best practices in accordance with all legal and regulatory requirements and internal policies.Involve in compliance monitoring with all external regulations and internal codes, policies, and good market practices.Liaise with local regulatory authorities, e.g., SFC and other local financial authorities.Job RequirementsUniversity degree holder.Corporate Finance Control Room Compliance experience in IPO, ECM, DCM, and M&A from Investment Bank, Securities Brokerage, or Financial Institutions.Sound knowledge of regulatory requirements and rules issued by SFC, HKEX, etc.Excellent command of spoken and written Chinese and English, including Cantonese and Putonghua.
#J-18808-Ljbffr
-
Compliance manager, corporate finance
4 weeks ago
Central And Western District, Hong Kong SAR China Global Executive Consultants Ltd. Full timeCompliance Manager, Corporate Finance (Control Room) (HK$35 K - $55 K) (Ref. No.: 26452)Our client, a leading investment bank, is looking for a high-caliber person to fill the position. Job Duties Provide the Bank’s Corporate Finance Business compliance function including Control Room and Corporate Finance Business. Provide compliance advisory on Corporate...
-
Corporate finance
2 weeks ago
Central And Western District, Hong Kong SAR China Space Executive Full timeDirect message the job poster from Space Executive Helping our clients hire top corporate talent across APACOne of our key clients in the Financial Services space is looking for a senior Corporate Finance specialist who will engage with senior leadership to devise and execute critical initiatives that enhance the organization's growth and financial...
-
Corporate Finance
4 weeks ago
Central And Western District, Hong Kong SAR China Space Executive Full timeDirect message the job poster from Space ExecutiveHelping our clients hire top corporate talent across APACOne of our key clients in the Financial Services space is looking for a senior Corporate Finance specialist who will engage with senior leadership to devise and execute critical initiatives that enhance the organization's growth and financial...
-
Corporate finance associate
4 weeks ago
Central And Western District, Hong Kong SAR China CCB International Full timeAssist in the preparation and review of marketing materials, transactional documents, research materials and other documentation incidental to the corporate finance transactions, with a focus on initial public offerings Conduct due diligence work for initial public offering and other types of corporate finance transactions Communicate with clients,...
-
Corporate finance analyst
4 weeks ago
Central And Western District, Hong Kong SAR China KPay Group Full timeJob Description We are seeking a Corporate Finance Analyst to join our team. The ideal candidate will play a key role in supporting and providing insights that drive strategic decision-making and improve financial performance. Responsibilities Perform in-depth financial and operational analyses to support strategic business decisions. Conduct comprehensive...
-
Ibd - corporate finance vp/associate
1 week ago
Central And Western District, Hong Kong SAR China Cornerstone Global Partners Hong Kong Full timeGet AI-powered advice on this job and more exclusive features. Associate Director, Corporate & Investment Banking at Cornerstone Global Partners (Operates as CGP in Mainland China)Our client, a Top-tier PRC investment bank, is now looking for a Vice President/ Associate to join their Corporate Finance (Investment Banking) team. Responsibilities: Spearhead a...
-
Corporate Finance Associate
4 weeks ago
Central And Western District, Hong Kong SAR China CCB International (Holdings) Limited Full timeAssist in the preparation and review of marketing materials, transactional documents, research materials and other documentation incidental to the corporate finance transactions, with a focus on initial public offeringsConduct due diligence work for initial public offering and other types of corporate finance transactionsCommunicate with clients,...
-
Corporate finance
4 weeks ago
Central And Western District, Hong Kong SAR China Space Executive Full timeDirect message the job poster from Space Executive Helping our clients hire top corporate talent across APACOne of our key clients in the Financial Services space is looking for a senior Corporate Finance specialist who will engage with senior leadership to devise and execute critical initiatives that enhance the organization’s growth and financial...
-
Compliance Manager
4 weeks ago
Central And Western District, Hong Kong SAR China Global Executive Consultants Ltd. Full timeCompliance Manager (Corporate Banking) (HK$50K - $65K) (Ref. No.: 26280)Our client, a Leading Bank, is looking for a high-caliber person to fill the position.Job DutiesAssist the Head of Legal & Compliance in managing all regulatory compliance matters.Conduct independent compliance reviews/self-assessments to assess the effectiveness and robustness of...
-
Corporate Finance
4 weeks ago
Central And Western District, Hong Kong SAR China Space Executive Full timeDirect message the job poster from Space ExecutiveHelping our clients hire top corporate talent across APACOne of our key clients in the Financial Services space is looking for a senior Corporate Finance specialist who will engage with senior leadership to devise and execute critical initiatives that enhance the organization’s growth and financial...
-
Finance specialist
2 weeks ago
Central And Western District, Hong Kong SAR China Insighta Limited Full timeOn-site Full Time Permanent 1 - 3 Year Entry level We are looking for a detail-oriented Finance Specialist (Accounting) to join our team. This role focuses on core accounting functions while providing exposure to broader financial planning and corporate governance. The ideal candidate will have strong analytical skills, a solid understanding of accounting...
-
Corporate secretary
2 weeks ago
Central And Western District, Hong Kong SAR China Tbwa ChiatDay Inc Full timeAspire is the leading all-in-one finance operating system for growing businesses in APAC. We are on a mission to reinvent business finance for a new generation of entrepreneurs and business owners, empowering startups and MSME to realise their full potential. Founded in 2018, Aspire has raised over USD 300 M+ across equity and debt from world-class...
-
Compliance Manager
4 weeks ago
Central And Western District, Hong Kong SAR China SUPER Corporate Consultancy Group Full timeProvide compliance advices to different business units to ensure compliance with relevant regulatory requirementsCarry out compliance review and checkingPerform and monitor AML, CTF, FATCA and CRS matters in bankProvide input to ensure compliance with applicable legal and regulatory requirementsReview, develop and update compliance policies and...
-
Compliance manager
4 weeks ago
Central And Western District, Hong Kong SAR China SUPER Corporate Consultancy Group Full timeProvide compliance advices to different business units to ensure compliance with relevant regulatory requirements Carry out compliance review and checking Perform and monitor AML, CTF, FATCA and CRS matters in bank Provide input to ensure compliance with applicable legal and regulatory requirements Review, develop and update compliance policies and...
-
Central And Western District, Hong Kong SAR China Global Executive Consultants Ltd. Full timeSenior Product Manager/Manager – Corporate Banking (HK$40K - $75K) (Ref. No.: 26346)Our client, a Chinese bank is now urgently looking for a high-caliber candidate to join their product development team under corporate banking department.Job DutiesTo formulate product development of corporate banking products including trade finance, secured and unsecured...
-
Central And Western District, Hong Kong SAR China Hong Kong Exchanges And Clearing Limited Full timeSenior Vice President, Head Of Monitoring and Corporate Functions Compliance1 day ago Be among the first 25 applicants Direct message the job poster from Hong Kong Exchanges and Clearing Limited (HKEX)Company Introduction: We’re home to Asia's most dynamic and vibrant capital markets. Connecting capital, ideas, inspiration and innovation for deeper, more...
-
Central And Western District, Hong Kong SAR China International Executive Service Corps Full timeSr. Relationship Manager/Relationship Manager, Corporate BankingPost Date04/12/2024DivisionCorporate BankingDepartment/BranchMarketingReporting to the Team Head, you will be responsible for promoting, soliciting and developing existing and new business relating to trade finance. Also, you will perform credit activities including credit appraisal, annual...
-
Central And Western District, Hong Kong SAR China International Executive Service Corps Full timeSr. Relationship Manager/Relationship Manager, Corporate BankingPost Date04/12/2024DivisionCorporate BankingDepartment/BranchMarketingReporting to the Team Head, you will be responsible for promoting, soliciting and developing existing and new business relating to trade finance. Also, you will perform credit activities including credit appraisal, annual...
-
Compliance Manager
4 weeks ago
Central And Western District, Hong Kong SAR China Transak Full timeFull-Time in Hong Kong - Senior - ComplianceTransak: Compliance Manager & MLRO - Hong KongAbout Us:Transak, a pioneer in web3 payments, offers a significant opportunity in the blockchain and cryptocurrency sphere. Partnering with giants like MetaMask and backed by top VCs, we're expanding rapidly and need a driven Compliance Manager for Hong Kong.Role...
-
Compliance manager
2 weeks ago
Central And Western District, Hong Kong SAR China Transak Full timeFull-Time in Hong Kong - Senior - Compliance Transak: Compliance Manager & MLRO - Hong Kong About Us: Transak, a pioneer in web3 payments, offers a significant opportunity in the blockchain and cryptocurrency sphere. Partnering with giants like Meta Mask and backed by top VCs, we're expanding rapidly and need a driven Compliance Manager for Hong Kong. Role...