Control Room Operations Specialist
7 hours ago
About Larson Maddox
Larson Maddox is a leading investment bank in Hong Kong, committed to excellence in financial services. Our dynamic team ensures compliance and operational integrity while supporting clients' diverse needs.
Key Responsibilities:
- Monitor control room communications for regulatory compliance.
- Conduct conflicts of interest checks to identify potential trading issues.
- Oversee internal and external communications related to trading activities.
- Evaluate risks and ensure adherence to internal policies and regulations.
- Collaborate with compliance and legal teams to address issues and implement corrective actions.
- Provide timely updates on control room activities and emerging risks to senior management.
- Maintain accurate documentation of control room processes and procedures.
- Support new staff training on control room protocols and compliance measures.
Requirements:
- Bachelor's degree in Finance or Business Administration.
- 3-10 years of experience in control rooms or compliance roles within investment banks or financial institutions.
- Strong knowledge of financial products, market regulations, and compliance frameworks.
- Excellent analytical skills and attention to detail.
- Ability to work effectively under pressure and manage multiple tasks.
- Exceptional communication and interpersonal skills, with fluency in both English and Mandarin preferred.
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