Regulatory Affairs Professional

5 days ago


Hong Kong, Central and Western District, Hong Kong SAR China Ashford Benjamin Full time

Ashford Benjamin is supporting a reputable asset manager in compliance hiring for their Hong Kong team.

This is an exciting opportunity for Compliance Specialists to gain exposure in the APAC region, covering alternative investment funds.

The role is responsible for providing compliance advisory to fund businesses, managing employee compliance matters, staying updated on rules and regulations, establishing effective compliance programs, implementing compliance frameworks and procedures, and overseeing general compliance matters.

Candidates should have at least 3 years of experience in compliance covering fund businesses, a solid understanding of SFC type 1, 4, 9 rules and regulations, and proficiency in Chinese.

Please note that this is a confidential discussion, and interested candidates are encouraged to contact Vivian Chen for further information.



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