Risk Governance Professional
6 days ago
We are Classy Wheeler Limited, a renowned financial services group with a strong presence in Hong Kong's securities and futures market. Our growth has created a need for a highly experienced Compliance Officer who can help us maintain our high standards.
Job Description- Update and maintain company policies, procedures, and manuals to ensure compliance with regulatory requirements.
- Manage Continuous Professional Training records for licensed representatives.
- Collaborate with regulators and industry bodies on various matters.
- Support the operation team in addressing compliance-related issues.
- Stay current with new regulatory developments and updates.
- Prepare and review various corporate documents, announcements, and reports.
- Degree in Law, Finance, or related fields.
- At least 2 years of experience in a similar role.
- Familiarity with SFO and SFC regulations.
- Strong attention to detail, independence, and maturity.
- Excellent communication skills in English and Cantonese.
This is a fantastic chance to join our dynamic team and contribute to our continued success.
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