Senior Manager, Non Financial Risk

4 weeks ago

Central And Western District, Hong Kong SAR China HSBC Full time
Some careers shine brighter than others

If you’re looking for a career that will help you stand out, join HSBC and fulfil your potential. Whether you want a career that could take you to the top, or simply take you in an exciting new direction, HSBC offers opportunities, support and rewards that will take you further.

Securities Services provides robust and reliable solutions that enhance performance and mitigate risk, today and in the future. Working with institutional investors, banks, insurance companies, governments and multinational corporations, Securities Services offers a range of fund administration, global custody, sub-custody and clearing, and corporate trust and loan agency services.

We are currently seeking a high calibre professional to join our team as a

Senior Manager, Non Financial Risk.

Principal Responsibilities

Role Purpose: A senior risk role overseeing the risk and control framework globally for Fund Services to include:

Work alongside the global business teams (front to back) and in partnership with the respective Risk Stewards. Acting as a trusted advisor to our stakeholders and supporting the management of the business risk profile.

Work in conjunction with the Risk Initiatives, Reg and Client Assets Oversight and the Risk Framework and Assurance teams under the NFR (Non-Financial Risk) structure to provide value-add and proactive risk management execution.

Act as a key lead leveraging our risk expertise and business understanding to support the business operating within risk appetite. Providing assessment and guidance on both business threats and opportunities to internal stakeholders and to our clients.

Participation in and responsible for challenge and oversight of the relevant control Governance meetings established for the businesses end to end.

Assist with co-ordination and preparation of Internal, External Audit and Compliance Reviews and ensure the closure of any Audit Identified Issues.

Ensuring appropriate assessment of the risk environment and definition of the control environment across the Businesses, executing all activities in line with the Group Operational Risk Management Framework (ORMF). Working alongside the NFR Framework and Assurance and Risk Initiatives functions and also working closely with key business and other stakeholders in the following key areas:

Risk & Control Assessment (RCA) – Drive Regional and Global consistency in the Risk and Control Assessments.

Risk Advisory – Provision of detailed and specific risk management or control related advice.

Incident investigation/Issue Management – To assess the thematic root causes arising from incidents and issues. Providing technical/product specific support to the in-country Framework and Assurance teams during the investigation of incidents and definition of remedial actions to effectively mitigate the risks arising from an issue.

Change Risk Assessment – Performance of either ongoing or specific risk assessment for change projects globally (including new client onboarding, IT system implementation, material operational process change, new product or new business). Work with our NFR Change Risk Assessment colleagues.

Thematic Reviews – Delivery of thematic based process risk and control reviews to provide global, regional or country specific assessment of risk.

Assurance & Monitoring – Supporting the regional Framework and Assurance team in the design and ongoing maintenance/development of a suitable risk based assurance and monitoring programme (including substantive control testing (ICMP), KRI and Thematic Reviews).

Principal Accountabilities:

Customers / Stakeholders

Support the NFR Function, NFR Operations, Fund Services senior management in ensuring the appropriate risk and control structure is in place and that risks that have been highlighted are managed appropriately.

Ensure excellent communication.

Provide consistent internal and external benchmarking, where appropriate.

Operational Effectiveness & Control

Ensure a robust risk management framework.

Support the NFR function in driving the risk agenda across Fund Services, ensuring maximum awareness, management of issues and overall compliance with framework requirements.

Regularly review the business risk management priorities, activities, structure and resources, optimally aligning to business needs and risk appetite.

Cost-effectively minimise the likelihood and impact of disruption by ensuring that the business can continue to meet at least the minimum expectations of customers, counterparties, regulators and other stakeholders at all times.

Implement supporting strategies, policies and procedures to ensure that operational and other risks are managed closely and effectively, in a commercially sensitive and practical manner.

Drive to ensure that the business inherent risk profile and any related issues/impacts are understood by the business and the appropriate actions (and/or risk acceptance) have been put in place to manage residual risk within appetite.

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