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Business Compliance Specialist
2 months ago
Job Summary:
We are seeking a highly skilled Business Compliance and Risk Control Manager to join our Asset Management team at Bank of China. The successful candidate will be responsible for assisting the team in preparing and reviewing risk management policies, anti-money laundering policies, compliance policies, procedures, and work guidelines.
Key Responsibilities:
- Assist in the preparation and review of risk management policies, anti-money laundering policies, compliance policies, procedures, and work guidelines.
- Deal with daily operations, compliance-related, operational risk, and anti-money laundering monitoring reports.
- Coordinate with the introduction of new policies and projects, and work closely with relevant front-line units.
- Work closely with front-line personnel, compliance personnel, operational risk personnel, and other relevant personnel.
- Conduct business inspection work, review client on-boarding due diligence documents, employees' transaction records, and licenses.
- Monitor abnormal situations from daily operations and respond in a timely manner.
- Review and check portfolio trading records to ensure internal and regulatory requirements.
- Handle and respond to inspections, reports, and inquiries from regulators.
- Assist in formulating Anti-Money Laundering Compliance checks and implementing related inspections.
- Perform ad hoc tasks and projects as assigned.
Requirements:
- Degree or above in Finance, Risk Management, Law, or related disciplines.
- At least 3 years of relevant experience, preferably in asset management or banking.
- Good understanding and knowledge of economy, law, finance, financial management, and economic and financial laws and regulations.
- Good communication skills, comprehensive analysis, coordination, and negotiation ability.
- Good command of spoken and written English, Mandarin, and Cantonese.