Associate Director/Manager, Client Due Diligence Specialist

3 weeks ago

Hong Kong, Central and Western District, Hong Kong SAR China Royal Bank of Canada> Full time
Job Summary

We are seeking a highly skilled Associate Director/Manager to join our Wealth Management Asia Chief Operating Office team. As a key member of our Client Due Diligence Team, you will play a critical role in supporting the Wealth Management Business on client onboarding.

Key Responsibilities
  • Support the Wealth Management Business on client onboarding, ensuring seamless and efficient onboarding processes.
  • Liaise with front office and AMLC to review and onboard new accounts, and act as an intermediary between front office and other support functions on any issues that require urgent resolution.
  • Review client/prospect background and profile, and ensure completeness of account documents, including documentation requirements for different types of entity structures.
  • Assess the plausibility of source of wealth corroboration and advise front office on alternative solutions that meet internal policy and regulatory requirements.
  • Conduct checks on various KYC search engines, review the results, and escalate where necessary.
  • Participate in projects such as system UAT and follow up on system enhancement/implementation.
  • Assist in other ad-hoc projects and assigned duties, as well as audit.
  • Maintain the department procedure and policy manuals.
Requirements
  • University degree holder in Finance, Business, or related discipline.
  • At least 5 years of experience in wealth management, preferably with experience in middle office.
  • Experience in reviewing and approving all risk accounts, including high-risk accounts.
  • Strong presentation, communication, and interpersonal skills.
  • Ability to provide client-focused solutions that comply with internal policies and regulatory requirements.
  • Committed, responsible, and able to work under pressure in a dynamic and fast-paced environment.
  • Strong analytical skills and attention to detail.
  • Good spoken and written English.
  • Able to read Simplified and Traditional Chinese.
  • Proficient in Microsoft Word, Excel, and PowerPoint.
What We Offer
  • A comprehensive Total Rewards Program, including bonuses, flexible benefits, and competitive compensation.
  • Leaders who support your development through coaching and managing opportunities.
  • Opportunities to work with the best in the field.
  • Ability to make a difference and lasting impact.
  • Work in a dynamic, collaborative, progressive, and high-performing team.
Company Culture

We thrive on the challenge to be our best - progressive thinking to keep growing and working together to deliver trusted advice to help our clients thrive and communities prosper. We care about each other, reaching our potential, making a difference to our communities, and achieving success that is mutual.

  • Associate Director/Manager, Client Due Diligence Specialist

    1 week ago

    Hong Kong, Central and Western District, Hong Kong SAR China Royal Bank of Canada> Full time

    Job SummaryYou will be part of the Wealth Management Asia Chief Operating Office, working closely with various stakeholders to support the Wealth Management Business on client onboarding. As the Associate Director/Manager, Client Due Diligence Team, you will be responsible for reviewing and approving client accounts, ensuring compliance with internal...

  • Associate Director/ Manager, Client Due Diligence Specialist

    1 month ago

    Hong Kong, Central and Western District, Hong Kong SAR China Royal Bank of Canada> Full time

    Job SummaryYou will be part of the Wealth Management Asia Chief Operating Office, supporting the business on client onboarding. As the Associate Director/ Manager, Client Due Diligence Team, you will work with various stakeholders to ensure seamless onboarding processes.Key ResponsibilitiesSupport the Wealth Management Business on client onboarding, ensuring...

  • Product Due Diligence Specialist

    3 weeks ago

    Hong Kong, Central and Western District, Hong Kong SAR China EFG International Full time

    About the RoleWe are seeking a highly skilled Product Due Diligence Analyst to join our team at EFG International. As a key member of our Product Due Diligence and Platform Management team, you will play a critical role in conducting thorough product reviews, assigning risk ratings, and ensuring compliance with regulatory requirements.Main...

  • Product Due Diligence Specialist

    1 month ago

    Hong Kong, Central and Western District, Hong Kong SAR China EFG International Full time

    Main ResponsibilitiesSupport the Product Due Diligence and Platform Management team in conducting thorough product reviews, assigning risk ratings, and performing relevant tasks to ensure compliance with regulatory requirements and company standards.Collaborate closely with investment content and delivery, global markets, investment advisory, compliance, and...

  • Product Due Diligence Specialist

    1 month ago

    Hong Kong, Central and Western District, Hong Kong SAR China EFG International Full time

    Main ResponsibilitiesSupport the Product Due Diligence and Platform Management team in conducting thorough product reviews, assigning risk ratings, and performing relevant tasks to ensure compliance with regulatory requirements.Collaborate closely with investment content and delivery, global markets, investment advisory, compliance, and COO teams to drive...

  • Customer Due Diligence Specialist

    3 weeks ago

    Hong Kong, Central and Western District, Hong Kong SAR China Bank Of China (Hong Kong) Limited Full time

    Job Summary:We are seeking a highly skilled Customer Due Diligence Manager to join our team at Bank Of China (Hong Kong) Limited. As a key member of our compliance team, you will be responsible for conducting thorough customer due diligence processes to ensure compliance with regulatory requirements and internal policies.Key Responsibilities:• Conduct...

  • Operational Due Diligence Analyst

    1 month ago

    Hong Kong, Central and Western District, Hong Kong SAR China Blackstone Full time

    About the RoleBlackstone, the world's largest alternative asset manager, is seeking a highly motivated and detail-oriented Operational Due Diligence Analyst to join its Business and Financial Evaluation (BFE) Team. As a key member of the team, you will be responsible for performing initial and ongoing operational due diligence on hedge fund and asset...

  • Customer Due Diligence Specialist

    1 month ago

    Hong Kong, Central and Western District, Hong Kong SAR China Bank Of China (Hong Kong) Limited Full time

    Job SummaryWe are seeking a highly skilled and experienced professional to join our team as a Customer Due Diligence Manager at Bank Of China (Hong Kong) Limited. As a key member of our compliance team, you will be responsible for ensuring that our customers meet the necessary regulatory requirements and internal policies.Key ResponsibilitiesCustomer Due...

  • Senior Customer Due Diligence Manager

    4 weeks ago

    Hong Kong, Central and Western District, Hong Kong SAR China Bank of China Full time

    Senior Customer Due Diligence ManagerWe are seeking a highly skilled and experienced Senior Customer Due Diligence Manager to join our team at Bank of China. As a key member of our Bank-wide Operation Department, you will be responsible for reviewing customer profiles, KYC documents, and customer statistic data to ensure compliance with relevant government...

  • Operations Executive

    3 weeks ago

    Hong Kong, Central and Western District, Hong Kong SAR China KPMG China Full time

    About the RoleWe are seeking a highly skilled Operations Executive to join our Customer Due Diligence team at KPMG China. As an Operations Executive, you will play a critical role in providing premium operations to our clients, delivering fast, efficient, and high-quality outcomes to meet their most critical business needs.Key ResponsibilitiesIdentify and...

  • Operations Executive

    1 week ago

    Hong Kong, Central and Western District, Hong Kong SAR China KPMG China Full time

    About the RoleWe are seeking a highly skilled Operations Executive to join our Customer Due Diligence team in KPMG China. As an Operations Executive, you will play a critical role in providing premium operations to our clients, delivering fast, efficient, and high-quality outcomes to meet their most critical business needs.Key ResponsibilitiesIdentify and...

  • Operations Executive

    1 month ago

    Hong Kong, Central and Western District, Hong Kong SAR China KPMG China Full time

    About the RoleKPMG China is seeking a highly skilled Operations Executive to join our team in Customer Due Diligence (CDD) Operations. As an Operations Executive, you will play a critical role in providing premium operations to our clients, delivering fast, efficient, and high-quality outcomes to meet their most critical business needs.Key...

  • Senior Manager, Customer Due Diligence

    3 weeks ago

    Hong Kong, Central and Western District, Hong Kong SAR China China CITIC Bank International Limited Full time

    Job Title: Vice President, Customer Due DiligenceAt China CITIC Bank International Limited, we are seeking a highly skilled and experienced professional to join our team as Vice President, Customer Due Diligence. This role is responsible for managing the teams that support line managers and Financial Crime Compliance to execute and manage the operations of...

  • Associate Director, Corporate Client Service Specialist

    1 month ago

    Hong Kong, Central and Western District, Hong Kong SAR China AIA International Limited. Full time

    About the RoleWe are seeking a highly skilled and experienced Associate Director to lead our Corporate Solutions team in ensuring compliance with Anti-Money Laundering (AML) and Counter-Financing Terrorism (CFT) regulations. As a key member of our team, you will be responsible for performing a full range of AML/CFT activities, including risk assessments,...

  • Senior Manager

    1 month ago

    Hong Kong, Central and Western District, Hong Kong SAR China Hang Seng Bank Limited Full time

    About the RoleHang Seng Bank Limited is seeking a high-caliber professional to join our team as a Senior Manager for Customer Due Diligence (CDD) in our WPB Credit and Financial Crime Risk Control department.Key ResponsibilitiesDomain Expertise: Act as a Subject Matter Expert (SME) and driver for CDD-related domain initiatives, including the deployment of...

  • Associate Director, Corporate Client Service

    1 month ago

    Hong Kong, Central and Western District, Hong Kong SAR China AIA International Limited. Full time

    About the RoleWe are seeking a highly skilled and experienced Associate Director to lead our Corporate Solutions AML team. As a key member of our organization, you will be responsible for ensuring that our operations comply with statutory, regulatory, and internal requirements related to Anti-Money Laundering (AML) and Counter-Financing Terrorism (CFT).Key...

  • Senior Manager, Customer Due Diligence

    6 days ago

    Hong Kong, Central and Western District, Hong Kong SAR China China CITIC Bank International Limited Full time

    Job Title: Vice President, Customer Due DiligenceJob Purpose:Manage the teams to support line manager and Financial Crime Compliance to execute and manage the operations of Customer Due Diligence (CDD) Centre and as a senior checker of sanction compliance checking, CDD periodic reviews and trigger event reviews for personal/corporate...

  • Senior Customer Due Diligence Manager

    1 month ago

    Hong Kong, Central and Western District, Hong Kong SAR China Bank of China Full time

    Job SummaryWe are seeking a highly skilled Senior Customer Due Diligence Manager to join our team at Bank of China. As a key member of our Bank-wide Operation Department, you will be responsible for ensuring the highest standards of customer due diligence and compliance with relevant government regulations and internal guidelines.Key ResponsibilitiesCustomer...

  • Senior Manager, Customer Due Diligence Operations

    4 weeks ago

    Hong Kong, Central and Western District, Hong Kong SAR China China CITIC Bank International Limited Full time

    Job Title: Vice President, Customer Due DiligenceJob ID: 13581Location: Full-TimeJob Purpose: To manage the teams supporting line manager and Financial Crime Compliance in executing and managing the operations of the Customer Due Diligence (CDD) Centre, and as a senior checker of sanction compliance checking, CDD periodic reviews, and trigger event reviews...

  • Senior Manager, Customer Due Diligence

    1 week ago

    Hong Kong, Central and Western District, Hong Kong SAR China China CITIC Bank International Full time

    Job PurposeManage the teams to support line manager and Financial Crime Compliance to execute and manage the operations of Customer Due Diligence (CDD) Centre and as a senior checker of sanction compliance checking, CDD periodic reviews and trigger event reviews for personal/corporate accounts.ResponsibilitiesWork with different teams within FCC for CDD...