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Compliance Manager

2 months ago

Hong Kong, Central and Western District, Hong Kong SAR China Dah Sing Financial Group Full time
About Dah Sing Financial Group

We are a leading financial services group in Hong Kong, offering a wide range of banking, insurance, and financial services through our extensive network of over 70 branches in Hong Kong, Macau, and Mainland China.

Our core values are built around caring, teamwork, and progressiveness. We believe that every individual is unique and has the capacity for growth, and we strive to create a culture that fosters a sense of pride and accomplishment beyond just a job.

Job Purpose:

To assist the Group Compliance Division in conducting regular and ad-hoc compliance reviews in a professional, timely, and robust manner, in accordance with relevant statutory and regulatory requirements.

Main Responsibilities:
  • To conduct compliance reviews to analyze key regulatory risk areas and identify potential breaches and control weaknesses.
  • To prepare compliance review reports and follow up on implementation progress and remedial actions.
  • To prepare management reports for senior management.
  • To perform and coordinate regulatory self-assessments and surveys.
  • To support the compliance team in preparing materials for regulatory training.
  • To handle ad-hoc requests, projects, and day-to-day compliance-related tasks as assigned.
Requirements:
  • A minimum of 3 years of experience in financial services, preferably with compliance monitoring or audit experience in the banking industry.
  • University graduate in Business Administration, Accounting, Finance, Economics, Law, or related disciplines.
  • Possession of legal or accountancy professional qualification is preferred.
  • Familiarity with financial services-related laws and regulations.
  • Strong analytical, interpersonal, written, and presentation skills.
  • Team player with ability to work independently.
  • Good communication and written skills in both English and Chinese.
  • Proficient in MS Word, including Word, Excel, and PowerPoint.