Head of Compliance and Employment

Responsibilities:  Reporting to the APAC Head, the Head of Compliance-Hong Kong will oversee and advise on all Hong Kong-related compliance and regulatory matters, including:Being the primary liaison to the SFC exchanges and other regulatory bodies; Researching, interpreting and advising the firm regarding compliance with laws, regulations and guidance...

Job description Risk and Compliance The Risk & Compliance function is a Second line of defence (LOD) function, responsible for reviewing and challenging the activities of business to ensure that they effectively manage as "Risk Owners" the risks inherent in or arising from the conduct of their activities and for which they are responsible. The Head of...

ResponsibilitiesManage a team of compliance professionals to manage the Bank's AML & Compliance function and act as s72B manager of the AML & Compliance function Liaise with regulators (HKMA) and file regulatory reports and other required documentation Provide advisory services to the senior management and business units on AML & Compliance related issues...

Company Overview:Hong Kong Exchanges and Clearing Limited (HKEX) is a leading exchange group that connects people, markets, and resources. We aim to provide a fair, transparent, and efficient platform for trading, clearing, and settlement of various financial instruments.Job Description:The Head of Monitoring & Corporate Functions Compliance will play a...

Company Introduction: We're home to Asia's most dynamic and vibrant capital markets. Connecting capital, ideas, inspiration and innovation for deeper, more diverse and liquid global capital markets; providing greater choice and opportunity for our customers, each and every day. HKEX is a purpose-driven company. Our commitment to the long-term development...

Job DescriptionWe are seeking a highly experienced professional to lead our Regional Head of Capital Markets Regulatory Surveillance (SUR/CMS) team in the Asia-Pacific region. The successful candidate will be responsible for defining and implementing a compliance surveillance and control setup on the perimeter under their responsibility and adapting it in...

Job OverviewThe Regional Head of Capital Markets Surveillance role provides a unique opportunity to grasp the intricacies of a top-tier investment bank and contribute to evolving regulatory developments.This position involves constant interaction with senior management, business lines, and compliance teams. It is suitable for candidates with an appetite for...

Report to Legal & Compliance Manager and Head of Legal & Compliance Provide compliance advice and solution to management and departments Develop, draft and review a broad range of business contracts, agreements, announcement, notice, correspondence, account opening documents, marketing materials, board resolutions, shareholders resolutions and other...

We invite applications for the role of Executive Head at the Hong Kong Council of Social Service (HKCSS). As a leading organization in the social service sector, we aim to advance the well-being of the Hong Kong community.In this key position, you will provide strategic direction, leadership, and oversight to ensure the effective operation of HKCSS. Your...

Company Overview: Our client is a leading Hedgefund based in Hong Kong, looking for Compliance Manager reporting directly to the Head of Compliance Position Overview: As the APAC Hedge Fund Compliance Manager, you will play a critical role in ensuring adherence to regulatory requirements and promoting a culture of compliance within our organization. You...

2 days ago Be among the first 25 applicants Get AI-powered advice on this job and more exclusive features. Responsibilities: Assist in updating policies and procedures to ensure compliance with all relevant rules and regulations; Participate in licensing applications for regulated virtual asset services; Coordinate with key internal functions to identify...

Director & Head, Insurance Product, Banca, WSAlign with Global, Regional and local WS / Banca to develop and implement a country-wide life insurance product strategy for profitable growth; covering life and general insurance products and services that the bank wishes to pursue. This entails the integration of insurance products and services across all...

Job description A Career with Hang Seng Bank Hang Seng is committed to service excellence. Our people are our most important asset and play a vital role in our efforts to continually enhance our performance for customers and provide best-in-class products and services. We seek to attract high-calibre talent by offering a dynamic working environment, good...

The HR Advisor will be responsible for managing the administration aspects of client and international secondments, including the trainee program.This position requires strong communication and interpersonal skills, with the ability to work effectively with diverse stakeholders, including employees, partners, and external agencies.Key Accountabilities:Manage...

CLIENT BACKGROUND We are looking for an experienced and knowledgeable IBD Compliance Specialist to join our team. The successful candidate will have extensive experience in investment banking division (IBD) product knowledge or control room operations, to work in the regional team and report to the Head of Compliance to work closely with the business team on...

Compliance Manager, AML Responsibilities: Conduct risk-based compliance reviews according to Annual Compliance Review plan Identify and evaluate regulatory compliance risk and control issues and provide recommendations for improvement Compile compliance review reports to highlight major regulatory compliance issues and risk implications Conduct assigned...

About the RoleThe Head of Operations will oversee the full fund lifecycle, ensuring operational efficiency and regulatory compliance. Key responsibilities include overseeing fund launches, trade execution, settlements, reconciliations, and corporate actions.

KOS International Limited requires a highly skilled Head of Finance to oversee the financial aspects of the company. This role involves managing financial reporting, leading the finance function, and ensuring compliance with relevant regulations.Job DescriptionThe successful candidate will be responsible for:Working closely with senior management to execute...

Press Tab to Move to Skip to Content Link Area of interest: Audit, Accounting & Finance GIA represents the Third Line of Defence and provides independent assurance of the effectiveness of management's control of business activities (the first line) and of the control processes maintained by the Risk Framework Owners and Policy Owners (the second line). GIA...

Press Tab to Move to Skip to Content LinkArea of interest: Audit, Accounting & FinanceGIA represents the Third Line of Defence and provides independent assurance of the effectiveness of management's control of business activities (the first line) and of the control processes maintained by the Risk Framework Owners and Policy Owners (the second line). GIA...