APAC Compliance Lead

2 weeks ago


Hong Kong, Central and Western District, Hong Kong SAR China Moody's Investors Service Full time

At Moody's Investors Service, we are seeking a seasoned professional to fill the role of APAC Compliance Lead.

This position will serve as the senior point of contact for all Compliance matters in the APAC region.

The successful candidate will be responsible for the execution of the Compliance Program in APAC and will report directly to the Moody's Corporation Chief Compliance Officer (CCO).

We are looking for an individual with extensive experience in Compliance, dealing with regulators, and exceptional leadership ability.

The ideal candidate will have over 20 years of experience in Compliance or a related field, with a proven track record of excellence in interacting with global regulators and supporting diverse internal client groups.

The selected candidate will also have strong oral and written communication skills, influencing and negotiation skills, and the ability to adapt to changing market conditions and business environments.

  • Duties:
  • Serve as a subject matter expert on key Compliance risks for the APAC region.
  • Provide Compliance advice and guidance to Moody's businesses in the APAC region.
  • Serve as the senior point of contact for regulatory supervisory matters in APAC.
  • Work with the APAC Compliance Team to perform the Compliance Risk Assessment.
  • Serve on the Compliance Executive Leadership Team.

Qualifications:

  • Bachelor's degree or higher in business, law, or other finance-related discipline.
  • Qualifications or licenses in law or Compliance are highly desirable.

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