Investment Compliance Manager
3 weeks ago
About Pure Hong Kong
Pure Hong Kong is a leading asset management company in Asia Pacific, with a strong presence in Hong Kong. We offer excellent career opportunities and a great work-life balance.
The Role
We are seeking a highly motivated and experienced compliance professional to join our growing Compliance Team. As a key member of the team, you will be responsible for drafting and formulating investment compliance policies, ensuring that all investment restrictions for funds are appropriately documented and controlled. You will also be responsible for system maintenance, compliance monitoring, and developing an investment compliance framework and policy in line with global standards.
Your Profile
We are looking for a degree holder in Law or Accounting, with a professional qualification highly preferable. You will have at least 6 years of compliance experience in an asset manager, solid experience in regional compliance or investment compliance, experience in liaising with local and regional regulators, and strong project management skills. You will possess excellent presentation and communication skills (Fluent Cantonese and English is a MUST) and an ability to deal with all levels of an organization.
-
Investment Compliance Manager
7 days ago
Hong Kong, Central and Western District, Hong Kong SAR China Pure Hong Kong Full timeAbout Pure Hong KongPure Hong Kong is a leading asset manager in Asia Pacific, with a strong presence in Hong Kong. We offer excellent career opportunities and a great work-life balance.The RoleWe are seeking a highly motivated and experienced compliance professional to join our growing Compliance Team. As a key member of the team, you will be responsible...
-
Compliance Officer
4 weeks ago
Hong Kong, Central and Western District, Hong Kong SAR China SAFE Investment Full timeJob Title: Compliance Assistant Job Summary: We are seeking a highly organized and detail-oriented Compliance Assistant to provide administrative support to our Legal Department at SAFE Investment. The successful candidate will be responsible for handling internal staff's compliance matters, providing secretarial and administrative support, drafting simple...
-
Compliance Officer
2 weeks ago
Hong Kong, Central and Western District, Hong Kong SAR China SAFE Investment Full timeJob Description:This role offers an exciting opportunity to provide administrative support to our Legal Department at SAFE Investment.Key Responsibilities:Manage internal staff's compliance matters, ensuring adherence to regulatory requirements.Provide secretarial and administrative support, including document processing, filing, data verification, and...
-
Investment Associate
3 weeks ago
Hong Kong, Central and Western District, Hong Kong SAR China SAFE Investment Full timeInvestment Trainee ProgramWe are seeking talented individuals to join our 2-year investment trainee program, designed to prepare candidates for advancement in investment teams. The program focuses on fundamental research, systematic investing, and trading team development.Through the program, trainees will work closely with mentors from portfolio managers to...
-
Investment Associate
1 week ago
Hong Kong, Central and Western District, Hong Kong SAR China SAFE Investment Full timeInvestment Trainee ProgramWe are seeking talented individuals to join our 2-year investment trainee program, designed to prepare candidates for advancement in investment teams. The program focuses on fundamental research, systematic investing, and trading.Through the program, trainees will work closely with mentors from portfolio managers to traders on...
-
Investment Compliance Officer
3 weeks ago
Hong Kong, Central and Western District, Hong Kong SAR China Robert Walters Hong Kong Full timeInvestment Compliance ManagerRobert Walters Hong Kong is seeking a highly skilled Investment Compliance Manager to join our team.Key Responsibilities:Provide regulatory advice and guidance on rules and regulations focusing on Investment and InsuranceDesign, implement, and maintain robust compliance programs aligned with bank policies and regulatory...
-
Investment Compliance Manager
3 weeks ago
Hong Kong, Central and Western District, Hong Kong SAR China Larson Maddox Full timeJob Title: Investment & Insurance Compliance Manager - Corporate BankLarson Maddox is seeking a highly skilled Investment & Insurance Compliance Manager to join our Corporate Bank team. As a key member of our compliance function, you will play a critical role in ensuring the bank's investment and insurance operations are in line with regulatory requirements...
-
Compliance Director, Asia Investment Management
3 weeks ago
Hong Kong, Central and Western District, Hong Kong SAR China Sun Life Full time{"Job Title": "Compliance Director, Asia Investment Management", "Job Summary": "We are seeking a seasoned Compliance professional to join our team at Sun Life as a Compliance Director, Asia Investment Management. In this role, you will be responsible for establishing and maintaining a fit-for-purpose asset management Regulatory Compliance Management (RCM)...
-
Investment Compliance Manager
7 days ago
Hong Kong, Central and Western District, Hong Kong SAR China Larson Maddox Full timeJob Title: Investment & Insurance Compliance Manager - Corporate BankLarson Maddox is seeking a highly skilled Investment & Insurance Compliance Manager to join our Corporate Bank team. As a key member of our compliance function, you will be responsible for developing, implementing, and maintaining comprehensive compliance policies, procedures, and controls...
-
Hong Kong, Central and Western District, Hong Kong SAR China Sun Life Full timeJob DescriptionAs a key member of the Asia Investment Management team, the Compliance Director will be responsible for establishing and maintaining a robust compliance program that ensures the company's adherence to regulatory requirements and industry standards.Key ResponsibilitiesDevelop and implement a comprehensive compliance program that addresses...
-
Investment Associate
1 month ago
Hong Kong, Central and Western District, Hong Kong SAR China SAFE Investment Full timeAbout the RoleWe are seeking a highly motivated and detail-oriented Investment Associate to join our team at SAFE Investment. As an Investment Associate, you will play a key role in supporting our investment teams with research, analysis, and portfolio management.Key ResponsibilitiesOperational Responsibilities:Manage daily investment operations, including...
-
Investment Operations Manager
3 weeks ago
Hong Kong, Central and Western District, Hong Kong SAR China Company 267 - Manulife Investment Management (Hong Kong) Limited Full timeJob Title: Investment Operations ManagerCompany 267 - Manulife Investment Management (Hong Kong) Limited is seeking an experienced Investment Operations Manager to join our team. As a key member of our Investment Operations department, you will be responsible for overseeing trade management and support, settlement, reconciliation, corporate actions, pricing...
-
Investment Operations Manager
1 month ago
Hong Kong, Central and Western District, Hong Kong SAR China Company 267 - Manulife Investment Management (Hong Kong) Limited Full timeAbout the RoleWe are seeking an experienced Investment Operations Manager to join our team at Company 267 - Manulife Investment Management (Hong Kong) Limited. As a key member of our Investment Operations team, you will be responsible for providing subject matter expertise and support to our daily trade management processes.Key ResponsibilitiesOversight of...
-
Investment Operations Manager
1 week ago
Hong Kong, Central and Western District, Hong Kong SAR China Company 267 - Manulife Investment Management (Hong Kong) Limited Full timeJob Title: Investment Operations ManagerCompany 267 - Manulife Investment Management (Hong Kong) Limited is seeking an experienced Investment Operations Manager to join our team. As an Investment Operations Manager, you will be responsible for overseeing trade management and support, settlement, reconciliation, corporate actions, pricing and valuations...
-
Compliance Officer
1 month ago
Hong Kong, Central and Western District, Hong Kong SAR China Qube Research & Technologies Full timeJob DescriptionQube Research & Technologies (QRT) is a leading global quantitative and systematic investment manager, operating in all liquid asset classes across the world. We are a technology and data-driven group implementing a scientific approach to investing. Combining data, research, technology, and trading expertise has shaped our collaborative...
-
Risk Management Specialist
3 weeks ago
Hong Kong, Central and Western District, Hong Kong SAR China SAFE Investment Full timeJob Title: Risk AssociateAt SAFE Investment, we are seeking a highly skilled Risk Associate to join our team. As a Risk Associate, you will play a critical role in monitoring, measuring, and managing all aspects of risk in our day-to-day activities.Key Responsibilities:Risk Management: Monitor and manage all aspects of risk in our day-to-day activities,...
-
Compliance Director, Asia Investment Management
1 month ago
Hong Kong, Central and Western District, Hong Kong SAR China Sun Life Full timeJob SummaryWe are seeking a seasoned Compliance professional to join our team at Sun Life as a Director, Compliance, Asia Investment Management. This role will be responsible for leading the development and implementation of compliance programs and policies to ensure the company's adherence to regulatory requirements.Key ResponsibilitiesDevelop and implement...
-
Risk Management Specialist
2 weeks ago
Hong Kong, Central and Western District, Hong Kong SAR China SAFE Investment Full timeJob Title: Risk AssociateWe are seeking a highly skilled Risk Associate to join our team at SAFE Investment. As a Risk Associate, you will play a critical role in monitoring, measuring, and managing all aspects of risk in our day-to-day activities.Responsibilities:Monitor and manage all aspects of risk in day-to-day activities, providing expert advice to the...
-
2025 Summer Investment Internship
1 month ago
Hong Kong, Central and Western District, Hong Kong SAR China Capstone Investment Advisors Full timeProgram OverviewCapstone Investment Advisors' 5 Summer Internship is a 10-week summer program designed to provide students with a comprehensive learning experience in investment strategies. As an intern, you will be assigned a project that is both educational and value-added to the business, culminating in a presentation to the senior leadership team.Key...
-
Compliance Manager
1 week ago
Hong Kong, Central and Western District, Hong Kong SAR China HSBC Full timeCompliance ManagerHang Seng Bank is committed to excellence in service. Our people are our most valuable asset, and we strive to enhance our performance for customers by providing best-in-class products and services. We seek to attract high-calibre talent by offering a dynamic working environment, good career development opportunities, and competitive...