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Risk Manager

2 weeks ago


Hong Kong Island, Hong Kong SAR China Acts Consulting Co. 毅知顧問公司 Full time
Compliance Manager Job Description

Acts Consulting Co. is seeking a highly skilled Compliance Manager to join our team.

Key Responsibilities:
  • The successful candidate will be responsible for ensuring that our organization complies with all relevant laws and regulations.
  • This includes developing and updating our compliance policies and procedures, as well as preparing internal and external reports.
  • As part of this role, you will also assist in preparing license applications and responding to regulator enquiries.
  • We are looking for someone who can work independently and as part of a team to achieve our compliance goals.
Requirements:
  • A degree in a relevant field such as Accounting, Law or Finance is essential for this role.
  • Applicants should have at least 3 years of experience in compliance and audit functions.
  • Knowledge of HK legal and regulatory requirements on securities brokerage and anti-money laundering is highly desirable.
  • Proficiency in SFC / HKEx rules and regulations and their compliance / practice is also necessary.
  • We are looking for a mature, self-motivated individual with a positive attitude and passion for performance excellence.
  • Fluency in written and spoken English and Chinese, as well as Putonghua, is required.