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Compliance Professional
2 weeks ago
iCapital seeks an experienced Compliance Officer to join our Global Regulatory and Compliance Team in Hong Kong. The successful candidate will play a key role in supporting our APAC business by handling regulatory and compliance matters.
This position requires strong knowledge of regulations pertaining to SFC's Type 1, 4, and 9 license, as well as experience with AML/KYC, code of conduct, gifts and entertainment, personal account dealing, compliance monitoring, and regulatory reporting in Hong Kong.
