Compliance Officer

Our client, a leading hedge fund in Hong Kong, is seeking a skilled Compliance Manager to join their team. This individual will be responsible for ensuring adherence to regulatory requirements and guidelines.Key responsibilities include:Reporting directly to the Chief Operating Officer (CCO) while collaborating with a compliance colleague.Oversight of...

Compliance Specialist (Fund Solutions)We are seeking a highly skilled Compliance Specialist to join our team in Hong Kong. As a key member of our Fund Solutions group, you will be responsible for ensuring compliance with regulatory requirements and providing guidance on risk assessments.The ideal candidate will have a strong understanding of AML regulations...

Compliance Officer (Secondary Markets Compliance)Reporting to the Head of Secondary Markets Compliance, the right incumbent will be responsible for providing compliance coverage to the CICC group of companies (the "Firm") for its Equities, FICC and Wealth Management business activities conducted from Hong Kong, with a focus on the sales and trading business...

CLIENT BACKGROUND We are seeking a diligent and proactive Compliance Officer to join our team. The successful candidate will be responsible for overseeing general compliance activities, including staff dealing, SFC and head office reporting, KYC, and AML. This role requires a professional with a solid understanding of compliance regulations and familiarity...

CHIEF COMPLIANCE OFFICER | Digital BankingCHIEF COMPLIANCE OFFICER | Digital Banking (AML focus)Senior executive positionOur client is one of Hong Kong's licensed digital banking groups with an established local business spanning both retail and corporate clients. As an industry-leading banking institution, their governance functions ensure compliance with...

Job Title: Compliance OfficerMNC - Tech Risk / Cyber Security - Senior Manager / DirectorAbout Us: Our company seeks a seasoned professional to fill this key role, leveraging their expertise in tech risk and cyber security.Job Description:This Senior Manager/Director will be responsible for overseeing the assessment of technology risks, IT governance,...

Job OverviewWe are seeking a highly skilled and motivated individual to join our team as a Regulatory Compliance Officer. This role will be responsible for providing regulatory advice and guidance to business functions on various matters, including new business initiatives, outsourcing arrangements, and new products and partnerships.Key...

Madison Pearl is one of Hong Kong's leading digital banking groups, with a strong presence in the retail and corporate sectors. We are seeking an experienced Chief Compliance Officer to lead our compliance department and enhance our financial crime compliance procedures.The successful candidate will have a deep understanding of Anti-Money Laundering (AML)...

Job DescriptionThe Regulatory Compliance Officer will be responsible for ensuring that all aspects of our business operations comply with relevant laws and regulations. This includes developing and implementing compliance policies, procedures, and controls, as well as monitoring and reporting on compliance performance.You will work closely with our business...

A global financial services firm is looking for a Compliance Officer for their asset management business   Roles and Responsibilities- • Advising the Asset Management business on regulatory compliance, risk identification, mitigation, and all regulatory matters • Ensuring compliance and operational risk controls are well in place and that...

The CICC Group of Companies is seeking a highly experienced Compliance Officer to join its team in Hong Kong. As a key member of the compliance team, you will be responsible for providing expert guidance and advice on compliance-related matters.Main Responsibilities:Providing regular compliance risk and controls assessments.Conducting reviews of new business...

Acting Consulting Co. is seeking a highly skilled Compliance Manager to join our team. As a key member of our organization, you will be responsible for ensuring that we adhere to all relevant legal and regulatory requirements.Responsibilities:We are looking for an individual with a strong background in compliance and audit functions to carry out all...

Acts Consulting Co. 毅知顧問公司Job Description for Compliance ManagerWe are seeking a highly motivated Compliance Manager to join our team at Acts Consulting Co. 毅知顧問公司.Ensure the company adheres to relevant legal and regulatory requirements, including securities brokerage and anti-money laundering rules;Develop and update compliance...

Accumulus is seeking a skilled Compliance Manager to oversee daily operational compliance and submit related reports for both external and internal use.Key Responsibilities:Designing a trade surveillance system capable of identifying market manipulation and enhancing the management of anti-money laundering/counter-financing of terrorism (AML/CFT)...

**Job Summary**We are seeking a highly skilled Regulatory Compliance Specialist to join our team at Infini Capital.The successful candidate will be responsible for maintaining accurate records and documentation relating to corporate and compliance activities, including PA trading and conflicts.Key Responsibilities:Maintain accurate records and documentation...

CHIEF COMPLIANCE OFFICER | Digital Banking CHIEF COMPLIANCE OFFICER | Digital Banking (AML focus) Senior executive position Our client is one of Hong Kong's licensed digital banking groups with an established local business spanning both retail and corporate clients. As an industry-leading banking institution, their governance functions ensure compliance...

PingPong Payments is a global leader in payment and e-commerce solutions. We are committed to the highest standards of regulatory compliance.Job Summary:The Hong Kong Compliance Manager is a critical role that encompasses both Compliance Officer and Money Laundering Reporting Officer (MLRO) responsibilities.Main Responsibilities:Maintain an in-depth...

As a Regulatory Compliance Expert at Larson Maddox, you will play a critical role in ensuring the firm's adherence to regulatory guidelines. The position involves conducting real-time and post-trade monitoring to identify potential market abuse, insider trading, and other regulatory breaches.Your responsibilities will include analyzing trade data and...

Classy Wheeler Limited is a leading financial services group with a growing securities and futures division in Hong Kong. We are seeking a skilled Compliance Officer to join our team and contribute to the company's continued success.Key ResponsibilitiesEnsure that company policies, internal control procedures, and manuals are up-to-date with regulatory...

About HKMC Annuity LimitedWe are a reputable financial institution seeking a dedicated Chief Compliance Officer to join our team.