Risk and Compliance Specialist in Private Wealth Management

1 week ago


Hong Kong, Central and Western District, Hong Kong SAR China Aquis Search Full time

Aquis Search is seeking a seasoned Business Risk Manager for a prestigious private bank. This role offers an attractive salary, commensurate with experience.

Salary: £80,000 - £120,000 per annum, depending on qualifications and experience.

This position is ideal for a skilled professional looking to take their career to the next level. As a key member of the Front Office team, you will be responsible for strengthening the selling process and investment suitability framework within the department.

Key Responsibilities:

  • Act as the first line of defense (FLD), ensuring compliance with regulatory requirements.
  • Collaborate with the Front Office to develop and implement effective risk-based monitoring and review processes.
  • Provide guidance on suitability and selling processes to ensure high-quality service delivery.
  • Conduct comprehensive reviews of Front Office activities, identifying areas for improvement and implementing corrective actions.

Requirements:

  • Bachelor's degree in a relevant field, such as finance, law, or business.
  • A minimum of 5-9 years of experience in banking, with a focus on private wealth management and risk management.
  • Proven track record of success in first-line defense roles, with a strong understanding of regulatory requirements.
  • Excellent communication and interpersonal skills, with the ability to work effectively across teams.

Why join Aquis Search?

We are a leading recruitment agency, dedicated to providing exceptional service and support to our clients and candidates. Our expertise in the financial sector ensures that we can offer targeted solutions to meet your specific needs.



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