General Counsel

5 days ago


Hong Kong, Central and Western District, Hong Kong SAR China KGI HONG KONG LIMITED Full time

KGI HONG KONG LIMITED is committed to delivering exceptional service to its clients through a team of dedicated professionals. As a leading pan-Asian financial services group, the company prides itself on making informed judgments and providing secure services.

With a strong presence in Hong Kong's financial market, KGI Hong Kong operates a full-service brokerage firm for retail and institutional clients, offering one-stop financial service.

Responsibilities
  • Provide general legal advice and support services mainly on institutional business and IWM, expanding into other areas over time.
  • Prepare and/or review legal documents focusing on ISDA documentation, repo agreements, and securities borrowing and lending agreements.
  • Provide legal advice and support principally on matters within the regulatory scope of the HK SFC relating to dealing in and advising on securities, futures, and OTC derivatives and asset management.
  • Provide legal advice and support on litigations and regulatory investigations.
  • Liaise with and give instructions to external lawyers.
  • Provide legal advice and support on other business areas, such as insurance brokerage, MPF, and money lending business.
Requirements
  • A law degree with honors from HK or English jurisdiction.
  • Minimum 3 years of working as an in-house counsel or a legal practitioner.
  • Familiar with rules and regulations on securities and futures businesses and dealing with relevant regulators.
  • Preference will be afforded to those who have working knowledge in OTC derivative transactions.

Submit your application with resume and expected salary quoting the job reference to the HR Department.



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