Head of Governance and Risk
5 days ago
This role requires an individual with extensive knowledge of securities law and compliance practices. The successful candidate will be responsible for ensuring that all aspects of the organization's operations are aligned with relevant laws and regulations.
Responsibilities
- Developing and implementing policies and procedures to ensure compliance with internal requirements and external regulatory frameworks.
- Providing strategic legal advice to senior management and business units on initiatives that mitigate compliance risks.
- Drafting, reviewing, and providing expert opinions on various legal documents and agreements.
- Cultivating a culture of compliance within the organization by designing and conducting regular training sessions.
- Liaising with local regulators, government authorities, and external counsel to ensure adherence to relevant laws and regulations.
Requirements
- A degree in Business Administration, Law, or a related field is required.
- A minimum of 15-20 years of experience in securities law and compliance is necessary.
- Strong knowledge of compliance framework design and implementation is essential.
- Excellent communication and interpersonal skills are crucial for success in this role.
- Proficiency in English and Chinese languages is mandatory.
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