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Financial Services Director

3 weeks ago


Hong Kong, Central and Western District, Hong Kong SAR China Waystone Full time

We are seeking a highly experienced Financial Services Director to join our team in Hong Kong. As a key member of our management team, you will be responsible for leading our compliance programs and providing strategic guidance to our team.

The ideal candidate will have a deep understanding of the financial services industry, particularly the asset management industry. You will have a minimum of 10 years of experience in regulatory compliance within a regulator, a regulated firm, or a consultancy, and experience dealing with the MAS regulations, particularly the Securities and Futures Act.

We offer a competitive remuneration package and the opportunity to progress your career within a global company with a structured career path. Our benefits package includes healthcare and pension, life assurance, education scheme, and staff referral scheme.

Responsibilities:
  • Develop and implement compliance policies and procedures to ensure regulatory compliance.
  • Monitor relevant regulatory changes and develop internal controls accordingly.
  • Provide strategic guidance to the team to drive service excellence.
  • Implement check and balance processes and corporate governance standards as per the client type, strategy, mission, and goals of the regulated entity.