Compliance Operations Manager

Our client is actively hiring a Compliance Manager who has worked at a known investment manager running market-neutral strategies. We are interested in junior to senior level candidates. This is a active hire.  Job Description:Report directly to the Chief Operating Officer (CCO) while collaborating with a compliance colleague. Oversee regulatory...

Operational Risk Management RoleBowen Partners is seeking a seasoned Operational Risk Management Professional to support our client's growth strategy in Asia. As a Senior Risk Manager, you will be responsible for establishing and developing the Operational Risk framework for the region.The ideal candidate will have:8-12 years of experience in operational...

Company Overview: Our client is a leading Hedgefund based in Hong Kong, looking for Compliance Manager reporting directly to the Head of Compliance Position Overview: As the APAC Hedge Fund Compliance Manager, you will play a critical role in ensuring adherence to regulatory requirements and promoting a culture of compliance within our organization. You...

We are a forward-thinking organization that values innovation, adaptability, and client-focused expertise. As an Officer, you will play a critical role in ensuring the successful onboarding of vendors, driving business growth, and fostering a culture of inclusivity and respect.Key ResponsibilitiesOversee the vendor onboarding process, ensuring accurate and...

At Unicorn Advisor (HK) Limited, you will be working closely with the head of Corporate Finance and head of QA.Fluency in Mandarin is essential for this role.We are seeking a highly skilled professional to join our team as an Investment Operations Compliance Specialist.Key Responsibilities:Ensure compliance with relevant laws and regulations in investment...

Compliance Manager, AML Responsibilities: Conduct risk-based compliance reviews according to Annual Compliance Review plan Identify and evaluate regulatory compliance risk and control issues and provide recommendations for improvement Compile compliance review reports to highlight major regulatory compliance issues and risk implications Conduct assigned...

Company Overview:Hong Kong Exchanges and Clearing Limited (HKEX) is a leading exchange group that connects people, markets, and resources. We aim to provide a fair, transparent, and efficient platform for trading, clearing, and settlement of various financial instruments.Job Description:The Head of Monitoring & Corporate Functions Compliance will play a...

Job DescriptionThe Blockchain Staffing Ninja team is seeking a highly skilled and experienced Treasury Operations Supervisor to lead and manage a small team of Treasury Operations Specialists. The ideal candidate will have 5+ years of relevant work experience in fund operations management within financial institutions, particularly with fintech and virtual...

Job Title: Regulatory Compliance Manager PositionWe are seeking a highly skilled Regulatory Compliance Manager to join our team at PAObank. As a key member of our compliance function, you will play a vital role in ensuring that our business operations are in line with regulatory requirements.About the Role:Provide timely advice on regulatory compliance...

About the RoleWe are looking for a Compliance Risk Manager for Crypto Assets to join our team. As a key member of our compliance function, you will be responsible for managing the implementation and ongoing maintenance of our Financial Crime Compliance program.Your primary responsibility will be to identify, assess and mitigate risks associated with crypto...

Vice President (VP), Compliance HK We are currently seeking a proficient and experienced Vice President (VP) of Compliance to join our client. The ideal candidate will possess in-depth expertise in commercial banking compliance while also demonstrating exposure to structured product compliance and corporate finance compliance. Key Responsibilities: ...

Vistra is at the forefront of delivering progress for our clients, and we're looking for a skilled Regulatory Monitoring Manager to join our team.This exciting opportunity will see you working closely with our Global Incorporations Services to drive growth and success.You'll be responsible for managing compliance operations, executing processes in accordance...

About Dah Sing Group The Dah Sing Group is a leading financial services group in Hong Kong offering banking, insurance, financial and other related services through its growing network of over 70 branches in Hong Kong, Macau and Mainland China. Our currency is caring, teamwork and progressiveness. We accept that everyone is unique and different in talent,...

At Citibank (Switzerland) AG, we're looking for a high-caliber professional to join our team as VP, Compliance Product Officer. This role is responsible for assisting with internal strategies, policies, procedures, processes, and programs to prevent violations of law, rule, or regulation.The successful candidate will serve as a function/business/product...

Larson Maddox is seeking a seasoned Compliance Director to spearhead risk management initiatives. As a key member of our team, you will oversee compliance matters related to commercial banking operations, structured products, and corporate finance activities within our Hong Kong office.Key Responsibilities:Compliance Oversight: Provide strategic guidance on...

ResponsibilitiesManage a team of compliance professionals to manage the Bank's AML & Compliance function and act as s72B manager of the AML & Compliance function Liaise with regulators (HKMA) and file regulatory reports and other required documentation Provide advisory services to the senior management and business units on AML & Compliance related issues...

Job DescriptionWe are seeking a highly skilled Trade Finance Operations Specialist to join our team at IGNITE RECRUITMENT HONG KONG LIMITED. This role requires an individual with expertise in trade finance operations, compliance, and payment management.Key Responsibilities:Perform document checks as the first point of contact to ensure compliance with terms...

Job DescriptionAt KDB Asia Limited, we are seeking a highly skilled Compliance Risk Manager to join our team. As a key member of our organization, you will play a crucial role in ensuring the compliance and regulatory requirements of our financial operations.About the RoleYou will report directly to the Senior Compliance Manager and work closely with the...

About UsWe are Wizlynx Malaysia Sdn Bhd, a leading provider of cybersecurity solutions. We are seeking a highly skilled Senior Information Assurance Analyst to join our team.As a key member of our organization, you will be responsible for leading and participating in the assessment of security risks and control effectiveness for applications, infrastructure,...

Company OverviewMUFG is committed to hiring based on merit and organizational fit, regardless of race, religion or gender.Job DescriptionAs Vice President, Forex, you will provide full support and assistance to Department Head. You will also lead and manage operations of Derivatives and Securities.Key Responsibilities:To provide full support and assistance...