Regional Head of Financial Markets Oversight

1 week ago


Hong Kong Island, Hong Kong SAR China SGS Société Générale de Surveillance SA Full time

Societe Generale is seeking a seasoned professional to fill the role of Regional Head of Capital Markets Surveillance in our Asia-Pacific region. The ideal candidate will have 15 years of experience in managing teams, regulatory surveillance, and data governance.

  • Key Responsibilities:
  • Design and implement surveillance strategy and processes
  • Leverage data-driven performance indicators, prioritizing work, and maintaining momentum on key production deliverables
  • Keep current on regulatory changes/priorities, and industry trends/best practices to ensure the firm's surveillance coverage remains current and effective
  • Identify and oversee the improvements needed for existing surveillance leveraging technology

The Regional Head of Capital Markets Regulatory Surveillance reports hierarchically to the Regional Head of Business Coverage Compliance and functionally to the Global Head of Regulatory Surveillance within Compliance.

About the Role:

This is an exciting opportunity to lead a team of experienced professionals in designing and implementing surveillance strategies and processes that meet the evolving needs of our business lines.

We are looking for a seasoned professional with strong leadership skills, excellent analytical and problem-solving abilities, and a thorough understanding of financial markets, conduct risk, trading data, and data governance.



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