Compliance Intern

Position Overview: We are seeking a dedicated intern to support our Compliance team in the APAC region. This role offers an excellent opportunity to gain practical experience in compliance operations and risk management. Key Responsibilities: Assist in the evaluation of management information and the creation of compliance reports for senior management....

Position Overview: We are seeking a dedicated Compliance Intern to support our operations in the APAC region. This role is ideal for university students who are eager to gain practical experience in compliance and risk management. Key Responsibilities: Assist in the evaluation of management information and the preparation of compliance reports for senior...

Key ResponsibilitiesSupport the implementation and validation of PUMA's Product Compliance process to ensure products placed on the global market are compliant with local laws and regulations, meeting market best practices and the company's standards.Manage compliance documents and ensure that relevant documents (e.g. reports and certifications) are...

Job Summary:As a Compliance Intern at Zurich Insurance Company, you will play a key role in supporting the Compliance team in the Asia Pacific region. Your primary responsibilities will include:Assisting in the analysis of management information and production of compliance reports for senior management.Reviewing Compliance Risk Assessments for the APAC...

Job SummaryWe are seeking a highly skilled Compliance Manager to join our team at ICBC Asset Management (Global). The successful candidate will be responsible for developing and executing a risk-based annual compliance review plan, compliance review program, and internal audit plan for the company.Key ResponsibilitiesCompliance Review and Internal...

About Dah Sing Financial GroupThe Dah Sing Financial Group is a leading financial services organization in Hong Kong, offering a range of banking, insurance, and financial services through its extensive network of over 70 branches in Hong Kong, Macau, and Mainland China.We value a culture of caring, teamwork, and progressiveness. We recognize that every...

Axiom is seeking a seasoned Compliance Specialist to join our team. As a key member of our compliance team, you will be responsible for developing and implementing compliance programs and policies to ensure adherence to relevant laws, regulations, and industry standards. Your expertise will be invaluable in conducting regular compliance risk assessments and...

About the RoleWe are seeking a highly skilled Compliance Manager to join our team at moomoo. As a key member of our compliance team, you will play a critical role in ensuring that our business operations are in line with regulatory requirements and industry best practices.Key ResponsibilitiesLicensing and ComplianceAssist in supervising licensing-related...

Job DescriptionWe are seeking a highly skilled Compliance Manager to join our team at JC Executive Search. The ideal candidate will have a strong background in compliance and regulatory affairs, with a proven track record of ensuring compliance with relevant laws and regulations.Key Responsibilities:Compliance Management: Develop and implement effective...

Compliance Manager (Corporate Banking)Our client, a leading financial institution, is seeking a highly skilled professional to fill the position of Compliance Manager.Key ResponsibilitiesCollaborate with the Head of Legal & Compliance to oversee all regulatory compliance matters.Conduct thorough compliance reviews and assessments to evaluate the...

Job SummaryWe are seeking a highly skilled Compliance Officer to join our team at Infini Capital Management Limited. As a key member of our compliance department, you will play a critical role in ensuring that our business operations are in line with regulatory requirements and industry best practices.Key ResponsibilitiesCompliance Policy ManagementDevelop,...

About the RoleWe are seeking a highly skilled Compliance Assistant to join our team at Moomoo. As a key member of our compliance team, you will play a critical role in ensuring that our business operations are in line with regulatory requirements.Key ResponsibilitiesTrade Surveillance and Compliance: Assist in monitoring and investigating potential...

EFG International seeks a seasoned Compliance Officer to join its team. The ideal candidate will possess a strong background in risk management and a proven track record of ensuring compliance with regulatory requirements. Key responsibilities include providing advisory support to Client Relationship Officers, conducting customer due diligence, and preparing...

Role OverviewThe Compliance Operations Manager will play a pivotal role in ensuring adherence to regulatory standards within the financial services sector. This position involves a comprehensive approach to compliance management, focusing on the following key responsibilities:Supervision of Licensing Activities: Oversee licensing processes and provide expert...

Compliance Manager (Financial Institution)Global Executive Consultants Ltd. is seeking a seasoned professional to oversee general compliance for Type 1, 4, and 9 licenses. The ideal candidate will ensure daily operations comply with Hong Kong SFC and/or other regulatory requirements.Key ResponsibilitiesDevelop and implement compliance strategies to mitigate...

Job OverviewThe Compliance Manager at moomoo plays a pivotal role in ensuring adherence to regulatory standards and internal policies within the financial services sector.Key ResponsibilitiesOversee licensing activities and provide expert guidance on licensing matters.Deliver compliance insights to various operational units concerning securities brokerage...

Job Summary:Tangspac is seeking a highly skilled Senior Compliance Analyst to join our team. As a key member of our Compliance department, you will play a critical role in ensuring that our business operations are in compliance with relevant laws, regulations, and internal policies.Key Responsibilities:Compliance Activities: Assist in the development and...

Job Summary:Dah Sing Bank is seeking a highly skilled Compliance Officer to join our team. As a key member of our Group Compliance Division, you will play a critical role in ensuring the Bank's compliance with rules, regulations, and guidelines issued by regulatory bodies.Main Responsibilities:• Conduct thorough reviews and provide advice on...

About the RoleTEKsystems is seeking an experienced Compliance Lead to join their team in a leading international insurance company. This individual will be responsible for running several risk and compliance initiatives across the APAC region, representing the company's interests in the Hong Kong market.Key ResponsibilitiesDevelop and implement risk...

Job DescriptionWe are seeking a highly motivated and experienced Compliance Associate to join our team at KGI Asia. The successful candidate will be responsible for handling regulatory reporting, license applications, and supporting compliance review and monitoring.Key Responsibilities:Regulatory Reporting: Handle all aspects of regulatory reporting,...