Compliance Risk Manager for Securities and Futures

About the RoleWe are seeking an experienced Compliance Officer - Risk Management to join our team at SinoPac Securities (Asia) Limited. The successful candidate will be responsible for ensuring the effective management of risks and ensuring compliance with regulatory requirements.Main Responsibilities:Coordinate with other departments on legal, compliance,...

Company Overview:Hong Kong Exchanges and Clearing Limited (HKEX) is a leading exchange group that connects people, markets, and resources. We aim to provide a fair, transparent, and efficient platform for trading, clearing, and settlement of various financial instruments.Job Description:The Head of Monitoring & Corporate Functions Compliance will play a...

About the RoleIn this mid-senior level position, you will be responsible for developing and maintaining security policies, procedures, and documentation to ensure compliance with relevant standards and regulations. You will also participate in security audits and assessments, provide recommendations for risk mitigation, and stay up-to-date with emerging...

Responsibilities:Conduct investigation on compliance and red flags, liaise and report suspicious case to Securities and Futures Commission (SFC), Joint Financial Intelligence Unit (JFIU) and other law enforcement units on reasonable grounds; Address response to enquiries and requests from regulators (e.g. SFC), securities exchange (e.g. HKEX), and other law...

**About the Role**We are seeking an experienced IT Security Risk Specialist to join our team at Bank Of China (Hong Kong) Limited.Key ResponsibilitiesAssist in reviewing IT initiatives and providing advisory from technology risk perspectives.Establish and review policies, guidelines, procedures in application security area.Provide advisory and practical...

We are looking for a highly skilled Risk and Compliance Leader to join our team. In this role, you will be responsible for managing operational risks within the team and ensuring compliance with applicable internal policies, and external laws and regulations.Your key responsibilities will include:Embedding a culture of collaboration and accountability with a...

Company Overview: Bank Of China (Hong Kong) Limited is a leading financial institution in Hong Kong, committed to providing innovative banking services and products to our customers.Job Description:We are seeking an experienced Cyber Security Risk Manager to join our team. The successful candidate will be responsible for providing cyber security incident...

Job DescriptionThis role involves managing cyber risk and ensuring the security of our systems and data. You'll need to stay up-to-date with the latest threats and technologies to keep our organisation safe.You'll work closely with teams across the business to implement effective risk management strategies and ensure compliance with relevant regulations.The...

At Bank Of China (Hong Kong) Limited, we are seeking a seasoned Technology Risk Management professional to join our team.The successful candidate will be responsible for conducting regular IT risk and compliance assessments in overseas branches, coordinating with branch staff to perform technology risk self-assessments, and analyzing key risk indicator...

About the RoleWe are seeking a highly experienced Senior Cybersecurity Risk Advisor to join our team at Alibaba Cloud. As a key member of our security compliance team, you will be responsible for providing expert advice on security and privacy compliance matters to our enterprise customers.Your primary focus will be on acting as the primary contact for...

Security and Privacy Compliance Senior Specialist (SEA) - Hong Kong SAR Be among the first 25 applicants Direct message the job poster from Alibaba Cloud Responsibilities Act as the primary contact for enterprise customer inquiries related to security compliance and privacy, providing accurate and timely responses. Assist in handling audit requests from...

Job Description:We are seeking a highly skilled Compliance Risk Manager to join our team in Asia Pacific. The successful candidate will be responsible for managing and implementing compliance risk management programs across the region.The key responsibilities of this role include:Developing and implementing compliance risk management strategies and...

Job OverviewThis is an exceptional opportunity to lead a risk team with a focus on Hong Kong's over-the-counter (OTC) centrally cleared financial markets and risk management. As a key member of the Group Enterprise Risk Management, you will play a vital role in supporting HKEX's services.Key ResponsibilitiesLead, plan, direct, and oversee second-line risk...

ResponsibilitiesTo perform risk assessments, maturity analysis and security control test, in order to monitor information security compliance Provide security compliance assessment report and recommendations to management Oversee the implementation and compliance with Group-wide standards and regulatory requirements Streamline security-related processes e.g....

Roles and Responsibilities: Conduct daily Information and Cyber Security monitoring, incident analysis and investigation, incident response operation and support. Participate in Information and Cyber Security projects for the Design, development and implementation. Assist in planning of technology related risk management strategies, processes and work...

Job OverviewCiti, a leading global bank with a rich history spanning over 200 years, is seeking a highly skilled Compliance Officer to join our Independent Compliance Risk Management Department. As a key member of our team, you will play a critical role in ensuring the compliance risk management framework maintains risk levels within the firm's risk appetite...

Job DescriptionSociete Generale is seeking a highly experienced and skilled Risk Based Control Specialist to join our team in Asia Pacific. As a key member of the Compliance team, you will be responsible for managing the control framework across the region.The ideal candidate will have extensive experience in compliance risk management, with a strong...

Company OverviewHong Kong Exchanges and Clearing Limited is a leading financial market infrastructure operator that provides a range of products and services to facilitate the trading, clearing, and settlement of securities, derivatives, and commodities.Job DescriptionWe are seeking a highly skilled Associate Business Risk Manager to join our Post Trade...

Northern Trust is a global leader in financial services, dedicated to providing expert guidance and innovative solutions to individuals, families, and institutions. With over 130 years of experience, we serve the world's most sophisticated clients using cutting-edge technology and exceptional service.Job Description:The Senior Compliance Analyst will be...

About CitiCiti is a leading global bank with a rich history of innovation and customer service excellence. We have a unique position in the market, combining a vast global network with on-the-ground expertise to connect the dots, anticipate change, and empathize with the needs of our clients and customers.At Citi, we're committed to shaping the future of...