Compliance Assistant Manager

Job SummaryWe are seeking a highly skilled Compliance Risk Manager Assistant to join our team at Bank of China (Hong Kong) Limited. The successful candidate will be responsible for assisting the Compliance Risk Manager in formulating and updating compliance risk and KYC policies and procedures in line with the latest regulatory requirements and market...

Job SummaryWe are seeking a highly skilled Compliance Risk Manager Assistant to join our team at Bank of China (Hong Kong Branch). The successful candidate will be responsible for assisting the Compliance Risk Manager in formulating and updating compliance risk and KYC policies and procedures in line with the latest regulatory requirements and market...

Job Purpose:As a key member of the Group Compliance Division at Dah Sing Bank, you will play a vital role in ensuring the bank's compliance with regulatory requirements and guidelines. Your primary responsibility will be to assist in the development and implementation of compliance policies and procedures, as well as to conduct regular reviews and...

Job Purpose:To assist the Group Compliance Division in ensuring the Bank's compliance with regulatory bodies' rules, regulations, and guidelines, including data privacy, deposit protection, Code of Banking Practice, and technology risks.Main Responsibilities:• Review and provide advice on compliance-related documents, workflows, procedures, and...

About Dah Sing Financial GroupThe Dah Sing Financial Group is a leading financial services organization in Hong Kong, offering a wide range of banking, insurance, and financial services through its extensive network of over 70 branches in Hong Kong, Macau, and Mainland China.We value a culture of caring, teamwork, and progressiveness. We recognize that each...

Job DescriptionAs a key member of the Enterprise Asset Management Compliance team, you will play a critical role in ensuring the firm's compliance with regulatory requirements and in-house policy guidelines. Your primary responsibility will be to perform compliance testing, monitoring, and surveillance to demonstrate and attest compliance with applicable...

Job Title: Compliance ManagerAt Sun Life, we are seeking a highly skilled Compliance Manager to join our Enterprise Asset Management team. As a key member of our compliance team, you will play a critical role in ensuring that our business operations are in compliance with relevant laws, regulations, and internal policies.Key Responsibilities:Perform...

Job Title: Manager / Senior Manager, Compliance, Enterprise Asset ManagementAt Sun Life, we are seeking a highly skilled and experienced Compliance Manager to join our Enterprise Asset Management team. As a key member of our compliance team, you will play a critical role in ensuring that our business operations are in compliance with relevant laws,...

Main Responsibilities:To conduct thorough reviews of customer due diligence processes, ensuring adherence to internal policies and regulations, and providing expert advice on AML/CFT matters to marketing staff.To advise on account opening procedures and assist in streamlining the process, ensuring seamless customer onboarding.To collaborate with other...

Main Responsibilities:The successful candidate will be responsible for conducting selected CDD reviews, providing consultancy on CDD handling, and advising staff on AML/CFT matters. Key responsibilities include:Conducting CDD reviews and providing consultancy on CDD handling;Advising staff on AML/CFT matters and ensuring adherence to internal...

At Prudential plc, we are committed to creating a culture of compliance and risk management that supports our business objectives. We are seeking a highly skilled Compliance Manager to join our team and contribute to the development and implementation of our compliance framework.The role will support the Director, Distribution Compliance and Monitoring in...

Main Responsibilities:The ideal candidate will be responsible for conducting selected Customer Due Diligence (CDD) reviews, providing consultancy on CDD handling, and advising marketing staff on AML/CFT matters. This includes reviewing adherence to internal policies, operational aspects of CDD, and risk perspectives of customers in the AML/CFT area.Key...

Job Title: Senior Manager, ComplianceAt Prudential plc, we are committed to being partners for every life and protectors for every future. Our purpose drives everything we do, creating a culture of diversity and inclusion for our people, customers, and partners. We provide a platform for our employees to excel and make a meaningful impact on the business,...

Main Responsibilities:To conduct thorough reviews of customer due diligence, providing expert advice on AML/CFT matters to marketing staff and serving as a consultancy role on CDD handling.The review encompasses adherence to internal policies for customer due diligence, operational aspects of handling CDD, and advising staff on the risk perspective of...

Job Title: Senior Manager, CompliancePrudential plc is committed to being a partner for every life and protector for every future. Our purpose drives everything we do, creating a culture of diversity and inclusion for our people, customers, and partners. We provide a platform for our employees to excel and make a meaningful impact on the business, supporting...

About the RoleWe are seeking a highly skilled Compliance Manager to join our team at AXA Group. As a key member of our Conduct and Compliance team, you will play a critical role in supporting the on-going reinforcement of our Group Conduct Framework and Customer Protection initiatives across our Asian entities.Key ResponsibilitiesMonitor and review Conduct...

Job SummaryWe are seeking a highly skilled Deputy / Assistant Compliance Manager to join our Compliance Division at Bank Of China (Hong Kong) Limited. As a key member of our team, you will be responsible for providing advisory services to designated business units regarding regulatory compliance issues.Key ResponsibilitiesRegulatory Compliance Advisory:...

Job SummaryWe are seeking a highly skilled Deputy / Assistant Compliance Manager to join our Compliance Division at Bank Of China (Hong Kong) Limited. As a key member of our team, you will be responsible for providing advisory services to designated business units regarding regulatory compliance issues.Key ResponsibilitiesRegulatory Compliance Advisory:...

About Dah Sing Financial GroupWe are a leading financial services group in Hong Kong, offering a wide range of banking, insurance, and financial services through our extensive network of over 70 branches in Hong Kong, Macau, and Mainland China.Our core values are built around caring, teamwork, and progressiveness. We believe that every individual is unique...

About Mizuho Bank, Ltd.Mizuho Bank, Ltd. is a leading global financial services institution with a strong presence in Hong Kong. As an integral part of the Japan-based Mizuho Financial Group, Inc., we offer a wide range of financial services to individuals, corporations, and financial institutions.Job SummaryWe are seeking a highly skilled and experienced...