Director, advisory and dealing, equities, cmps, ws hk

1 week ago

Central And Western District, Hong Kong SAR China Standard Chartered Full time

Director, Advisory and Dealing, Equities, CMPS, WS HKLocation: Central, HKArea of interest: Private Banking & Wealth Management Responsibilities Awareness and understanding of the Group's business strategy and model appropriate to the role Strategize and execute long term strategic plans and tactical plans to capture business opportunities within the footprint of SCB in HKAssist Cash Equities Team Head in achieving revenue target Provide securities execution and advisory services to business and clients Provide market update to relationship managers Advise colleagues on optimal system use Provide guidance to the team members where necessary Build a good relationship with external brokers and vendors Ensure CMPS Cash Equities HK has the best execution platform to enable scalability of the business Ensure strong execution platform to enable relevance of CMPS products for Private Banking Understand market competitors and improve competitiveness Monitor and analyze business KPIs and take necessary actions to attain business goals Work closely with relationship managers for continual enrichment of cash equities knowledge Maintain and grow Pv B DAC business by providing execution solutions as well as timely advice Work closely with various business partners to achieve best returns Collaborate with Risk and Control Team to ensure proper functioning of day-to-day controls and timely resolution of risk issues Follow internal and external regulatory requirements and ensure best execution practices Carry the digital transformation of the Cash Equity business People & Talent Ensure all in-house training is completed entirely and timely Maintain professional skills and knowledge in trading and stock market Present Cash Equities and Equity Structure Product ideas through presentations Be a role model to lead the team Identify, monitor, manage and control business, operations, governance and compliance risk Ensure conformity with relevant internal and external rules and regulations Ensure that sales, advisory and execution are compliant with internal and external policies Governance Ensure all Cash Equities products have the necessary CAs, Product Approval and DOIEnsure all Cash Equities team members adhere to FM Code of Conduct and have necessary certifications and training Regulatory & Business Conduct Display exemplary conduct and live by the Group's Values and Code of Conduct Take personal responsibility for embedding the highest standards of ethics Identify, escalate, mitigate and resolve risk, conduct and compliance matters Lead the CMPS Cash Equities HK to achieve outcomes set out in the Bank's Conduct Principles Engage with local regulators: HKMA and Securities and Futures Commission Key Stakeholders Engage with Client Segment Heads to understand product needs and support them on product ideas Address any issues Client Segment Heads may have in relation to WMPS Cash Equities activities Provide advice and grow Cash EQ DAC business Other Responsibilities Embed Here for good and Group's brand and values in Capital Markets Products and Solutions Perform other responsibilities assigned under Group, Country, Business or Functional policies and procedures Qualifications Education: University Graduate BA Degree or higher Training: Trained through many years of industry experience Licenses: Licensing qualifications under HKMA: type 1 and type 4 Membership: Certified Private Wealth Professional (CPWP)Languages: English, Cantonese and Mandarin Role Specific Technical Competencies Manage Conduct Manage Risk About Standard Chartered We're an international bank, nimble enough to act, big enough for impact. For more than 170 years, we've worked to make a positive difference for our clients, communities, and each other. We question the status quo, love a challenge and enjoy finding new opportunities to grow and do better than before. If you're looking for a career with purpose and you want to work for a bank making a difference, we want to hear from you. What we offer Core bank funding for retirement savings, medical and life insurance, with flexible and voluntary benefits available in some locations. Time-off including annual leave, parental/maternity (20 weeks), sabbatical (12 months maximum) and volunteering leave (3 days). Flexible working options based around home and office locations. Proactive wellbeing support through Unmind, a market-leading digital wellbeing platform. A continuous learning culture to support your growth, with opportunities to reskill and upskill. Being part of an inclusive and values driven organisation, one that embraces and celebrates our unique diversity.#J-18808-Ljbffr

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