Asset Wealth Management Private KYC Group – Analyst

2 months ago

Hong Kong, Central and Western District, Hong Kong SAR China Goldman Sachs Full time

About the Role

We are seeking a highly skilled and experienced professional to join our Asset Wealth Management Private KYC Group as an Analyst. As a key member of our team, you will play a critical role in ensuring the seamless onboarding of clients and partners, while mitigating risks associated with local regulations.

Key Responsibilities

  • Undertake customer due diligence checks to ensure adherence to our Anti-Money Laundering policies, procedures, and regulatory framework.
  • Conduct PEP, sanction, and adverse media screening, and escalate any areas of concern to our Legal and Compliance teams.
  • Perform quality assurance reviews on cases delivered by the team, where necessary, to ensure they are in line with internal policies and regulatory standards.
  • Work closely with key stakeholders, including Business, Financial Crime & Compliance, Legal, Operations, and Middle Office, to ensure a seamless front-to-back onboarding experience.
  • Provide ongoing training and support to junior team members and partner with Compliance to deliver regular AML trainings to internal teams.
  • Work closely with Compliance to implement new regulations and lead the development of new policies and procedures to reflect changing regulatory requirements.
  • Lead strategic initiatives to improve process efficiency and customer experience.
  • Assist Compliance in dealing with regulatory enquiries relating to our AML policies and processes.
  • Lead remediation projects to address AML/Financial Crime compliance findings identified by Internal Audit.
  • Report desk metrics, key risk indicators, risk control self-assessment, and provide regular AML risk updates to senior stakeholders.

Requirements

  • Similar AML/KYC role experiences within a financial services firm.
  • Knowledge of financial markets and products.
  • Knowledge of Know Your Customer (KYC) and relevant regulations.
  • Knowledge of corporate structures and the impact they have on the KYC/AML process.
  • Proven analytical skills, problem-solving ability, and a control mentality paired with meticulous attention to detail.
  • Aptitude for building relationships and ability to communicate complex issues to a wide array of internal stakeholders and clients.
  • Self-motivated and proactive team player, with strong organizational skills and ability to effectively manage competing priorities.
  • Flexible and able to work well in a team environment.
  • Fluent in both English and Japanese (N1 Japanese-language proficiency test).

About Goldman Sachs

At Goldman Sachs, we are committed to fostering and advancing diversity and inclusion in our own workplace and beyond. We believe that who you are makes you better at what you do, and we are dedicated to creating a culture that values and supports the unique perspectives and experiences of our employees.

  • Asset Wealth Management Private KYC Group Analyst

    3 weeks ago

    Hong Kong, Central and Western District, Hong Kong SAR China Goldman Sachs Full time

    Job Title: Asset Wealth Management Private KYC Group AnalystAbout the RoleGoldman Sachs is seeking a highly skilled Asset Wealth Management Private KYC Group Analyst to join our team. As a key member of our Asset Wealth Management Private KYC Group, you will play a critical role in ensuring the effective onboarding of clients and partners while mitigating...

  • Asset Wealth Management Private KYC Group Analyst

    1 month ago

    Hong Kong, Central and Western District, Hong Kong SAR China Goldman Sachs Full time

    Job Title: Asset Wealth Management Private KYC Group AnalystAbout the RoleWe are seeking a highly skilled and experienced Asset Wealth Management Private KYC Group Analyst to join our team. As a key member of our Private Wealth Management group, you will be responsible for working with our clients and partner with key stakeholders to deliver exceptional...

  • Asset Wealth Management Private KYC Group Analyst

    2 weeks ago

    Hong Kong, Central and Western District, Hong Kong SAR China Goldman Sachs Full time

    Join Our TeamAt Goldman Sachs, we are seeking a highly skilled and experienced AML/KYC Specialist to join our Asset Wealth Management Private KYC Group. As a key member of our team, you will be responsible for ensuring the firm's compliance with anti-money laundering regulations and Know Your Customer requirements.Key ResponsibilitiesConduct customer due...

  • Vice President

    4 weeks ago

    Hong Kong, Central and Western District, Hong Kong SAR China Brookfield Asset Management, Inc Full time

    Job Title: Vice President - Asset Management - Private Wealth Sales, Greater ChinaJob Summary:We are seeking an experienced Vice President to join our Asset Management team in Greater China. The successful candidate will be responsible for driving wealth management sales across the region, including Hong Kong, Taiwan, and China. The role will involve...

  • Vice President

    3 weeks ago

    Hong Kong, Central and Western District, Hong Kong SAR China Brookfield Asset Management, Inc Full time

    Job Title:Vice President - Asset Management - Private Wealth Sales, Greater ChinaJob Summary:We are seeking an experienced Vice President to join our Brookfield Asset Management team in Hong Kong. The successful candidate will be responsible for driving wealth management sales across Greater China, including Hong Kong, Taiwan, and China onshore. The role...

  • KYC Analyst, Private Banking

    1 month ago

    Hong Kong, Central and Western District, Hong Kong SAR China DBS Bank Full time

    Business Function DBS' Private Banking division serves as a comprehensive, all-in-one resource for complete banking needs, delivering the utmost level of personalized financial services. Our dedicated team of seasoned investment advisors is adept at identifying opportunities across various asset classes and implementing optimal strategies and product...

  • KYC Analyst, Private Banking

    1 month ago

    Hong Kong, Central and Western District, Hong Kong SAR China DBS Bank Full time

    Business Function DBS' Private Banking division provides a comprehensive, personalized banking experience tailored to meet the diverse financial needs of our clients. Our team of seasoned investment advisors is dedicated to identifying opportunities across various asset classes, employing effective strategies and product offerings to address each client's...

  • Wealth Management Team Head

    3 weeks ago

    Hong Kong, Central and Western District, Hong Kong SAR China BNP Paribas Wealth Management Full time

    About BNP Paribas Wealth ManagementBNP Paribas Wealth Management is a leading international financial institution with a presence in 14 markets across Asia Pacific. With over 15,000 employees, we provide a wide range of financial services to corporates, institutional, and private investors.Job PurposeThe Team Head, Relationship Management, Wealth Management...

  • Wealth Management Team Lead

    4 weeks ago

    Hong Kong, Central and Western District, Hong Kong SAR China BNP Paribas Wealth Management Full time

    About BNP Paribas Wealth ManagementBNP Paribas Wealth Management is a leading international financial institution with a presence in 14 markets across Asia Pacific. With over 15,000 employees, we provide a wide range of financial services to corporates, institutional, and private investors.Job PurposeThe successful candidate will be responsible for leading a...

  • Client Onboarding Manager

    2 months ago

    Hong Kong, Central and Western District, Hong Kong SAR China Indosuez Wealth Management Full time

    About the Role:Indosuez Wealth Management is seeking a highly skilled Client Onboarding Manager to join our team. As a key member of our Middle Office, you will be responsible for ensuring the smooth onboarding of new private banking clients.Key Responsibilities:Manage the client onboarding process, including KYC/ CDD/ CRA reviews, to ensure compliance with...

  • Vice President, KYC Team Leader in Private Banking

    4 weeks ago

    Hong Kong, Central and Western District, Hong Kong SAR China DBS Bank Full time

    Business Function At DBS Bank, our Private Banking division provides a comprehensive, personalized banking experience tailored to meet the diverse needs of our clients. Our dedicated team of seasoned investment advisors is committed to identifying opportunities across various asset classes and employing optimal strategies and products to fulfill each...

  • Vice President, KYC Team Leader in Private Banking

    4 weeks ago

    Hong Kong, Central and Western District, Hong Kong SAR China DBS Bank Full time

    Business Function DBS Bank's Private Banking division provides a comprehensive, all-inclusive service for diverse banking needs, ensuring a premium level of personalized banking experience. Our dedicated team of seasoned investment advisors is committed to identifying opportunities across various asset classes and employing optimal strategies and product...

  • Senior Client Onboarding Specialist

    1 month ago

    Hong Kong, Central and Western District, Hong Kong SAR China Indosuez Wealth Management Full time

    Job Summary:We are seeking a highly skilled and experienced professional to join our Client Middle Office team as a Client Onboarding Specialist. In this role, you will be responsible for handling KYC reviews of new private banking clients and other issues related to client onboarding.Key Responsibilities:Conduct thorough KYC reviews of new clients to ensure...

  • Senior Client Onboarding Specialist

    3 weeks ago

    Hong Kong, Central and Western District, Hong Kong SAR China Indosuez Wealth Management Full time

    Job DescriptionWe are seeking a highly skilled and experienced professional to join our Client Middle Office team as a Client Onboarding Specialist. In this role, you will be responsible for handling the Know Your Customer (KYC) review of new private banking clients and other issues related to client onboarding.Key Responsibilities:Handle all matters related...

  • Client Onboarding Specialist

    2 months ago

    Hong Kong, Central and Western District, Hong Kong SAR China Indosuez Wealth Management Full time

    Job Summary:We are seeking a skilled professional to join our team as a Client Onboarding Specialist in our Client Middle Office. As a key member of our team, you will be responsible for handling KYC reviews and other client onboarding matters.Key Responsibilities:Conduct thorough KYC reviews of new private banking clients to ensure compliance with...

  • Senior Client Onboarding Specialist

    2 weeks ago

    Hong Kong, Central and Western District, Hong Kong SAR China Indosuez Wealth Management Full time

    Job DescriptionRole OverviewWe are seeking a highly skilled Senior Client Onboarding Specialist to join our team at Indosuez Wealth Management. As a key member of our Middle Office, you will be responsible for handling KYC reviews of new private banking clients and other issues related to client onboarding.Key ResponsibilitiesPerform account opening...

  • Senior Investment Counselor, Wealth Management Expert

    4 weeks ago

    Hong Kong, Central and Western District, Hong Kong SAR China BNP Paribas Wealth Management Full time

    About BNP Paribas Wealth ManagementAs a leading European Union bank and one of the world's largest financial institutions, BNP Paribas offers a wide range of financial services for corporate, institutional, and private investors. Our wealth management division provides expert advice and tailored solutions to help clients achieve their financial goals.Job...

  • Senior Manager, KYC Compliance

    2 months ago

    Hong Kong, Central and Western District, Hong Kong SAR China DBS Bank Full time

    Job SummaryDBS Bank is seeking a seasoned professional to lead our KYC/AML team in Private Banking. As a key member of our risk management team, you will be responsible for ensuring the highest standards of compliance and risk management in our Private Banking operations.Key ResponsibilitiesLead a team of over 40 KYC/AML professionals in supporting Private...

  • KYC Specialist, Private Banking

    2 days ago

    Hong Kong, Central and Western District, Hong Kong SAR China DBS Bank Full time

    Job Title: KYC Specialist, Private BankingDBS Private Banking is seeking a highly skilled KYC Specialist to join our team. As a KYC Specialist, you will play a critical role in ensuring the highest level of compliance and risk management for our clients.Responsible for planning, leadership, and innovative problem resolution of the team.Develop and implement...

  • KYC Specialist

    2 months ago

    Hong Kong, Central and Western District, Hong Kong SAR China DBS Bank Full time

    About DBS Private BankingDBS Private Banking is a leading provider of wealth management and investment solutions in Asia. Our team of dedicated professionals is committed to delivering exceptional service and expertise to our clients.Job SummaryWe are seeking a highly skilled KYC Specialist to join our team in DBS Private Banking. As a KYC Specialist, you...