Current jobs related to Market Surveillance Regional Director, Asia-Pacific - Hong Kong, Central and Western District - SGS Société Générale de Surveillance SA


  • Hong Kong, Central and Western District, Hong Kong SAR China SGS Société Générale de Surveillance SA Full time

    About the Role: We are seeking a highly experienced and skilled Compliance Leader for our Asia-Pacific Capital Markets team. The successful candidate will be responsible for leading the team in providing surveillance and compliance services to the region.This role involves working closely with global colleagues and stakeholders to develop the surveillance...


  • Hong Kong, Central and Western District, Hong Kong SAR China SGS Société Générale de Surveillance SA Full time

    Job Description: The Regional Head of Capital Markets Regulatory Surveillance will be responsible for leading the team in providing surveillance and compliance services to the Asia-Pacific region. This role involves designing and implementing surveillance strategies, leveraging data-driven performance indicators, and maintaining momentum on key production...


  • Hong Kong, Central and Western District, Hong Kong SAR China SGS Société Générale de Surveillance SA Full time

    Responsibilities Overview: The role will provide the successful candidate with a unique opportunity to apprehend the various businesses of a top-tier investment bank and will be evolving at the forefront of regulatory developments. The position will involve constant interaction with senior management, business lines, and various compliance teams. It is...


  • Hong Kong, Central and Western District, Hong Kong SAR China SGS Société Générale de Surveillance SA Full time

    Job OverviewSociete Generale de Surveillance SA is seeking a seasoned professional to lead our Capital Markets Regulatory Surveillance team in the Asia-Pacific region. The successful candidate will have a deep understanding of financial markets, conduct risk, and trading data.The role involves managing a team of 20+ individuals, overseeing trade and...


  • Hong Kong, Central and Western District, Hong Kong SAR China SGS Société Générale de Surveillance SA Full time

    Job DescriptionThis is an exceptional opportunity to lead a team of professionals in the Asia-Pacific region. The successful candidate will have a thorough understanding of financial markets, conduct risk, trading data, and data governance.Responsibilities:Lead the development and implementation of a comprehensive surveillance strategyOversee the design and...


  • Hong Kong, Central and Western District, Hong Kong SAR China SGS Société Générale de Surveillance SA Full time

    Job Summary: We are looking for a Senior Regional Surveillance Director for APAC to lead our team in providing surveillance and compliance services to the region. The successful candidate will have a strong background in financial markets, conduct risk, trading data, and data governance.This role involves collaborating with senior management, business lines,...


  • Hong Kong, Central and Western District, Hong Kong SAR China Coface Full time

    About the JobWe are seeking a highly skilled and experienced Director to lead our marketing strategy in the Asia Pacific region. As Regional Head of Marketing and Communications, you will be responsible for developing and implementing a comprehensive marketing strategy to position Coface as a global leader in trade credit risk management.You will lead a team...


  • Hong Kong, Central and Western District, Hong Kong SAR China Accuray Asia Ltd Full time

    Regulatory Affairs Specialist, Asia Pacific RegionAvoid delays in getting your medical devices to market by joining our team as a Regulatory Affairs Specialist, Asia Pacific Region. In this role, you will work closely with cross-functional teams to ensure that our products meet regulatory requirements in Asia Pacific.As a key member of our Regulatory Affairs...


  • Hong Kong, Central and Western District, Hong Kong SAR China Pearson Full time

    Drive innovation and growth in the Asia-Pacific region as a key member of our marketing team. We are seeking an exceptional Strategic Marketing Leader to lead our marketing efforts in this dynamic market.About the RoleThis is an exciting opportunity to shape the future of education and make a lasting impact on students' lives. As a Strategic Marketing...


  • Hong Kong, Central and Western District, Hong Kong SAR China Executive Access Full time

    Executive Access is seeking a seasoned Regional Marketing Director to lead regional marketing initiatives and drive business growth in Asia.About Executive AccessAs an international asset manager, our client partners closely with institutional and intermediary clients to provide global investment solutions. With a growing business in Asia, we're now adding a...


  • Hong Kong, Central and Western District, Hong Kong SAR China SGS Société Générale de Surveillance SA Full time

    Job DescriptionWe are seeking a highly experienced professional to lead our Regional Head of Capital Markets Regulatory Surveillance (SUR/CMS) team in the Asia-Pacific region. The successful candidate will be responsible for defining and implementing a compliance surveillance and control setup on the perimeter under their responsibility and adapting it in...


  • Hong Kong, Central and Western District, Hong Kong SAR China Accuray Asia Ltd Full time

    Job DescriptionWe are looking for an experienced Regulatory Affairs Specialist, Asia Pacific Region to join our team at Accuray Asia Ltd.The primary responsibility of this role is to support obtaining medical device pre-market regulatory approvals to ensure market access for Accuray products and services in Asia Pacific.The key areas of focus for this...


  • Hong Kong, Central and Western District, Hong Kong SAR China SGS Société Générale de Surveillance SA Full time

    About the RoleThis is an exciting opportunity to join Societe Generale de Surveillance SA as the Regional Head of Capital Markets Regulatory Surveillance (SUR/CMS) in the Asia-Pacific region. The successful candidate will be responsible for developing and implementing a compliance surveillance strategy and processes, leveraging data-driven performance...


  • Hong Kong, Central and Western District, Hong Kong SAR China SGS Société Générale de Surveillance SA Full time

    About the RoleThe Regional Head of Capital Markets Regulatory Surveillance will lead a team of 20+ individuals in Hong Kong, Japan, and India. This role requires a seasoned professional with 15 years of relevant experience in managing teams, regulatory surveillance, and data governance.Key Responsibilities:Design and implement surveillance strategy and...


  • Hong Kong, Central and Western District, Hong Kong SAR China Canada Goose Full time

    Are you a results-driven professional looking for a new challenge? Do you have a proven track record of delivering successful e-commerce strategies in a dynamic and fast-paced environment?We are seeking an experienced E-commerce Professional to join our team in Asia Pacific as the Regional E-commerce Director. As a key member of our leadership team, you will...


  • Hong Kong, Central and Western District, Hong Kong SAR China Accuray Asia Ltd Full time

    Position OverviewAccuray Asia Ltd is seeking a highly qualified Regulatory Affairs Specialist, Asia Pacific Region to support the company's growth and expansion in the Asia Pacific market.The primary responsibility of this role is to prepare, submit, and manage regulatory applications required for product market approvals in Asia Pacific Region.The ideal...


  • Hong Kong, Central and Western District, Hong Kong SAR China The Edge Partnership - The Edge in Asia Full time

    The Edge Partnership - The Edge in Asia is seeking a highly skilled clinical specialist to join its team in the Asia Pacific region. As a senior clinical support professional, you will play a pivotal role in supporting the company's business expansion and ensuring the successful development and launch of new medical devices.About the Company:The Edge...


  • Hong Kong, Central and Western District, Hong Kong SAR China Cision Full time

    Asia Pacific Marketing LeadWe are seeking a highly motivated and experienced marketing professional to lead our performance marketing efforts in the Asia Pacific region.The successful candidate will have a strong understanding of digital marketing trends and technologies, as well as experience in developing and executing comprehensive marketing...


  • Hong Kong, Central and Western District, Hong Kong SAR China Coface Full time

    Key ResponsibilitiesStrategic Communications: Develop and implement a comprehensive strategy to position Coface as a global leader in trade credit risk management.Media Relations: Craft and execute a proactive media relations strategy, building strong relationships with key business and economic media in the region.Drive Marketing Initiatives: Lead the...


  • Hong Kong, Central and Western District, Hong Kong SAR China Accuray Asia Ltd Full time

    Accuray Asia Ltd is seeking a highly skilled Regulatory Affairs Specialist to support the Asia Pacific Region in obtaining medical device pre-market regulatory approvals.The successful candidate will be responsible for preparing and submitting regulatory applications, managing Technical Files, and ensuring compliance with local regulatory requirements.This...

Market Surveillance Regional Director, Asia-Pacific

1 week ago


Hong Kong, Central and Western District, Hong Kong SAR China SGS Société Générale de Surveillance SA Full time

About the Role

The Regional Head of Capital Markets Regulatory Surveillance will oversee a team of 20+ individuals composed of ~10 onshore in Hong Kong (with direct supervision), 4 in Japan (with functional supervision), and 9 offshore (India, with functional supervision). The role involves constant interaction with senior management, business lines, and various compliance teams.

Responsibilities

  • Design and implement surveillance strategy and processes to ensure the firm's coverage remains current and effective.
  • Leverage data-driven performance indicators to prioritize work and maintain momentum on key production deliverables.
  • Stay up-to-date on regulatory changes/priorities and industry trends/best practices to adapt the surveillance setup accordingly.
  • Identify and oversee improvements needed for existing surveillance leveraging technology.
  • Contribute to the overall strategy and execution of the function's priorities as a member of the Global Capital Markets Compliance management team.
  • Manage the team, developing their skill sets, recruiting as required, and providing leadership.
  • Drive change through projects, audit remediation, or regulatory changes.
  • Analyze significant risk events and escalations to ensure all risks are identified and reported, making risk mitigation recommendations.
  • Coordinate and oversee responses to regulatory inquiries with the relevant team.