Risk Governance Professional

6 days ago


Hong Kong Island, Hong Kong SAR China Classy Wheeler Limited Full time

We are Classy Wheeler Limited, a renowned financial services group with a strong presence in Hong Kong's securities and futures market. Our growth has created a need for a highly experienced Compliance Officer who can help us maintain our high standards.

Job Description
  • Update and maintain company policies, procedures, and manuals to ensure compliance with regulatory requirements.
  • Manage Continuous Professional Training records for licensed representatives.
  • Collaborate with regulators and industry bodies on various matters.
  • Support the operation team in addressing compliance-related issues.
  • Stay current with new regulatory developments and updates.
  • Prepare and review various corporate documents, announcements, and reports.
Requirements
  • Degree in Law, Finance, or related fields.
  • At least 2 years of experience in a similar role.
  • Familiarity with SFO and SFC regulations.
  • Strong attention to detail, independence, and maturity.
  • Excellent communication skills in English and Cantonese.

This is a fantastic chance to join our dynamic team and contribute to our continued success.



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