Financial Compliance Manager

About Dah Sing Group The Dah Sing Group is a leading financial services group in Hong Kong offering banking, insurance, financial and other related services through its growing network of over 70 branches in Hong Kong, Macau and Mainland China. Our currency is caring, teamwork and progressiveness. We accept that everyone is unique and different in talent,...

Assistant Manager, ComplianceApply locations: Hunghom, Kowloon, Hong KongTime type: Full timePosted on: Posted 30+ Days AgoJob requisition id: JR00105482You are as unique as your background, experience and point of view. Here, you'll be encouraged, empowered and challenged to be your best self. You'll work with dynamic colleagues - experts in their fields -...

About Dah Sing Financial GroupThe Dah Sing Financial Group is a leading financial services company in Hong Kong, offering a wide range of banking and insurance products through its extensive network of branches in Hong Kong, Macau, and Mainland China.To ensure that all operations are conducted in accordance with regulatory requirements and internal...

About Dah Sing GroupDah Sing Group is a leading financial services group in Hong Kong offering banking, insurance, financial and other related services through its extensive network across Hong Kong, Macau, and Mainland China.Our core values are built around caring, teamwork, and progressiveness. We recognize the uniqueness of every individual and their...

About Northern Trust: Northern Trust, a Fortune 500 company, is a globally recognized, award-winning financial institution that has been in continuous operation since 1889. Northern Trust is proud to provide innovative financial services and guidance to the world's most successful individuals, families, and institutions by remaining true to our enduring...

At the Accounting and Financial Reporting Council (AFRC), we are committed to ensuring the integrity of financial reporting in Hong Kong.Job DescriptionWe are seeking a highly skilled Audit Compliance Specialist to join our team. The successful candidate will be responsible for inspecting audit working papers to assess compliance with professional...

About UsDah Sing Financial Group is a leading financial services provider in Hong Kong, Macau, and Mainland China. We operate a network of over 70 branches across the region.Our core values are caring, teamwork, and progressiveness. We foster an inclusive environment where employees can grow and thrive, valuing individual differences and talents.We are...

HARBRIDGE PARTNERS is seeking a Financial Services Compliance Expert to join our team. This role will involve working closely with senior management to implement and maintain robust Anti-Money Laundering (AML) programs for our clients.The ideal candidate will have experience in regulatory compliance, particularly in AML, and be able to analyze complex data...

About Dah Sing GroupThe Dah Sing Financial Group is a leading financial services group in Hong Kong, Macau and Mainland China. We provide banking, insurance, and other related services through our extensive network.We prioritize teamwork, caring, and progressiveness as core values. Everyone's unique talent and capacity for growth are valued, and we strive to...

Job SummaryThe Accounting and Financial Reporting Council (AFRC) is seeking an Oversight and Compliance Specialist to support the Policy, Registration and Oversight Department.In this role, you will assist in the collection of application fees, maintain the document management system and database of the Policy, Registration and Oversight Department, and...

About Northern Trust: Northern Trust, a global leader in financial services, is committed to providing innovative solutions and expert guidance to individuals, families, and institutions. With over 130 years of experience, we serve the world's most sophisticated clients using cutting-edge technology and exceptional service.Role Summary:The Senior Compliance...

Job OverviewTalentQuest HR Limited seeks a detail-oriented Financial Compliance Specialist to join our team. The ideal candidate will have strong knowledge of AML compliance and regulatory guidelines.Key ResponsibilitiesAdherence to AML Compliance: Review customer accounts, monitor transactions, and conduct enhanced due diligence (EDD) as required.Client...

We are seeking a Compliance Officer - Auditing to join our team at the Accounting and Financial Reporting Council (AFRC). As a key member of the Policy, Registration and Oversight Department, you will play a crucial role in ensuring compliance with auditing standards and regulations.Your responsibilities will include:Reviewing and processing applications and...

Compliance Manager, AML Responsibilities: Conduct risk-based compliance reviews according to Annual Compliance Review plan Identify and evaluate regulatory compliance risk and control issues and provide recommendations for improvement Compile compliance review reports to highlight major regulatory compliance issues and risk implications Conduct assigned...

**Compliance Role Overview**This senior compliance role is responsible for supporting the implementation of compliance objectives by relevant Business Units (BUs) through setting / reviewing policies and procedures for adherence to applicable legal and regulatory requirements.The ideal candidate will have good exposure to dealing with regulatory matters and...

A premier financial institution in the APAC region seeks an experienced Compliance Expert to join their team. As a senior member of the compliance department, you will be responsible for providing strategic guidance to fund businesses, managing compliance risks, and developing effective compliance programs.Candidates should have at least 3 years of...

About Dah Sing Financial GroupThe Dah Sing Financial Group is a leading financial services group in Hong Kong offering banking, insurance, financial and other related services through its growing network of over 70 branches in Hong Kong, Macau and Mainland China.We foster a culture that emphasizes teamwork, progressiveness and caring. Our goal is to create a...

Company Overview: Our client is a leading Hedgefund based in Hong Kong, looking for Compliance Manager reporting directly to the Head of Compliance Position Overview: As the APAC Hedge Fund Compliance Manager, you will play a critical role in ensuring adherence to regulatory requirements and promoting a culture of compliance within our organization. You...

Job OverviewA highly sought-after Financial Crime Compliance VP is being recruited by Ashford Benjamin in Hong Kong to lead the APAC region's AML efforts.

ResponsibilitiesThe successful Compliance Manager will be responsible for ensuring that all company activities comply with relevant laws and regulations. This includes:Drafting and reviewing compliance-related documents.Participating in project-related meetings and providing compliance expertise.Conducting regular compliance self-assessments to identify...