Control Room Operations Specialist

7 hours ago


Hong Kong, Central and Western District, Hong Kong SAR China Larson Maddox Full time

About Larson Maddox

Larson Maddox is a leading investment bank in Hong Kong, committed to excellence in financial services. Our dynamic team ensures compliance and operational integrity while supporting clients' diverse needs.

Key Responsibilities:

  • Monitor control room communications for regulatory compliance.
  • Conduct conflicts of interest checks to identify potential trading issues.
  • Oversee internal and external communications related to trading activities.
  • Evaluate risks and ensure adherence to internal policies and regulations.
  • Collaborate with compliance and legal teams to address issues and implement corrective actions.
  • Provide timely updates on control room activities and emerging risks to senior management.
  • Maintain accurate documentation of control room processes and procedures.
  • Support new staff training on control room protocols and compliance measures.

Requirements:

  • Bachelor's degree in Finance or Business Administration.
  • 3-10 years of experience in control rooms or compliance roles within investment banks or financial institutions.
  • Strong knowledge of financial products, market regulations, and compliance frameworks.
  • Excellent analytical skills and attention to detail.
  • Ability to work effectively under pressure and manage multiple tasks.
  • Exceptional communication and interpersonal skills, with fluency in both English and Mandarin preferred.

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