Risk Assurance Specialist

3 weeks ago


Hong Kong, Central and Western District, Hong Kong SAR China Macquarie Group Full time
About the Role

We are seeking a highly skilled Risk Assurance Specialist to join our team in Macquarie's Global Equities business. As a key member of our Risk Management Group, you will play a critical role in ensuring the effective management of Operational Risk across our Equities operations.

Key Responsibilities
  • Assist in the development and planning of the Control Assurance program, working closely with key stakeholders within our Equities business and Risk Management Group.
  • Provide first-line assurance over critical controls for processes and test the appropriate controls have been implemented across risks such as Electronic Trading, Credit Limits, Sanctions, Client Money, Business Resilience, and Regulatory Reporting.
  • Scope, develop, plan, and execute assurance reviews, identifying pragmatic solutions and control improvements to identified risks and issues.
  • Build and maintain strong relationships with internal teams and stakeholders, develop strong partnerships with subject matter experts, and contribute to the refinement of the control assurance framework.
Requirements
  • 5+ years' experience in internal audit, controls-based external audit, operational risk, or similar assurance roles in the financial services sector.
  • Existing exposure to a trading environment with knowledge in Global Markets, preferably in Equities.
  • Exceptional verbal and written communication skills with the capacity to initiate and lead conversations with business leaders and risk management colleagues regarding issues and assurance findings.
  • A commercially-minded, problem-solving lateral thinker with the ability to grasp abstract concepts and complex situations and comfortable working within a dynamic, fast-paced, and enterprise agile environment.
About Macquarie Capital

Macquarie Capital combines specialist skills, innovative advice, and flexible capital solutions to help our clients and partners make opportunity reality. Our global corporate advisory, investing, development, and equities capabilities are underpinned by a full spectrum of capital markets solutions and deep sector expertise.

Benefits
  • Hybrid and flexible working arrangements.
  • One wellbeing leave day per year.
  • Up to 20 weeks paid parental leave, as well as benefits to support you as you transition to life as a working parent.
  • Paid volunteer leave and donation matching.
  • Other benefits to support your physical, mental, and financial wellbeing.
  • Access to a wide range of learning and development opportunities.
Our Commitment to Diversity, Equity, and Inclusion

We are committed to providing a working environment that embraces diversity, equity, and inclusion. We encourage people from all backgrounds to apply for a role, regardless of their identity, including gender, race, ethnicity, cultural identity, nationality, age, sexual orientation, gender identity, intersex status, marital or family status, neurodiversity, religion or belief, disabilities, or socio-economic background.



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